The Paradox of Suspense IV – Noel Carroll’s Account of Suspense

In the previous sections I explained the paradox of suspense as well as several features any satisfactory account of suspense must be able to explain. In this section I will explore Carroll’s proposed account. Carroll starts by explaining that his account concentrates exclusively on suspense as ‘an emotional response to narrative fictions’.[1] Even though Carroll makes this move he asserts that “real-life” suspense is produced by uncertainty regarding future events we have a stake in.[2]  Carroll starts his account of suspense by claiming that suspense is a “prospect emotion”. By this Carroll means that suspense is an emotional reaction to unfolding action. Carroll explains ‘suspense takes as its object the moments leading up to the outcome about which we are uncertain… Once the outcome is fixed, however, the state is no longer suspense’.[3] A vivid example of this can be found in a scene in L’Avventura in which Sandro catches up with the woman he believes to be his missing (and presumed dead) girlfriend Anna and realizes it is just a similar looking stranger. When this scene or situation’s outcome is fixed we stop feeling suspense and start to experience a sense of frustration and disappointment. To Carroll then, we only experience suspense in response to an outcome we are uncertain over. Once we are certain of a scene or situation’s outcome suspense is replaced with other emotional responses (such as joy, relief or disappointment). However, suspense is not the only response we have when we are uncertain about how a narrative will unfold. Detective fiction is one such genre in which we experience uncertainty regarding how a particular narrative will unfold.

Carroll attempts to differentiate the uncertainty that engenders suspense from the uncertainty we experience in “mystery” fiction by highlighting a possible temporal difference between mystery and suspense. Carroll explains ‘in mysteries in the classical detection mode, we are characteristically uncertain about what has happened in the past, whereas with suspense fictions we are uncertain about what will happen’.[4] However, though it is true that our experience of mystery narratives is tied-up with uncertainty about important past plot details, there does seem to be instances of uncertainty over future or unfolding plot developments in mystery narratives. An example of this could be when, in Murder, She Wrote, Jessica Fletcher gathers the prime suspects together with the intention of revealing the who, why and how of the murder. We do not normally experience suspense in response to this scene even though we are uncertain about how the scene will unfold. That is, even though we are uncertain about the unfolding action, we experience something like curiosity, puzzlement and eager anticipation rather than suspense. So, it appears that Carroll is wrong that the difference between suspense and mystery narratives lies with its temporal nature. Carroll highlights another potential difference between suspense and mystery narratives. Carroll explains:

A mystery of the classical whodunit variety prompts us to ask a question about whose answer we are uncertain and about which we entertain as many possible answers as there are suspects. But suspense is different. With suspense, the question we are prompted to ask does not have an indefinite number of possible answers, but only two. Will the heroine be sawed in half or not?.[5]

To Carroll, whereas suspense has two possible outcomes (the heroine is killed or not) mystery narratives are characterised as having almost infinite possible outcomes. That is, the cause of uncertainty which engenders suspense differs from the cause of uncertainty which mystery narratives produce. To Carroll, suspense is created by having only two logically opposed outcomes (life/death capture/escape). In contrast to this limitation of possibility, the uncertainty engendered by the mystery narrative is brought about by the possibility of there being as many possible answers as there are suspects. Therefore, Carroll holds that suspense is created by a state of uncertainty over the outcome of an unfolding event which has two logically opposed outcomes.

In the next section I will continue to examine Noel Carroll’s account of suspense and solution to the paradox of suspense.


[1] Noel Carroll, ‘The Paradox of Suspense’, in Peter Vorderer, Hans J. Wulff and Mike Friedrichsen (eds), Suspense: Conceptualizations, Theoretical Analyses, and Empirical Explorations, (London: Routledge, 1996),  pp. 71-91, p. 74.

[2] Ibid, p. 76.

[3] Ibid, p. 74.

[4] Ibid, p. 75.

[5] Ibid, p. 75.

The Paradox of Suspense III – The Problem Cont.

As well as providing a convincing reply to the paradox of suspense, any account of suspense must be able to coherently explain several other common features of our common experience of suspense. The first feature is called “diminishing returns”. Diminishing returns refers to the progressive decrease in the vividness or strength of our experience of suspense (or any emotional reaction to fiction). On repeat viewings or readings of narrative fiction we often experience less vivid emotional responses. On our first viewing of the romantic comedy Sleepless in Seattle (Dir., Nora Ephron, 1993) we may experience a strong emotional reaction to the plight of  Annie Reed and her attempt to meet (and start a relationship with) the widower Sam Baldwin. However, on future viewings the emotional experience we feel may suffer from diminishing returns. That is, we experience a less vivid or powerful emotion response to the narrative of Sleepless in Seattle. Though we may still pull for Annie and Sam to finally get together, the emotional impact of the film is diminished and may diminish even further on future viewings. In regard to suspense this also appears to happen. On our first viewing of Patriot Games (Dir., Phillip Noyce, 1992) we may be gripped on the edge of our seats but on subsequent viewings we may still feel some suspense but not so intensely. Any adequate account must therefore also be able to satisfactorily explain diminishing returns of suspense.

            The final two features any satisfactory account of suspense must explain are “absent suspense” and “second-instance suspense”. Absent suspense is the simple phenomenon where we experience no suspense at all. In the haste to solve the paradox of suspense an account must not preclude the possibility that we may just fail to experience suspense even though most of the conditions of suspense are met. That is, on our second viewing of Patriot Games we may just fail to feel suspense. Second-instance suspense is the irregular cases in which we feel suspense on second viewings (or viewings after our first) but not on the first instance or encounter of suspense. On our first instance of viewing a film like L’Avventura we may feel lost, confused and perplexed. As the film differs so radically from conventional narrative fiction this reaction is normal. On our second viewing of the film we may however experience some suspense – especially in response to the scene in which Sandro believes he has just seen the missing Anna in a crowded room. Therefore, another feature any good account of suspense must explain is our ability to experience suspense on secondary viewings when we haven’t on our first.

In the next post I will explore Noel Carroll’s account of suspense.

An Exploration of John Berger’s The Look of Things

In this article I will explore John Berger’s The Look of Things, and identify the formal attributes that shape his argument. I will identify the context – historical, political, social, and personal – that attributed to the texts formation, with the purpose of understanding the aim of the text. In this article I will first explore the ideas, arguments that Berger is presenting. I will then open out the context behind the text. Within this I will highlight the difference between Berger’s aims and the aims of the Abstract-Expressionist movement. I will also pay close attention to the theories behind the text, paying close attention to Berger’s defence of realism.

John Berger argues strongly in The Look of Things that drawing is essential to the construction of the artist and art; not just through the physical act of drawing, but also through the spiritual, emotional journey. Berger explains that drawing is a discovery of oneself; he sees this as an essential act required if you are to call yourself an artist. Berger also argues that the constructive nature of drawing, one that doesn’t necessary lead to a painting, is essential for art so that it mirrors society realistically, and that this enables the spectator to gain an understanding of the artist. Berger is therefore arguing for a realism that reflects the individual through representation of common emotions, actions and objects, the antithesis of the then popular and individualistic American Abstract-Expressionist movement.

