The Paradox of Suspense IV – Noel Carroll’s Account of Suspense

In the previous sections I explained the paradox of suspense as well as several features any satisfactory account of suspense must be able to explain. In this section I will explore Carroll’s proposed account. Carroll starts by explaining that his account concentrates exclusively on suspense as ‘an emotional response to narrative fictions’.[1] Even though Carroll makes this move he asserts that “real-life” suspense is produced by uncertainty regarding future events we have a stake in.[2]  Carroll starts his account of suspense by claiming that suspense is a “prospect emotion”. By this Carroll means that suspense is an emotional reaction to unfolding action. Carroll explains ‘suspense takes as its object the moments leading up to the outcome about which we are uncertain… Once the outcome is fixed, however, the state is no longer suspense’.[3] A vivid example of this can be found in a scene in L’Avventura in which Sandro catches up with the woman he believes to be his missing (and presumed dead) girlfriend Anna and realizes it is just a similar looking stranger. When this scene or situation’s outcome is fixed we stop feeling suspense and start to experience a sense of frustration and disappointment. To Carroll then, we only experience suspense in response to an outcome we are uncertain over. Once we are certain of a scene or situation’s outcome suspense is replaced with other emotional responses (such as joy, relief or disappointment). However, suspense is not the only response we have when we are uncertain about how a narrative will unfold. Detective fiction is one such genre in which we experience uncertainty regarding how a particular narrative will unfold.

Carroll attempts to differentiate the uncertainty that engenders suspense from the uncertainty we experience in “mystery” fiction by highlighting a possible temporal difference between mystery and suspense. Carroll explains ‘in mysteries in the classical detection mode, we are characteristically uncertain about what has happened in the past, whereas with suspense fictions we are uncertain about what will happen’.[4] However, though it is true that our experience of mystery narratives is tied-up with uncertainty about important past plot details, there does seem to be instances of uncertainty over future or unfolding plot developments in mystery narratives. An example of this could be when, in Murder, She Wrote, Jessica Fletcher gathers the prime suspects together with the intention of revealing the who, why and how of the murder. We do not normally experience suspense in response to this scene even though we are uncertain about how the scene will unfold. That is, even though we are uncertain about the unfolding action, we experience something like curiosity, puzzlement and eager anticipation rather than suspense. So, it appears that Carroll is wrong that the difference between suspense and mystery narratives lies with its temporal nature. Carroll highlights another potential difference between suspense and mystery narratives. Carroll explains:

A mystery of the classical whodunit variety prompts us to ask a question about whose answer we are uncertain and about which we entertain as many possible answers as there are suspects. But suspense is different. With suspense, the question we are prompted to ask does not have an indefinite number of possible answers, but only two. Will the heroine be sawed in half or not?.[5]

To Carroll, whereas suspense has two possible outcomes (the heroine is killed or not) mystery narratives are characterised as having almost infinite possible outcomes. That is, the cause of uncertainty which engenders suspense differs from the cause of uncertainty which mystery narratives produce. To Carroll, suspense is created by having only two logically opposed outcomes (life/death capture/escape). In contrast to this limitation of possibility, the uncertainty engendered by the mystery narrative is brought about by the possibility of there being as many possible answers as there are suspects. Therefore, Carroll holds that suspense is created by a state of uncertainty over the outcome of an unfolding event which has two logically opposed outcomes.

In the next section I will continue to examine Noel Carroll’s account of suspense and solution to the paradox of suspense.


[1] Noel Carroll, ‘The Paradox of Suspense’, in Peter Vorderer, Hans J. Wulff and Mike Friedrichsen (eds), Suspense: Conceptualizations, Theoretical Analyses, and Empirical Explorations, (London: Routledge, 1996),  pp. 71-91, p. 74.

[2] Ibid, p. 76.

[3] Ibid, p. 74.

[4] Ibid, p. 75.

[5] Ibid, p. 75.