John Berger’s first statement in The Looks of Things is that ‘For the artist drawing is discovery’ [1955: 165] Here he outlines his position that through drawing, and we can suppose basic artistic technique, the artist begins a journey, which he feels essential in the process of art. Berger explains that the process of drawing ensures that the artist dissects the properties of the object he wishes to capture [1955]. This could be the physical attribute of the subject, the redness of an apple, or something deeper. So drawing is therefore like a doctor examining a patient, running several diagnostic checks before bringing judgement. If we suppose that the subject the artist is examining is the human form, then the artist, through the act of drawing, is forced to dissect the properties of ‘being human’.  Berger explains this position when he is describing the process of shaping the first outlines of a sketch. He believes that:

‘You find confirmation or denial in the object itself or in your memory of it. Each confirmation or denial brings you closer to the object, until finally you are, as it were, inside it’ [Berger: 1955:165]

And once inside your sketch of the human form you are forced through your selection of shades and lines into understanding the essence of humanity. Berger believes that this process is important as it forms ‘an autobiographical record of one’s discovery’ [1955:166] which is significant because the ‘drawing is essentially a private work’ [Berger: 1955:166] the antithesis of the finished canvas. So Berger is arguing that drawing is essentially a dialectical process. The drawing is the private discovery of the subject, and the act of painting the communication, or externalising of the discovery, which produces the presented work. This journey is essential to the artist as the process of discovery builds the frame of a finished piece, like the scaffolding prepares the building site for the construction of a house. Berger explains that a ‘spectator… in front of painting or statue tends to identify himself with the subject… in front of a drawing he identifies himself with the artist’ [1955:166] He is arguing that the process of drawing is important as it ensures the spectator can relate to the artist directly, the drawing and its autobiographical element ensures the spectator can look beyond the subject to see the motivations and emotions that the artist has felt along their journey.

This argument is a cornerstone in Berger’s defence of realism as an art form, but also a cornerstone in his attack against the contemporary Abstract-Expressionist movement. The Abstract-Expressionist movement was immensely popular in critical circles as it stood for individualistic freedom; the paintings were typically freed from structure and subject. The artist Jackson Pollock was famed for placing grand canvases on his studio floor and expressing his emotions and moods upon the canvas through splashes of paint.

Pollock explains ‘On the floor I am more at ease. I feel nearer, more a part of the painting, since this way I can walk around it… and literally be in the painting.’ [Cited in Harrison and Wood: 1947:571] This technique can be seen as the antithesis of the journey or discovery that Burger argues for. Pollock places himself literally in the painting, so that the painting becomes him. Berger’s method could be seen as the opposite; Berger argues for a slow evaluation of emotion and experience; built layer upon layer. Pollock prefers to paint first, and as he remarks ‘get acquainted’ [Cited in Harrison and Wood: 1947:571] later. Berger’s drawings are meticulous studies, constant restructurings of an image on paper. Pollock’s painting technique comes from the unconscious, a direct and unstructured attempt at portraying the emotion that is felt at the time of painting.

This unstructured, unconscious approach to painting is the exact style Berger is arguing against. He feels that Art is in the mirroring of society. Berger explains that no one line is unconnected in his drawing, in the same way that no one person is removed from his society or culture. This Humanist argument is a rallying call for a style of painting that reflects the society that the individual is born within. Berger explains that ‘A line, an area of tone, is not really important because it records what you have seen, but because of what it will lead you on to see’ [1995:165] here he reveals his understanding of a realism he wishes to communicate fitting within the Marxist-Humanist tradition. A realism that doesn’t just, as the Marxist critic Terry Eagleton explains, ‘photographically reproduce the surface… of society without penetrating to their significant essences’ [2002:28] but a realism that reflects the complex metaphysical side of human nature and human society.  This secondary vein could be easily disposed of by describing it as light rhetoric placed within a text written for the London left paper The New Statesman. But this would be too much of a reduction, and a reduction that doesn’t explain Berger’s position against the Abstract-Expressionist movement nor does this position adequately shed light upon the last few statements Berger makes in The Look of Things.

Berger’s last few thoughts are upon the nature of realism, directly the sketch he has just drawn. ‘I looked at my drawing to see what had been distorted’ [1955:170] here he seems to commenting upon the illusionary nature of any art. After he has checked over his work, touching shades, and lines he sees the ‘drawing and the actual man coincide’ [Berger: 1955:171] Berger is tutoring the reader in the way which they can create that realism he has called for, he is arguing for an art that goes beyond the look of things.

The Look of Things is a text that shows John Berger’s tutorial instinct, his argument is not aggressive, as it holds a constant vein of instruction. It is in essence a reminder of a skill that shouldn’t be lost, the skill of drawing. The Skill of drawing is argued strongly for in metaphysical terms. The regular use of metaphor ensures the reader maps out Berger’s discovery in their own mind. Experiencing his journey, learning the lessons he had learnt simultaneously. Regardless of this ambition, Berger in The Look of Things is quite reductive, even the most subject-free painting can still reflect contemporary culture and  its concerns perfectly – painting is not only a mirror; art is not just a mirror held beside the society that produces it. Art, all fine art, not only mirrors the society, but also defines the way we conceptualise it; the way we see the world. A painting of fragmented and distorted figures can not mirror our physical attributes, but it can mirror our Ego, our state of mind and conceptualise the way we understand those forces. Berger’s argument is formally sound – the process of drawing brings you closer to the subject, and the drawing brings the spectator closer to the artist. But a realist painting solely relies upon reflecting the world it is surrounded by, and although the paintings may induce a metaphysical experience from a spectator, it does not challenge the perceptions of the spectator and society in general. Berger’s reliance upon realism to reflect contemporary society fails to adequately challenge systems that control our perceptions, and in that way Berger’s plea for realism is flawed.

1. Currently we are struggling to locate an exact bibliographic reference for the paper this article is looking for however, John Berger’s paper can also be found in John Berger, The Look of Things, (London: Viking Press, 1972).

The Paradox of Suspense II – The Problem

From out and out thrillers such as The Fugitive (Dir., Andrew Davis, 1993) and Dan Brown’s Da Vinci Code to European art-house films like L’Avventura (Dir., Michelangelo Antonioni, 1960), suspense is an integral element in our experience of fiction. Suspense is so important in certain genres (thrillers) that the financial and artistic success or failure of a film or novel depends entirely on creating constant and repeated instances of suspense as well as suspense on repeated viewings (motivating repeat sales of cinema tickets and DVDs). Not only do people re-read or re-experience suspense fiction routinely, they do so with the understanding that they will experience the same, or similar, grip of suspense. Carroll claims that he feels suspense even on the fiftieth viewing of King Kong (Dir., Merian C. Cooper and Ernest B. Schoedsack, 1933).[1] However, this regular and common repeat consumption of suspense fiction (and fiction that creates suspense) sits at odds with common-sense and psychological notions of suspense. As Peter Vorderer notes, a large majority of theorists support the hypothesis that uncertainty regarding a scene or events outcome is essential to suspense.[2]But if suspense requires uncertaint,y why is it that Carroll testifies to still feel suspense on the fiftieth viewing of King Kong?. Obviously there will be frequent forgetting and misremembering of scenes to naturally explain a decent quantity of repeat suspense. Just how exactly John McClain, in Die Hard (Dir., John McTiernan, 1988), escapes from some terrorists after accidentally alerting them by bumping his head on a table is not something we will pay much attention to remembering. Carroll agrees noting that ‘our propensity to be recaptivated by an already encountered suspense fiction may be explained by the fact that we have forgotten how it ends. This happens often’.[3]  However, though it is conceivable that many instances of repeated suspense may be due, at least in part, to fallible memory, it cannot explain a large amount of repeated suspense. That is, it would be surprising if after the seventy-fifth viewing of King Kong there is any scene that Carroll would experience uncertainty over. So, beyond Carroll’s obsession with giant gorillas, there does seem to be frequent cases of repeated suspense not being caused by forgetting. The problem for accounts of suspense then is that familiarity with a fiction seems to preclude uncertainty yet, we still seem able to experience suspense. This issue is called the paradox of suspense. The paradox of suspense can stated like this:

1. Suspense requires uncertainty.

2. Knowledge of the outcome of a narrative, scene or situation precludes any uncertainty

3. We feel suspense in response to fictions we know the outcome of

All of the individual elements are acceptable in isolation however; in conjunction they pose a problem for the traditional account of suspense requiring uncertainty.  To escape the paradox of suspense, an account of suspense must reject one of the three elements. Carroll and Smuts both deny that (1) suspense requires uncertainty. I offer an alternative solution by denying that (2) knowledge of a narrative, scene or situation precludes any uncertainty (Richard J. Gerrig also produces this type of account). Another solution is to deny that (3) we can feel suspense on repeated viewings (Robert J. Yanal).


[1]Noel Carroll, ‘The Paradox of Suspense’, in Peter Vorderer, Hans J. Wulff and Mike Friedrichsen (eds), Suspense: Conceptualizations, Theoretical Analyses, and Empirical Explorations, (London: Routledge, 1996),  pp. 71-91, p. 71.

[2] Peter Vorderer, ‘Toward a Psychological Theory of Suspense’, in Peter Vorderer, Hans J. Wulff and Mike Friedrichsen (eds), Suspense: Conceptualizations, Theoretical Analyses, and Empirical Explorations, (London: Routledge, 1996), pp. 233-254, p. 234.

[3]Carroll, ‘The Paradox of Suspense’, p. 73.

The Paradox of Suspense I – Introduction

In this new series of research papers I will attempt to produce a philosophically and psychologically plausible account of suspense and solution to the paradox of suspense. I will start by explaining what the paradox of suspense is and several features any plausible solution must account for. I will then consider Noel Carroll’s account of suspense and solution to the paradox of suspense. I will note that he holds that we experience suspense by (a) entertaining uncertainty (b) regarding an unfolding event  (c) which has two logically opposed possible outcomes (one moral the other immoral) of which (d) the moral outcome appears improbable and the immoral outcome appears probable. Carroll’s solution to the paradox of suspense is therefore that rather than actual uncertainty all we required to experience suspense was entertained uncertainty. I will then argue that Carroll fails to adequately explain several features of our common experience of suspense and that his account should therefore be rejected. I will then put forward my account of suspense. I will argue that suspense is a (i) negative emotion (ii) arising from uncertainty (iii) regarding the possibility that undesired things have a good chance of happening (vi) to characters we feel for/with/as. I will then put forward my solution to the paradox of suspense. I will argue that we are able to prioritize processing new, important or vivid information over recalling previous encounters from the long-term memory. The consequence being that when we reencounter suspense narratives we are not obliged to recall how particular scenes turn out. I will argue that this ability allows us re-experience suspense. I will then consider some possible criticisms of my account in section but I will conclude that my account can explain the relevant features of our experience of suspense. I will conclude that my account of suspense and solution to the paradox of suspense is both psychologically and philosophically plausible and should be adopted.

Women in Film Noir IX – Conclusion

This article is the conclusion and re-cap of our Women in Film Noir series. This series included articles called:

Women in Film Noir I – The Central Archetypal Roles

Women in Film Noir II – The Importance of the Hays Code

Women in Film Noir III – The Hollywood Tradition of the “Strong” Woman

Women in Film Noir IV – Containment and Conformity

Women in Film Noir V – Is Film Noir’s Representation of the Domestic Sphere Subversive?

Women in Film Noir VI – Containment of the Subversive Representation of the Domestic Sphere

Women in Film Noir VII – Is Film Noir’s Visual Style Subversive?

Women in Film Noir VIII – Film Noir’s Visual Style as Conforming to the Hollywood Tradition

In this series of articles I explored the use of archetype in the film noir genre. Characterisation is an integral element in the construction of any genre or cycle of films. This is because character type informs both the “problematic” that the genre deals with and how that problematic is dealt with. Therefore the ambitious, strong and active woman informs both the problematic that film noir deals with and how that problematic is dealt with. In film noir women primarily conform to two distinct archetypes; the redeemer and the destroyer. The redeemer and the destroyer both serve a vastly different but similar narrative role. The redeemer offers the male protagonist the potential at domesticity or normality. The destroyer places the male protagonist in a deadly situation, often leading to his violent death. These two archetypes serve a similar narrative role in that they both communicate permissible and impermissible behaviour. The destroyer transgresses social norms and the redeemer acts within them. Therefore in film noir a moral dichotomy is constructed between the redeemer and the destroyer on the account that one exhibits socially-legitimatized behaviour and the other excess displays of sexuality or ambition. In this paper I specifically noted that this dichotomy can be located in The Big Sleep and Double Indemnity. Characterisation in film noir therefore produces a problematic on the grounds that egoism (excessive individualism) is a dangerous and damaging behavioural tendency which threatens stable society. I located a tradition in Hollywood in which ambitious and head-strong women, who displayed this egoism, where made to submit to marriage. This tradition is typified in the melodrama and screwball comedy genres. I cited Double Indemnity as an explicit example that film noir is a continuance of this tradition. Film noir’s specific variation of dealing with the problem of the excessive individual is informed by its cultural context. I highlighted the de- and re-territorialization of the domestic and work sphere during and after WWII as an important determining factor. Therefore film noir’s articulation of excessively individual women reflected and engaged with this process. I noted that even though film noirs like The Big Sleep attempt not to acknowledge the issue of de- and re-territorialization directly they do so through the film’s characterisation and narrative resolution. All film noirs reflect directly or obliquely the concerns of capitalist society regarding the increased independence of women – financial or otherwise.

            In the last four articles I explored these findings by raising two accounts that disagree with my conclusion that film noir reflects the concerns of capitalist society. The first account argued that film noir represented an attack on the institution of the family. I called this reading into question by highlighting that Mildred Pierce does not, as Havery asserted, open up discussion on alternative systems of social organization to marriage. I illustrated that Mildred Pierce reaffirms the traditional institution of marriage. The second account argued that the visual style surpassed the narrative resolutions and therefore brought into question the validity of film noir’s repressive conclusions. I noted that this assertion is invalid because it ignores that the stylized production of desire just serves to reaffirm the archetypes the Hollywood desiring-machine constructs. Both of these accounts are also flawed because they attempt to isolate a singular factor, mise-en-scene or the representation of the domestic sphere, and imbue it with a subversive or progressive reading. Film noir is a combination of characterisation, setting, mise-en-scene, social context, filmic context and tradition which work altogether to construct, create and control representations of desire. The two accounts also fail to understand the star-system which works by individualising social problems. Therefore, in film noir women are represented as conforming to two central roles based on a moral dichotomy between appropriate and inappropriate desire. This representation is a continuance of the “strong woman” found in the melodrama and screwball comedy genres. Film noir’s representation is a highly structured and thematically consistent response to tensions rising from the period of de- and re-territorialization during WWII. This response is an attempt to reassert the prevailing logic of marriage and decency. Film noir does this by illustrating the consequences of, and problems involved with, excessive individualism (egoism).