The Paradox of Suspense II – The Problem

From out and out thrillers such as The Fugitive (Dir., Andrew Davis, 1993) and Dan Brown’s Da Vinci Code to European art-house films like L’Avventura (Dir., Michelangelo Antonioni, 1960), suspense is an integral element in our experience of fiction. Suspense is so important in certain genres (thrillers) that the financial and artistic success or failure of a film or novel depends entirely on creating constant and repeated instances of suspense as well as suspense on repeated viewings (motivating repeat sales of cinema tickets and DVDs). Not only do people re-read or re-experience suspense fiction routinely, they do so with the understanding that they will experience the same, or similar, grip of suspense. Carroll claims that he feels suspense even on the fiftieth viewing of King Kong (Dir., Merian C. Cooper and Ernest B. Schoedsack, 1933).[1] However, this regular and common repeat consumption of suspense fiction (and fiction that creates suspense) sits at odds with common-sense and psychological notions of suspense. As Peter Vorderer notes, a large majority of theorists support the hypothesis that uncertainty regarding a scene or events outcome is essential to suspense.[2]But if suspense requires uncertaint,y why is it that Carroll testifies to still feel suspense on the fiftieth viewing of King Kong?. Obviously there will be frequent forgetting and misremembering of scenes to naturally explain a decent quantity of repeat suspense. Just how exactly John McClain, in Die Hard (Dir., John McTiernan, 1988), escapes from some terrorists after accidentally alerting them by bumping his head on a table is not something we will pay much attention to remembering. Carroll agrees noting that ‘our propensity to be recaptivated by an already encountered suspense fiction may be explained by the fact that we have forgotten how it ends. This happens often’.[3]  However, though it is conceivable that many instances of repeated suspense may be due, at least in part, to fallible memory, it cannot explain a large amount of repeated suspense. That is, it would be surprising if after the seventy-fifth viewing of King Kong there is any scene that Carroll would experience uncertainty over. So, beyond Carroll’s obsession with giant gorillas, there does seem to be frequent cases of repeated suspense not being caused by forgetting. The problem for accounts of suspense then is that familiarity with a fiction seems to preclude uncertainty yet, we still seem able to experience suspense. This issue is called the paradox of suspense. The paradox of suspense can stated like this:

1. Suspense requires uncertainty.

2. Knowledge of the outcome of a narrative, scene or situation precludes any uncertainty

3. We feel suspense in response to fictions we know the outcome of

All of the individual elements are acceptable in isolation however; in conjunction they pose a problem for the traditional account of suspense requiring uncertainty.  To escape the paradox of suspense, an account of suspense must reject one of the three elements. Carroll and Smuts both deny that (1) suspense requires uncertainty. I offer an alternative solution by denying that (2) knowledge of a narrative, scene or situation precludes any uncertainty (Richard J. Gerrig also produces this type of account). Another solution is to deny that (3) we can feel suspense on repeated viewings (Robert J. Yanal).


[1]Noel Carroll, ‘The Paradox of Suspense’, in Peter Vorderer, Hans J. Wulff and Mike Friedrichsen (eds), Suspense: Conceptualizations, Theoretical Analyses, and Empirical Explorations, (London: Routledge, 1996),  pp. 71-91, p. 71.

[2] Peter Vorderer, ‘Toward a Psychological Theory of Suspense’, in Peter Vorderer, Hans J. Wulff and Mike Friedrichsen (eds), Suspense: Conceptualizations, Theoretical Analyses, and Empirical Explorations, (London: Routledge, 1996), pp. 233-254, p. 234.

[3]Carroll, ‘The Paradox of Suspense’, p. 73.

Dislocation and (Mis)communication in Jean-Luc Godard’s Detective (1985)

In the attempt to solve funding problems during the filming of ‘Je vous salue, Marie’ (1985) – a modern account of the Virgin Mary and the Immaculate Conception – Jean-Luc Godard agreed to produce something popular or mainstream. The subsequent film produced was Detective (Dir., Jean-Luc Godard, 1985), a dense, difficult but beautifully shot contemplation on language, dislocation and (mis)communication. The film can hardly be argued to be “mainstream” – Godard interpreted the instruction “a popular film” as one which included famous people (or as he calls them in the credits “stars”) rather than a film which is immediately accessible. Detective’s plot centres around the actions of two hotel detectives who attempt to solve an apparently unmotivated murder of a man called “The Prince”. The film also contains other narratives concerning an ageing Mafioso, a boxing promoter and a couple whose marriage is falling apart.i