Women in Film Noir VIII – Film Noir’s Visual Style as Conforming to the Hollywood Tradition

Place is correct to assert that many film noirs do produce powerful visual representations of excess through the destroyer. However, film noir’s recurring image of the sexual woman is not subversive it is rather an extension of the Hollywood desiring-machine. As I noted in the first chapter a desiring-machine is a social body which produces, codes and articulates desire. Desiring-machines install identities by articulating how, why, when and what those subjects will desire. The use of archetype can be seen as an example of this installation of identity through the articulation of a subject’s desires.  Place asserts that the visual representation of those archetypes overwhelms and counteracts the repressive function they serve. However, this assertion is invalid because it ignores that the stylized production of desire just serves to reaffirm the archetypes the Hollywood desiring-machine constructs. This is because film noir’s visual style conforms to Hollywood’s standardized means of production. Krutnik explains:

the drug-induced hallucination sequence in Murder, My Sweet; the delirious atmosphere of sex, drugs and low-life at the ‘hot-jazz’ jam-session in Phantom Lady… such sequences represented a standardized means of simultaneously signifying and siphoning-off excess. Rather, then, than representing an alternative to or transgression of the classical Hollywood norms, the ‘noir stylistics’ were very much an integral part of the systematization of Hollywood’s narrational regulation.[1]

The “powerful” moments of expression that Place locates are another standardized means of expressing and containing excessive ambition, lust and greed. Film noir’s highly stylized system of articulating how, why, when and what the destroyer and redeemer archetypes’ desire still conforms to their original inscription. That is to say, the destroyer’s visual expression does not critique or bring into question their status as a symbol of excessive lust, ambition and greed. Place also neglects to locate the producers of the film noir style in their specific role as functionaries of the Hollywood system. Krutnik notes:

Furthermore, those responsible for generating such stylistics techniques – directors, cinematographers, lighting technicians, sound engineers, set designers, editors, etc. – were not in general attempting to make a critique of the system, but were in fact seeking to advance their own positions in it.[2]

The people making film noirs weren’t attempting to critique the system of Hollywood; they were attempting to advance in it. The film noir style also grew out of two financial determinates; the increased availability of cheap film stock and lightweight cameras in the early 1940s and the decreased budget and restrictions on set construction.[3] The cheaper film stock and lightweight cameras allowed for experiments in style and easy location shooting which David Cook asserts ‘helped to create for film noir a nearly homogeneous style’.[4] Film noir’s expressive style is not subversive but rather a period of experiment conforming to Hollywood’s standardized means of production.

In response to my argument Place could concede that the repressive labeling function of the archetype is not challenged but still assert that the arbitrary repressive conclusions do not fully contain the display of excessive desire by the redeemer. Place could cite the fact the viewer can, in contrast to what the Hays Code intended, be sympathetic towards and side with the destroyer.[5] Though it is true that the Hays Code cannot force where one’s sympathy lies it is equally true that some feelings of disappointment would be felt in the audience if the destroyer wasn’t routinely punished. That is, the success of film noir as a genre has as much to do with setting up and punishing transgression in the Hollywood “style” as it does the creation of memorable “femme fatales”. Place’s possible counter-argument also fails to take into account the importance of the “star-system”. The star-system, another component in the Hollywood desiring-machine, refers to the Hollywood practice of grafting certain character traits (such as grit, determination, honesty) onto an actor so as to make viewers identify with them. As well as producing “everyman” personas, Hollywood also constructs stars as models of masculinity and femininity. Therefore the star-system works as another layer or buffer in the articulation of legitimate and illegitimate desire. Place’s argument is that film noir’s potent image of the desiring woman cannot be contained by the repressive narrative resolution. However, even if this is so the star-system recoups or re-territorializes any excess desire and transfers it into “aura”. That is, any lingering appeal is attributed to the performance of the star. The star-system works like a pump siphoning off any excess emotion which it attributes to the star and, as the star persona is an ideologically determined construction, it becomes reconstituted as an illustration of the star’s ability to act. Place’s assertion that film noir’s repressive narratives are subverted by the film’s style is therefore wrong. This is because the stylized production of desire just serves to reaffirm the archetypes the Hollywood desiring-machine constructs. In addition to this the star-system (and the Hays Code) act as buffers or siphons ensuring everything is accounted for.


[1]     Krutnik, In A Lonely Street,, p. 20.

[2]               Ibid p. 20.

[3]              Krutnik explains: ‘From January 1943 the War Production Board also set a ceiling of $5,000 on the set-construction budget for each film; prewar costs for set construction averaged $50,000 for A-features and $17,500 for B-films. These restrictions exacerbated the already existing trend towards fewer releases, and they also forced the studios to compensate with alternative production values in order to maintain quality standards.’ These alternative production standards forced directors to convey meaning through different techniques.  Frank Krutnik, In A Lonely Street, p. 21.

[4]           David A Cook, A History of Narrative Film, Second Edition, (London: W.W. Norton & Company, 1990), p. 469.

[5]     The Hays Code asserted that ‘No picture shall be produced which will lower the moral standards of those who see it. Hence, the sympathy of the audience should never be thrown to the side of crime, wrongdoing, evil or sin’. W H Hays, ‘The Motion Picture Production Code’, p. 594.

Dislocation and (Mis)communication in Jean-Luc Godard’s Detective (1985)

In the attempt to solve funding problems during the filming of ‘Je vous salue, Marie’ (1985) – a modern account of the Virgin Mary and the Immaculate Conception – Jean-Luc Godard agreed to produce something popular or mainstream. The subsequent film produced was Detective (Dir., Jean-Luc Godard, 1985), a dense, difficult but beautifully shot contemplation on language, dislocation and (mis)communication. The film can hardly be argued to be “mainstream” – Godard interpreted the instruction “a popular film” as one which included famous people (or as he calls them in the credits “stars”) rather than a film which is immediately accessible. Detective’s plot centres around the actions of two hotel detectives who attempt to solve an apparently unmotivated murder of a man called “The Prince”. The film also contains other narratives concerning an ageing Mafioso, a boxing promoter and a couple whose marriage is falling apart.i

One of the central explorations in Godard’s film is the issue of space in a modern, fast-paced world. One of the characters, Emile Chenal, owns a failing air-taxi business flying customers to disparate places in Europe. His wife, who is coming to the realization that their relationship is over, notes that “yesterday Frankfurt, today London”. The hotel that the film is exclusively set in could be of any place anywhere, the rooms are especially without character, and their lives are being spent travelling to different countries has eroded any sense of geographical or spatial grounding or boundary. This lack of discernible geographical location, an eroding or dislocated sense of place, is further evidenced in the film’s shot selection and mise-en-scene. In one of the first shots of the film we are given an obstructed view of the city of Paris. This obstructed view is where we would traditionally be given an exposition shot, a type of shot locating the action within the city or specific area. Instead of this we are shown a stationary camera recording people enter a hotel and a young woman’s legs in front of an iron grill with a teasing hint of location in the far right of the screen. This refusal to disclose the location at the beginning of the narrative immediately places the viewer into a state of unease and confusion paralleling the uncertainty the hotel detectives’ experience over the death of “The Prince”.

This sense of confusion concerning the location is further added to by the failure of the film is provide any clear feeling of the hotel layout and structure. We see that the hotel has corridors, stairs, a bar, a restaurant, a cellar and several bedrooms but we get no sense how they all connect or even if they are indeed all located in the same hotel. Though we assume that it is all one hotel, and the film’s ending appears to confirm this, Detective refuses to give us any hint of its location and general layout further adding to the viewer’s state of unease and confusion.

A second significant theme of Detective is (mis)communication. The film’s narrative is centred around several couples, groups and family members talking to each other and attempting to solve their problems by talking them through however, no one appears to hear what each other is saying. This feeling of communication being broken is seen in the film’s mise-en-scene. In one particular scene Françoise Chenal talks to Jim Fox Warner about her husbands failing business with the implication that she would be willing to have (or possibly re-start) an affair with Warner. Françoise and Warner’s inability to understand each other is communicated in the routine blocking of either of their faces by props and their moving just out of shot.

This inability to communicate clearly between Françoise and Warner is replicated throughout the film and a striking instance of this is when the film cuts to show Françoise and Warner talking at the table Françoise’s face is totally obscured by a post. That is, through the film’s mise-en-scene and camera positioning we are given a visual representation of Warner and Françoise being physically (and emotionally) blocked from understanding (and falling in love with)ii each other.