One of the central explorations in Godard’s film is the issue of space in a modern, fast-paced world. One of the characters, Emile Chenal, owns a failing air-taxi business flying customers to disparate places in Europe. His wife, who is coming to the realization that their relationship is over, notes that “yesterday Frankfurt, today London”. The hotel that the film is exclusively set in could be of any place anywhere, the rooms are especially without character, and their lives are being spent travelling to different countries has eroded any sense of geographical or spatial grounding or boundary. This lack of discernible geographical location, an eroding or dislocated sense of place, is further evidenced in the film’s shot selection and mise-en-scene. In one of the first shots of the film we are given an obstructed view of the city of Paris. This obstructed view is where we would traditionally be given an exposition shot, a type of shot locating the action within the city or specific area. Instead of this we are shown a stationary camera recording people enter a hotel and a young woman’s legs in front of an iron grill with a teasing hint of location in the far right of the screen. This refusal to disclose the location at the beginning of the narrative immediately places the viewer into a state of unease and confusion paralleling the uncertainty the hotel detectives’ experience over the death of “The Prince”.

This sense of confusion concerning the location is further added to by the failure of the film is provide any clear feeling of the hotel layout and structure. We see that the hotel has corridors, stairs, a bar, a restaurant, a cellar and several bedrooms but we get no sense how they all connect or even if they are indeed all located in the same hotel. Though we assume that it is all one hotel, and the film’s ending appears to confirm this, Detective refuses to give us any hint of its location and general layout further adding to the viewer’s state of unease and confusion.

A second significant theme of Detective is (mis)communication. The film’s narrative is centred around several couples, groups and family members talking to each other and attempting to solve their problems by talking them through however, no one appears to hear what each other is saying. This feeling of communication being broken is seen in the film’s mise-en-scene. In one particular scene Françoise Chenal talks to Jim Fox Warner about her husbands failing business with the implication that she would be willing to have (or possibly re-start) an affair with Warner. Françoise and Warner’s inability to understand each other is communicated in the routine blocking of either of their faces by props and their moving just out of shot.

This inability to communicate clearly between Françoise and Warner is replicated throughout the film and a striking instance of this is when the film cuts to show Françoise and Warner talking at the table Françoise’s face is totally obscured by a post. That is, through the film’s mise-en-scene and camera positioning we are given a visual representation of Warner and Françoise being physically (and emotionally) blocked from understanding (and falling in love with)ii each other.

 

These two central motifs – of a dislocated connection to space and (mis)communication – are continued in the film techniques that Godard’s Detective refuses to use and the traditional conventions of cinema (or film-making) and story-telling that the film violates. Throughout the whole film Godard rejects traditional camera movement techniques meaning that the camera-work in Detective is completely static. Though Detective features no pans, no zooms or tilts we do not get a feeling of a stable, fixed sense of place is being represented. Rather the lack of camera movement makes the film’s action appear stilted, dislocated and awkward. The refusal to pan and follow actors when they move out of shot means that not only is communication between the characters difficult but it also means that it is difficult for the audience to track, to comprehend, what’s going on clearly. It also, naturally, makes our perception of space limited and ensures that we are unable to really grasp where exactly the action it taking place other than in the hotel.

Another convention of cinema and story-telling which Detective violates is having the actors’ faces visible to the audience. Throughout the film the actors face away from the camera. In one particular scene all three actors face away from the camera whilst continuing their conversation. As this particular technique ensures that any possible subtleties of facial movement (etc) are lost it engenders further miscommunications and misunderstandings of those characters’ motivations and intentions. Therefore, through several techniques – such as no camera movement, ensuring the actors face away from the camera routinely, awkard screen composition and no exposition shots – Godard successfully explores language, (mis)communication and feelings of dislocation from the spatial and geographical environment.

iThe plot and subplots are in truth intertwined and contain several others. Also, the film does not really follow a traditional narrative however I felt that it was best to include a general plot summary.

ii Nathalie Baye who played Françoise Chenal was well-known in France for her roles in romantic leads and in support roles. She was also something of a pin-up having featured on the front page of French Playboy several times. Similar to Nathalie Baye was Johnny Hallyday who played Jim Fox Warner. Johnny Hallyday is known as the French Elvis and was something of a heart-throb. Godard’s casting of these two well-known “sexy stars” was obviously intended to create this reading.

Women in Film Noir VI – Containment of the Subversive Representation of the Domestic Sphere

Harvey’s position (explored here: V) regarding the subversive representation of the domestic sphere is flawed. Though Harvey is correct to note that the domestic sphere is often represented as poisoned or tense, as in Mildred Pierce when the unemployed Albert Pierce gets constantly undermined and nagged, the representation of the domestic sphere is far from subversive. In film noir the poisoned atmosphere is always qualified by some represented or implied transgressive act. In Double Indemnity the poisoned, stale domestic sphere is attributed to the evil of the destroyer Phyllis Dietrichson. The Dietrichson household is loveless primarily because they married, not for love, but money. Phyllis admits she married Mr. Dietrichson after his first wife died because she wanted a roof over her head. She also bitterly remarked that divorce was out of the question because all of his money is tied up in the business. Phyllis’s poisoning of the domestic sphere also extends to Mr. Dietrichson’s first marriage. Phyllis was a nurse for Mr. Dietrichson’s first wife who died of pneumonia. Lola Dietrichson (the daughter of Mr. Dietrichson) witnessed Phyllis attempt to murder the first wife by opening up all the windows and stealing all of the covers (thereby increasing the chance the first Mrs. Diestrichson would die from pneumonia). Therefore the domestic sphere’s poisonous atmosphere is attributed to the excessive lust and social ambition of Phyllis. Rather than communicate that it is the institution of marriage that is corrupt, Double Indemnity and film noir articulates that it is the individual who is responsible for the poisoned domestic sphere. The individualization of social problems is a recurring motif in Hollywood. As Theodore Adorno asserts:

Even a radical film director who wished to portray crucially important special developments like the merger of two industrial concerns could only do so by showing us the dominant figure in the office, at the conference table or in their mansions. Even if they were thereby revealed as monstrous characters, their monstrousness would still be sanctioned as a quality of individual human beings in a way that would tend to obscure the monstrousness of the system whose servile functionaries they are.[1]

That is, even if a director wishes to portray a social institution as corrupt that portrayal would locate the corruption in the heart of an individual. This individualization of institutional corruption or contradictions inherently obscures the system behind the corruption. Double Indemnity, like Adorno’s hypothetical film, represents the corrupt domestic sphere as being determined by the qualities of an individual human being (Phyllis) rather than the contradictions inherent in the institution of marriage.

            Harvey’s second assertion that film noir facilitates the consideration of alternative “non-repressive” social institutions is also incorrect. In Mildred Pierce an alternative to the traditional patriarchal marriage is shown but the viewers are left without doubt that it is not viable or desirable. Mildred Pierce’s marriage to Monte Beragon – motivated by a desire to climb the social ladder – is non-conventional because Mildred is the “bread winner”. This reversal of traditional gender roles is presented visually through Mildred’s structured hairstyle and masculine dress-suits. The consequence of Mildred assuming the masculine role is that Monte feels emasculated. Consequently Monte conspires to undermine Mildred and does so by bringing about the downfall of her business. Therefore the “alternative” system of marriage, in which the woman controls the relationship, is shown in Mildred Pierce as being corrupt and doomed to failure. Harvey could argue that this is not the alternative to marriage implied in her article however, even if we accept this, Mildred Pierce still presents an alternative to marriage as being worse than traditional marriage. Furthermore there seems to be no ground to assume that any further alteration or alternative to the institution of marriage is going to be argued for positively in Mildred Pierce. Mildred Pierce’s resolution reaffirms my reading that film noir supports the traditional institution of marriage over the increased independence of women in the domestic and work spheres. When Mildred leaves the police interrogation room she is met by her first husband Albert who takes her arm and leads her through a massive archway into the sunrise. The message being that, although traditional marriage has its negatives, it is by far the best system available to society for the production of well-rounded individuals. Rather than criticising the traditional institute of marriage, Mildred Pierce reaffirms its place as the most natural and beneficial framework of society. Therefore, Harvey’s assertion that film noir promotes alternative institutions for the reproduction of social life is wrong.


[1]               Theodore Adorno, ‘The Schema of Mass Culture’ in Theodore Adorno, The Culture Industry, (London: Routledge, 2001), pp. 61-97, p. 66.

Women in Film Noir V – Is Film Noir’s Representation of the Domestic Sphere Subversive?