 

These two central motifs – of a dislocated connection to space and (mis)communication – are continued in the film techniques that Godard’s Detective refuses to use and the traditional conventions of cinema (or film-making) and story-telling that the film violates. Throughout the whole film Godard rejects traditional camera movement techniques meaning that the camera-work in Detective is completely static. Though Detective features no pans, no zooms or tilts we do not get a feeling of a stable, fixed sense of place is being represented. Rather the lack of camera movement makes the film’s action appear stilted, dislocated and awkward. The refusal to pan and follow actors when they move out of shot means that not only is communication between the characters difficult but it also means that it is difficult for the audience to track, to comprehend, what’s going on clearly. It also, naturally, makes our perception of space limited and ensures that we are unable to really grasp where exactly the action it taking place other than in the hotel.

Another convention of cinema and story-telling which Detective violates is having the actors’ faces visible to the audience. Throughout the film the actors face away from the camera. In one particular scene all three actors face away from the camera whilst continuing their conversation. As this particular technique ensures that any possible subtleties of facial movement (etc) are lost it engenders further miscommunications and misunderstandings of those characters’ motivations and intentions. Therefore, through several techniques – such as no camera movement, ensuring the actors face away from the camera routinely, awkard screen composition and no exposition shots – Godard successfully explores language, (mis)communication and feelings of dislocation from the spatial and geographical environment.

iThe plot and subplots are in truth intertwined and contain several others. Also, the film does not really follow a traditional narrative however I felt that it was best to include a general plot summary.

ii Nathalie Baye who played Françoise Chenal was well-known in France for her roles in romantic leads and in support roles. She was also something of a pin-up having featured on the front page of French Playboy several times. Similar to Nathalie Baye was Johnny Hallyday who played Jim Fox Warner. Johnny Hallyday is known as the French Elvis and was something of a heart-throb. Godard’s casting of these two well-known “sexy stars” was obviously intended to create this reading.

Women in Film Noir VII – Is Film Noir’s Visual Style Subversive?

Film noir constructs two archetypes based on a dichotomy between those who display legitimate desires and those who display illegitimate or excessive desire. Janey Place asserts that the most important element in the film noir genre is the style in which they are represented. Place asserts ‘Visually, film noir is fluid, sensual, extraordinarily expressive, making the sexually expressive women, which is its dominant image of woman, extremely powerful’.[1]  A vivid example of the destroyer’s power being represented visually can be found in Out of the Past. In one scene, during the male protagonist’s (Jeff Bailey) recollection of how he met the destroyer Kathie Moffat, the use of chiaroscuro lighting communicates Kathie’s exciting but dangerous sexuality.  When Kathie walks out of the sun, into the restaurant Jeff is sitting, the contours of shadow projected on her white dress and face obscures complete recognition. This obscurity communicates that there is a sense of dangerous “otherness” about Kathie. The lighting in this scene also forces the viewer to replicate Jeff’s gaze by locating her in the centre ground. Therefore in this scene the interplay between shadow and light communicates Kathie, wearing a white dress signifying innocence (a continued motif in Out of the Past), is dangerous. In Double Indemnity the final confrontation between Walter Neff and Phyllis Dietrichson is another example of the visually expressive way film noir communicates evil. In this climatic scene Phyllis sits in a darkened room smoking. The light filters through Venetian blinds cutting horizontally across Walter. The lighting in this scene communicates that Walter is fractured (broken) by gazing at the dangerous sexuality of Phyllis. The destroyer figure, represented as exhibiting excessive sexuality or ambition, is therefore, to Place, ‘expressed in the visual style by their dominance in composition, angle, camera movement and lighting’.[2] To Place this dominance in composition brings into question the validity of the film’s repressive resolutions. Place continues:

It is not [the destroyer's] inevitable demise we remember but rather their strong, dangerous, and above all, exciting sexuality… The style of these films thus overwhelm their conventional narrative content or interacts with it to produce a remarkably potent image of woman.[3]

Therefore Place’s assertion that film noir’s visual style exceeds the repressive conclusions is grounded in the belief that the powerful image of the destroyer cannot be contained by any return to the traditional moral status quo.


[1]     Place, p. 36.

[2]     Place, p. 45.

[3]     Place, p. 36.

Women in Film Noir VI – Containment of the Subversive Representation of the Domestic Sphere

Harvey’s position (explored here: V) regarding the subversive representation of the domestic sphere is flawed. Though Harvey is correct to note that the domestic sphere is often represented as poisoned or tense, as in Mildred Pierce when the unemployed Albert Pierce gets constantly undermined and nagged, the representation of the domestic sphere is far from subversive. In film noir the poisoned atmosphere is always qualified by some represented or implied transgressive act. In Double Indemnity the poisoned, stale domestic sphere is attributed to the evil of the destroyer Phyllis Dietrichson. The Dietrichson household is loveless primarily because they married, not for love, but money. Phyllis admits she married Mr. Dietrichson after his first wife died because she wanted a roof over her head. She also bitterly remarked that divorce was out of the question because all of his money is tied up in the business. Phyllis’s poisoning of the domestic sphere also extends to Mr. Dietrichson’s first marriage. Phyllis was a nurse for Mr. Dietrichson’s first wife who died of pneumonia. Lola Dietrichson (the daughter of Mr. Dietrichson) witnessed Phyllis attempt to murder the first wife by opening up all the windows and stealing all of the covers (thereby increasing the chance the first Mrs. Diestrichson would die from pneumonia). Therefore the domestic sphere’s poisonous atmosphere is attributed to the excessive lust and social ambition of Phyllis. Rather than communicate that it is the institution of marriage that is corrupt, Double Indemnity and film noir articulates that it is the individual who is responsible for the poisoned domestic sphere. The individualization of social problems is a recurring motif in Hollywood. As Theodore Adorno asserts:

Even a radical film director who wished to portray crucially important special developments like the merger of two industrial concerns could only do so by showing us the dominant figure in the office, at the conference table or in their mansions. Even if they were thereby revealed as monstrous characters, their monstrousness would still be sanctioned as a quality of individual human beings in a way that would tend to obscure the monstrousness of the system whose servile functionaries they are.[1]

That is, even if a director wishes to portray a social institution as corrupt that portrayal would locate the corruption in the heart of an individual. This individualization of institutional corruption or contradictions inherently obscures the system behind the corruption. Double Indemnity, like Adorno’s hypothetical film, represents the corrupt domestic sphere as being determined by the qualities of an individual human being (Phyllis) rather than the contradictions inherent in the institution of marriage.

            Harvey’s second assertion that film noir facilitates the consideration of alternative “non-repressive” social institutions is also incorrect. In Mildred Pierce an alternative to the traditional patriarchal marriage is shown but the viewers are left without doubt that it is not viable or desirable. Mildred Pierce’s marriage to Monte Beragon – motivated by a desire to climb the social ladder – is non-conventional because Mildred is the “bread winner”. This reversal of traditional gender roles is presented visually through Mildred’s structured hairstyle and masculine dress-suits. The consequence of Mildred assuming the masculine role is that Monte feels emasculated. Consequently Monte conspires to undermine Mildred and does so by bringing about the downfall of her business. Therefore the “alternative” system of marriage, in which the woman controls the relationship, is shown in Mildred Pierce as being corrupt and doomed to failure. Harvey could argue that this is not the alternative to marriage implied in her article however, even if we accept this, Mildred Pierce still presents an alternative to marriage as being worse than traditional marriage. Furthermore there seems to be no ground to assume that any further alteration or alternative to the institution of marriage is going to be argued for positively in Mildred Pierce. Mildred Pierce’s resolution reaffirms my reading that film noir supports the traditional institution of marriage over the increased independence of women in the domestic and work spheres. When Mildred leaves the police interrogation room she is met by her first husband Albert who takes her arm and leads her through a massive archway into the sunrise. The message being that, although traditional marriage has its negatives, it is by far the best system available to society for the production of well-rounded individuals. Rather than criticising the traditional institute of marriage, Mildred Pierce reaffirms its place as the most natural and beneficial framework of society. Therefore, Harvey’s assertion that film noir promotes alternative institutions for the reproduction of social life is wrong.