In the previous four articles (can be accessed here: I, II, III, IV) I argued that Film Noir represents women as conforming to two central archetypes. These archetypes – the redeemer and the destroyer – are founded on a moral dichotomy between legitimate and illegitimate displays of desire. The redeemer exhibits legitimate desires and the destroyer displays excessive desires. I highlighted that this representation conforms to, and was informed by, the repressive structure of the Hays Code. I then noted that this representation can be located in two other Hollywood genres; the screwball comedy and melodrama. I cited Double Indemnity as an example of film noirs continuance of this tradition. As well as conforming to the structures and tradition of Hollywood (the Hays Code, screwball comedy and melodrama) I asserted that film noir’s representation of women is determined by its socio-historical context. I then concluded that the vast de- and re-territorialization of women during and after WWII can be seen as being reflected both directly and obliquely in Film Noir.

In this article, and following ones, I will further explore this claim. I will explore two counter-arguments which assert that film noir, although reflecting the dominant ideology in its narrative resolutions, is subversive. I will first explore the claim that the representation of the domestic sphere in film noir, rather than being repressive, suggests the beginnings of an attack on the institution of marriage. I will disagree and note that film noir represents the corrupt domestic sphere as being determined by the qualities of an individual human being rather than the contradictions inherent in the institution of marriage. I will therefore conclude that film noir’s representation of the domestic sphere does not constitute an attack on the institution of marriage. I will then explore the claim that the style of film noir subverts its own repressive structure. I will argue that the “powerful” moments of expression are not subversive but rather another standardized means of expressing and containing excessive ambition, lust and greed.

In contrast to my position that the narrative resolutions and characterization of Film Noir reaffirms the traditional conception of family and gender roles Sylvia Harvey argues that:

film noir offers us again and again examples of abnormal or monstrous behavior which defy the patterns established for human social interaction, and which hint at a series of radical and irresolvable contradictions buried deep within the total system of economic and social interactions that constitute the know world.[1]

Harvey agrees that Film Noir utilizes the destroyer figure as an example of illegitimate and immoral excess but asserts that this does not serve to reaffirm the status quo. Harvey asserts that the destroyer figure and the representation of the domestic sphere communicate irresolvable inconsistencies at the heart of the dominant ideology. Harvey states that ‘it is the representation of the institution of the family… in film noir [which] serves as the vehicle for the expression of frustration’.[2] To Harvey, film noir’s representation of the domestic sphere subverts the film’s repressive conclusions. Harvey goes on to assert ‘the kinds of tension characteristic of the portrayal of the family in these films suggest the beginnings of an attack on the dominant social values normally expressed through the representation of the family’.[3] Whereas I argued that film noir narrative structure and characterization reaffirmed the traditional conception of the family and domestic sphere, Harvey asserts that film noir subverts and attacks the institution of family. To Harvey this subversion and attack on the traditional institution of family is articulated through film noir’s visual style. This negative portrayal of the domestic sphere can be located in Double Indemnity. The Dietrichson home isn’t represented as flourishing or the site through which relationships thrive. When Walter Neff first walks into Phyllis Dietrichson’s living room he remarks on how stale the room smells. The music which accompanies Walter’s entrance into the living room is also dark and disharmonious. The feeling of discontent is further represented through the mise-en-scene. As Walter walks into the living room bars of light are projected across his body which appears to refer to prison uniform. The living room furniture is also stark and the darkness of the room, in contrast to the brightness of the exterior shots, further illustrates the sombre atmosphere in the Dietrichson household. Harvey further notes that the family unit is traditionally the arena in which romantic love is fostered but in Double Indemnity the domestic space only offers death.[4] To Harvey, Double Indemnity’s representation of the domestic sphere as a stale, disharmonious and ultimately deadly place constitutes a ‘violent assault on the conventional values of family life’.[5] Harvey goes on to assert that:

[The] terrible absence of family relations [in film noir] allows for the production of the seeds of counter-ideologies. [This] absence or disfigurement of the family… may be seen to encourage the consideration of alternative institutions for the reproduction of social life.[6]

Harvey believes that film noir both subverts the representation of the domestic sphere as well as facilitates the consideration of alternative non-repressive social institutions. Harvey concludes by asserting that ‘Despite the ritual punishment of acts of transgression, the vitality with which these acts are endowed produces an excess of meaning which cannot finally be contained’.[7] Harvey is therefore asserting that film noir’s repressive narrative resolutions cannot contain the subversive representation of the domestic sphere.[8]


[1]     Harvey, p. 22.