[1]               Theodore Adorno, ‘The Schema of Mass Culture’ in Theodore Adorno, The Culture Industry, (London: Routledge, 2001), pp. 61-97, p. 66.

Women in Film Noir V – Is Film Noir’s Representation of the Domestic Sphere Subversive?

In the previous four articles (can be accessed here: I, II, III, IV) I argued that Film Noir represents women as conforming to two central archetypes. These archetypes – the redeemer and the destroyer – are founded on a moral dichotomy between legitimate and illegitimate displays of desire. The redeemer exhibits legitimate desires and the destroyer displays excessive desires. I highlighted that this representation conforms to, and was informed by, the repressive structure of the Hays Code. I then noted that this representation can be located in two other Hollywood genres; the screwball comedy and melodrama. I cited Double Indemnity as an example of film noirs continuance of this tradition. As well as conforming to the structures and tradition of Hollywood (the Hays Code, screwball comedy and melodrama) I asserted that film noir’s representation of women is determined by its socio-historical context. I then concluded that the vast de- and re-territorialization of women during and after WWII can be seen as being reflected both directly and obliquely in Film Noir.

In this article, and following ones, I will further explore this claim. I will explore two counter-arguments which assert that film noir, although reflecting the dominant ideology in its narrative resolutions, is subversive. I will first explore the claim that the representation of the domestic sphere in film noir, rather than being repressive, suggests the beginnings of an attack on the institution of marriage. I will disagree and note that film noir represents the corrupt domestic sphere as being determined by the qualities of an individual human being rather than the contradictions inherent in the institution of marriage. I will therefore conclude that film noir’s representation of the domestic sphere does not constitute an attack on the institution of marriage. I will then explore the claim that the style of film noir subverts its own repressive structure. I will argue that the “powerful” moments of expression are not subversive but rather another standardized means of expressing and containing excessive ambition, lust and greed.

In contrast to my position that the narrative resolutions and characterization of Film Noir reaffirms the traditional conception of family and gender roles Sylvia Harvey argues that:

film noir offers us again and again examples of abnormal or monstrous behavior which defy the patterns established for human social interaction, and which hint at a series of radical and irresolvable contradictions buried deep within the total system of economic and social interactions that constitute the know world.[1]

Harvey agrees that Film Noir utilizes the destroyer figure as an example of illegitimate and immoral excess but asserts that this does not serve to reaffirm the status quo. Harvey asserts that the destroyer figure and the representation of the domestic sphere communicate irresolvable inconsistencies at the heart of the dominant ideology. Harvey states that ‘it is the representation of the institution of the family… in film noir [which] serves as the vehicle for the expression of frustration’.[2] To Harvey, film noir’s representation of the domestic sphere subverts the film’s repressive conclusions. Harvey goes on to assert ‘the kinds of tension characteristic of the portrayal of the family in these films suggest the beginnings of an attack on the dominant social values normally expressed through the representation of the family’.[3] Whereas I argued that film noir narrative structure and characterization reaffirmed the traditional conception of the family and domestic sphere, Harvey asserts that film noir subverts and attacks the institution of family. To Harvey this subversion and attack on the traditional institution of family is articulated through film noir’s visual style. This negative portrayal of the domestic sphere can be located in Double Indemnity. The Dietrichson home isn’t represented as flourishing or the site through which relationships thrive. When Walter Neff first walks into Phyllis Dietrichson’s living room he remarks on how stale the room smells. The music which accompanies Walter’s entrance into the living room is also dark and disharmonious. The feeling of discontent is further represented through the mise-en-scene. As Walter walks into the living room bars of light are projected across his body which appears to refer to prison uniform. The living room furniture is also stark and the darkness of the room, in contrast to the brightness of the exterior shots, further illustrates the sombre atmosphere in the Dietrichson household. Harvey further notes that the family unit is traditionally the arena in which romantic love is fostered but in Double Indemnity the domestic space only offers death.[4] To Harvey, Double Indemnity’s representation of the domestic sphere as a stale, disharmonious and ultimately deadly place constitutes a ‘violent assault on the conventional values of family life’.[5] Harvey goes on to assert that:

[The] terrible absence of family relations [in film noir] allows for the production of the seeds of counter-ideologies. [This] absence or disfigurement of the family… may be seen to encourage the consideration of alternative institutions for the reproduction of social life.[6]

Harvey believes that film noir both subverts the representation of the domestic sphere as well as facilitates the consideration of alternative non-repressive social institutions. Harvey concludes by asserting that ‘Despite the ritual punishment of acts of transgression, the vitality with which these acts are endowed produces an excess of meaning which cannot finally be contained’.[7] Harvey is therefore asserting that film noir’s repressive narrative resolutions cannot contain the subversive representation of the domestic sphere.[8]


[1]     Harvey, p. 22.

[2]     Harvey, p. 23.

[3]     Harvey, p. 23.

[4]     Harvey, p. 25.

[5]     Harvey, p. 31.

[6]     Harvey, p. 33.

[7]     Harvey, p. 33.

[8]     Harvey, p. 33.

Moral Evaluations of Artworks Part VII – Variablism

4.1 Variablism

 

In the previous section I highlighted a criticism of Moralism which centred on the claim of Immoralists that sometimes a moral blemish may contribute positively to an artwork’s value as art. I explored the cognitive argument for Immoralism. This argument holds that immoral art’s ability to allow us to explore other beliefs and worlds, often radically different to ours, produces a more vivid aesthetic experience. I concluded that the Immoralist’s argument appears to give us good reason to accept that moral blemishes can positively influence an artwork’s value qua art (and therefore reject Moralism). However, rather than adopt the Immoralist account completely I will argue for a Variablist account. In the context of the ethical criticism of art Variablism is the position that moral value can vary in its influence on an artwork’s value qua art. Variablism holds that in some instances an artwork’s moral blemish is also an aesthetic blemish. The Variablism account also holds that sometimes a moral virtue can positively influence an artwork’s value qua art. However, like the Immoralist, Variablism holds an artwork’s moral blemish may positively contribute to an artwork’s value as art. What distinguishes my account (Variablism) from Immoralism is that I also assert that sometimes an artwork’s moral virtue can be an aesthetic flaw. In this section I will provide another argument for accepting the possibility of a moral flaw improving an artwork’s value as an artwork. I will then illustrate that sometimes a moral virtue can cause an aesthetic defect in an artwork. I will therefore conclude that a Variablist account should be accepted.

            As well as the cognitive argument for Immoralism another reason to accept that moral blemishes may positively influence an artwork’s value is the “increased entertainment” argument. This argument holds that many morally dubious artworks are so successful because they dispense of moral norms and allow us to revel in immoral actions. Speeding down a motorway at twice the limit would undoubtedly be exciting but it would also be highly dangerous and potentially harmful. Although imagining it, or playing a computer game, will not have the same thrill there is something attractive about these activities because they allow us to simulate activities (such as speeding down a motorway) we wouldn’t do in the real world. Narrative fictions allow us, in our imagination, to live lives that we would not really want to live (but wouldn’t mind role-playing occasionally). In the same way that couples role-play to “spice up” their love life, we read fictions and watch films that let us imagine and engage with other worlds and moral possibilities. Many Hollywood films are successful and engaging because of, rather than despite, their immoral characters and actions. These films can let us experience, in limited fashion, a world without constricting morals, red tape and many consequences of action. One such film is Ocean’s Eleven (Dir. Steven Soderbergh, 2001) which features a group of thieves, confidence tricksters and criminals who con a group of casinos out of $150 million. The film’s charismatic crew draws us into revelling in their immoral actions and the film is much more exciting because we pull for the protagonist’s to get away with robbery. The aesthetic experience provided by this film is enhanced by its immoral characters.

            In section 2.3 I explored Carroll’s argument that a moral defect is an aesthetic defect if that moral blemish causes an artwork to fail to produce the intended emotional or moral responses in its audience. I agreed with Carroll that it seems possible that moral defects that inhibit an audience’s ability to engage emotionally and morally with an artwork are also aesthetic defects. Something that Carroll, and Immoralists, do not consider is that a moral virtue may function in a similar way. That is, sometimes an artwork’s moral virtue can be an aesthetic flaw. The moral correctness of some artworks, their characters and narrators, inhibit us from responding how the artwork intends us to. These artworks may also inhibit our ability to engage with the artwork. One instance of this could be George Eliot’s Middlemarch (1.). The fussy, moral correctness of the novel’s narrator, who colours the whole novel with their opinions, clouds the readers’ ability to engage fully with the characters. Rather than allowing the characters personality and depth emerge naturally, Middlemarch’s morally correct narrator continuously informs the reader what emotional and moral responses they should have towards the characters and situations. The narrator is correct in many of their estimations however; the moral correctness of their observations inhibits the readers from being able to engage with the intended emotional and moral responses. Therefore, Middlemarch inhibits its readers from having the intended emotional and moral responses: Middlemarch’s moral correctness is an aesthetic flaw. The moral correctness of an artwork may also inhibit the range of perceived potential actions for a protagonist. If the audience believes that the morally virtuous protagonist won’t act in certain ways – certain ways that the artwork claims are viable options of action – then the artwork will be less interesting and offer a lessened aesthetic experience. This is because the audience may not believe that a certain character will act in a morally dubious way and will therefore not feel any suspense when they are told, in the artwork, that the character is under suspicion of acting immorally. Therefore the moral correctness of some artworks, their characters and narrators, inhibit us from responding how the artwork intends us to. Sometimes an artwork’s moral virtue can be an aesthetic flaw.

(1.) If you didn’t find this to be the case in your reading of Middlemarch then imagine a similar novel but one in which the extreme moral correctness inhibits our ability to engage with the narrative.

Moral Evaluations of Artworks Part VI – Immoralism

3.3 Further Criticisms of Moralism: Challenge of Immoralism

In the previous section I explored two criticisms of Moralism. I noted that Carroll used the notion of an idealized, morally sensitive audience to sidestep issues arising from morally unaware audiences. I then examined how Carroll could conceive of that morally sensitive audience. I noted that Carroll was open to being either too strict, and therefore condemning many good and great artworks, or too moderate (losing any sense of being moralist). In this section I will explore another problem for Moralism. I will question whether Moralism is correct that moral blemishes, when they contribute to an artwork’s value, are always aesthetic blemishes. In section 2.3 and 3.1 I argued that it seems plausible that the moral elements of an artwork can affect the coherency and quality of an artwork’s aesthetic qualities. However, if a moral blemish can positively contribute to an artworks value qua artwork then Moralism is false. Therefore, I will argue that some immoral artworks are aesthetically superior because of their moral blemishes and that Moralism should be rejected.

The position which holds that an artwork may be valuable as art because of, rather than despite, its moral blemish is called Immoralism. One argument for Immoralism holds that the imaginative experience afforded by immoral artworks can be more rewarding because of their immoral nature. This is called the “cognitive argument” for Immoralism. The cognitive argument for Immoralism starts by highlighting the difference between how differently we seem to judge actions in fictions (compared to those same actions in normal life). Daniel Jacobson asserts that ‘we routinely feel things in response to works of art that would be appalling, were they responses to real-life people and events. Yet we typically don’t notice’.[1] In our everyday interaction with artworks, especially narrative fiction, we do seem to respond to fictional situations in ways that we wouldn’t if those situations were real. In Commando (Dir., Mark L. Lester, 1985), after a hard fought hand to hand battle, the protagonist John Matrix finishes his nemesis off by throwing a pipe through his stomach. As he does this the pipe goes through the antagonist’s stomach and into a steam pipe causing steam to fill the room. In response Matrix quips “time to let off some steam”. In the context of the film we find this remark funny and even strangely appropriate. However, if we witnessed that very scene in real life we would be horrified by the act and by Matrix’s callous nature – as well as the fact he did it in front of his young daughter. Therefore, in our interaction with fiction we are able to imagine, engage with and approve of many counter-factual, bizarre and immoral characters and situations that we wouldn’t in normal life. The cognitive argument for Immoralism holds that this is common feature of our engagement with art. A further claim the Immoralist makes is that a benefit of much art is that we are able to, monetarily, suspend many of our real beliefs and desires and explore, in imagination, the beliefs of other people.[2] Immoral art’s ability to allow us to explore other beliefs, often radically different to ours, is both liberating and cognitively beneficial. This is because Immoral art lets us entertain different perspectives and approaches to life. Kieran asserts:

Works which commend or fail to condemn characters and states of affairs that we would judge to be morally bad can, through getting us to take up a perspective we would not otherwise entertain, enhance the value of the imaginative experience afforded.[3]

Artworks such as Goodfellas, which glamorises the gangster lifestyle and the Omerta[4] moral code, allows us to glimpse briefly into the Mafioso world. We see the attraction of living by a strict honour code such as the Omerta and by allowing us to experience the desire to be one of the “goodfellas” we emerge with a fuller understanding of the reasons behind their actions. Obviously a counter criticism that could be levelled against this argument is that any lessons that we learn from art would be at best trivial. However, even if the lessons we learn from immoral art are short lived or superficial, immoral art is able to get us to see the world anew from another perspective. Allowing us to see the world with fresh eyes or from another perspective, radically different to our own, is what great art can do and some morally questionable art can allow us to do that in ways morally appropriate artworks cannot. As Kieran notes, one way we value an artwork’s ‘value as art is the intelligibility and reward of the imaginative experience proffered by the work’.[5] The experience offered by certain immoral artworks is emotionally powerful precisely because the experience offered is one that we wouldn’t even consider in the real world. We do not enjoy films such as Goodfellas despite their immorality; we enjoy their aesthetic experience precisely because of their immorality. Therefore, the immorality of some artworks contributes directly to its ability to offer a distinct imaginative experience unavailable to morally correct artworks. Some artwork’s moral blemishes may contribute positively to their value as art. Therefore, the cognitive argument for Immoralism gives us good reason to reject Moralism because it appears that sometimes a moral blemish in an artwork can contribute positively to an artworks value qua art.


[1]Daniel Jacobson, ‘Ethical Criticism and the Vice of Moderation’, in Matthew Kieran (ed), Contemporary Debates in Aesthetics and the Philosophy of Art, (Oxford: Blackwell Publishing Ltd, 2006), pp. 342-357, p. 354.

[2]For an account of how our cognitive architecture allows for this see Shaun Nichols and Stephen Stich, ‘A Cognitive Theory of Pretense’, Cognition 74 (2000): 115-147

[3]Matthew Kieran, ‘Forbidden Knowledge: The Challenge of Immoralism’, in Jose Luis Bermudez and Sebastian Gardner, Art and Morality, (London: Routledge, 2003), pp. 56-73, p. 63.

[4]Omerta is the code that any member of a Mafia clan cannot talk to the police or agent of the state on the pain of death.

[5]Kieran, ‘Forbidden Knowledge’, p. 63.

Moral Evaluations of Artworks Part V – Moralism Cont.

3.2 Criticisms of Moralism

In the previous section I explored Carroll’s claim that moral virtues and flaws are sometimes aesthetic virtues and flaws. In this section I will explore some criticisms of Moralism. One of Carroll’s central claims was that his account allowed there to be artworks with moral flaws to remain artistically unblemished. In support of this claim I noted that we seem able to enjoy artworks such as Rebecca and Red Heat regardless of their morally questionable nature (sexism, racist stereotypes). As Schellekens notes, Carroll’s claim is therefore that ‘moral character only takes on importance in relation to our overall assessment when it somehow impedes our capacity to engage with the artwork or to respond to it appropriately’.(1.) According to Carroll if a moral flaw doesn’t impede the audiences’ capacity to engage with the artwork then it isn’t an artistic one too. However, if as I noted in section 2.3 the theoretical Milošević film is shown to the right audience – one which does admire Milošević – they will have the intended emotional responses. If all that is required for a moral blemish to escape being an aesthetic one is that an audience experience the intended emotional and moral responses then the Autonomist could easily conjure up a potential intended audience for every immoral artwork.(2.) In reply to this Carroll holds that even if an actual audience (the pro-Milošević lobby) is not impeded from engaging with an immoral artwork the artwork may still be aesthetically flawed. Carroll asserts that a moral blemish:

will also count as an [aesthetic] blemish even if it is not detected – so long as it is there to be detected by morally sensitive audiences whose response to the work’s agenda will be spoilt by it. A blemish is still a blemish even if it goes unnoticed for the longest time.(3.)

Carroll attempts to sidestep the criticism by holding that it is not whether a particular audience is impeded (or not) from engaging with the Milošević film. The film’s moral flaw is also an aesthetic one if an ideal morally sensitive audience is unable to respond with the intended emotional and moral responses. Responding with sympathy and admiration to the Milošević film is not something a morally sensitive audience would do – as it entails advocating genocide. Therefore the Milošević film’s moral flaw is also an aesthetic one.

            Carroll’s use of an idealized morally sensitive audience allows Moralism to sidestep issues arising from morally insensitive or unaware audiences. However, if Moralism relies on an idealized audience then there needs to be further clarification on how idealized and morally sensitive that audience should be. Many films feature minor defects in a film’s representation of race, gender or sexuality. Therefore if Carroll’s notion of a morally sensitive audience is too idealized them it appears unlikely that they would forgive the sexism of Rebecca, the racist stereotypes in Red Heat or the explicit rape scenes in the film version of The Girl with the Dragon Tattoo (Dir., Niels Arden Oplev, 2009) or Deliverance (Dir., John Boorman, 1972). The consequence being that many good and great artworks would be found to be aesthetically flawed. If the notion of a morally sensitive audience is hardly idealized at all then it remains to be seen why the audience could not be conceived of easily enjoying many immoral films without issue. If the idealized audience is an average one then artworks like the hypothetical Milošević film will fail to produce the intended emotional and moral responses but morally questionable films such as Goodfellas (Dir., Martin Scorsese, 1990) will be successful in their intention to produce sympathy and admiration for gangsters who commit murder and other hideous crimes. The issue for Carroll is that any account which calls itself Moralism and doesn’t find artworks like Goodfellas morally and aesthetically defective is in serious danger of losing its Moralist credentials.


(1.) Schellekens, Aesthetics and Morality, p. 69

(2.) This criticism doesn’t come close to saving the Autonomist position – as moral elements may still positively contribute to an artworks value qua artwork – but it is an important query that the Autonomist can raise in regard to the success of Moralism as an account.

(3.) Carroll, ‘Moderate Moralism’, p. 234.

Moral Evaluations of Artworks Part IV – Moralism

3.1 Moralism

In the previous two sections I explored some criticisms of Autonomism. I highlighted that with certain art forms (such as representative art) it appears that the moral stance directly influences the quality of an artwork’s representation. In this section I will explore an account advanced by Carroll called (Moderate) Moralism (1.). Moralists hold that moral character is central to our appreciation and assessment of artwork. (2.) They also hold that a moral flaw (or virtue) can be an aesthetic flaw (or virtue). An immediate criticism that is levelled against Moralism is that there are many artworks that are morally questionable that we seem able to appreciate without issue. If moral defects are always aesthetic defects then why is it that we can appreciate sexist films such as Rebecca (Dir., Alfred Hitchcock, 1940). However, Carroll asserts that his form of Moralism escapes this criticism because he does not hold that every moral flaw is an aesthetic one. Carroll asserts that:

Moderate Moralism does not claim that every moral defect in an artwork is an aesthetic defect. Artworks can be immensely subtle in terms of their moral commitments. Morally defective portrayals may elude even morally sensitive audiences and may require careful interpretation in order to be unearthed. (3.)

There are many artworks that feature unflattering stereotypes. Artworks that portray morally insensitive stereotypes are often also aesthetically flawed (such as Tintin au Congo) but there are many Hollywood films which contain stereotypes which are not diminished aesthetically. One such film is Red Heat (Dir., Walter Hill, 1988) which features a stereotypical Soviet character Capt. Ivan Danko who joins up with smart-ass American cop Det. Sgt. Art Ridžić to thwart a drug smuggling enterprise. The film achieves a good level of drama, action and comedy despite Danko being a classic cold-war Soviet stereotype. Therefore, there are certain artworks that feature morally questionable elements which do not influence artistic value. According to Carroll this is because the audiences’ intended emotional and moral responses are not inhibited by the depiction of stereotypes in these cases. So in cases such as Rebecca and Red Heat the Moralist can argue that the audience is able to have the intended emotion and moral responses despite the morally questionable elements of these artworks.

            As I noted in section 2.3 Carroll asserted that it is an aesthetic defect if an artwork fails to produce the intended emotional or moral responses in its audience. If a thriller doesn’t thrill its audience then it would be seen as aesthetically defective or inferior.  If the reason for the thrillers lack of success is because of some moral feature of the work – the audience just can’t engage with such a racist depiction – then that moral feature (defect) can be said to be an aesthetic defect. Similarly, if an artwork is more vividly dramatic due to the artwork’s moral elements then that moral element (virtue) can be said to be an aesthetic virtue. One particular instance of this is Casablanca (Dir., Michael Curtiz, 1942) which explores the issue of self-sacrifice over personal profit. In Vichy-controlled French Morocco Casablanca’s central protagonist Rick Blaine struggles to choose between staying neutral and reigniting a past relationship or getting involved on the side of the Allies and sacrificing both his successful nightclub and any chance of a relationship with his former love. Through the film’s development of this issue the audience responds by desiring that Blaine reignite his relationship with his former love whilst also accepting that he must sacrifice that relationship for the greater good. Therefore, the film’s central moral element not only provides impetus to the film’s narrative but it also produces complex contradictory desires in its audience enabling a more powerful aesthetic experience. That is, the moral element of Casablanca contributes considerably to how much tension and drama the audience experiences. Therefore, moral virtues and flaws can sometimes be aesthetic virtues and flaws.


(1.) Although Carroll calls his position Moderate Moralism I will only call it Moralism. The forms of Moralism that assert that artwork’s moral defects are always aesthetic defects are so strong that they are better known as Extreme Moralism or Severe Moralism.

(2.) Elisabeth Schellekens, Aesthetics and Morality, p. 68.

(3.) Noel Carroll, ‘Art and Ethical Criticism’, p. 378