[2]     Harvey, p. 23.

[3]     Harvey, p. 23.

[4]     Harvey, p. 25.

[5]     Harvey, p. 31.

[6]     Harvey, p. 33.

[7]     Harvey, p. 33.

[8]     Harvey, p. 33.

Women in Film Noir III – The Hollywood Tradition of the “Strong” Woman

Film noirs use of two diametrically opposed archetypes to illustrate acceptable and unacceptable desires, ambitions and social behaviour in women conforms to a long tradition of representation in Hollywood of the “strong woman”. The strong woman is a figure whose desires, ambitions and behaviour runs contrary to acceptable social norms. The figure of the strong or active woman can be located in two other distinct Hollywood genres: the screwball comedy and the melodrama. These genres include characters and situations similar to film noir. As Wes D Gehring explains ‘In many ways – particularly female domination – screwball comedy of the 1930s and early 1940s anticipates the more sinister woman-as-predator film noir movies of the 1940s’.1 Screwball comedies feature a strong, active female who is ‘never merely an item of exchange between two men; she is also presented as a desiring subject’.2 Similar to film noir, these films articulate a tension between the active individualism of the female and the needs of the community. David R Shumway notes that screwball comedies ‘suggest that spunky, strong women are attractive but that their submission is required for the romance to be consummated, for marriage to take place’.3 Screwball comedies assert that the socially-legitimatized institution of marriage is the correct arena for romance and sexual relationships and that this perfect state of affairs can only be engendered by the submission of the female figure. Whereas screwball comedies find humour in this situation, film noir’s mood is much darker and more fatalistic. This change in attitude is most likely attributable to differences in American society after World War Two.4 Frank Krutnik notes ‘The cycle of ‘screwball’ films continued until… America’s entry into World War II promoted a new social and cultural agenda which made the ‘screwball’ emphasis upon frivolity and individual eccentricity problematic’.5 After WWII the zany, saccharin-sweet characters of screwball comedies were out of touch with the general Zeitgeist. This appears to be reaffirmed by the fact that the genre’s golden period (1934-1944) is said to finish the year that two archetypal film noirs, Double Indemnity and Murder, My Sweet (Dir. Edward Dmytryk, 1944), were released.6

Like film noir and screwball comedy, melodramas also feature ambitious, strong women who attempt to surpass their social and economic situation. The tension between the ambition and desires of strong women and patriarchy is also resolved in similar fashion to film noir in that a structure of society contains the threat by the film’s resolution. Jeaine Bassinger explains that after the strong woman gets on top in the melodrama they struggle ‘with themselves and their guilts. Finally, society [overcomes] them. They [go] down struggling, [find] “true love”, and [prepare] to resume life’s struggle in a state that [is] acceptable to society’.7 The narrative resolutions of film noir, melodrama and screwball comedy all share this repressive conclusion. In film noir the strong woman is often killed off (Jane Palmer in Too Late for Tears falls off a balcony), arrested (Veda in Mildred Pierce (Dir. Michael Curtiz, 1945)) and occasionally married or coupled off in a secure relationship (Vivien in The Big Sleep and Gilda in Gilda). In screwball comedies and melodramas the strong woman is contained within the institution of marriage – which sometimes takes the form of re-marriage as in The Awful Truth (Dir. Leo McCarey, 1937).

Film noir’s representation of women is therefore a continuance of the way Hollywood deals with the strong, desiring woman. In Double Indemnity this heritage is explicitly referenced in the film’s dialogue, its mise-en-scene and the casting of Barbara Stanwyck and Fred MacMurray in the central roles.8 When Walter Neff first meets Phyllis Dietrichson he explains how to spell his name “Two Fs, just like The Philadelphia Story”. The Philadelphia Story (Dir. George Cukor, 1940) is a classic screwball comedy and, if it weren’t for the film already showing that Walter ends up being shot, it would be hard to discern which genre one was watching because both of the leads were synonymous with the screwball comedy genre. Walter’s reference to The Philadelphia Story could also be interpreted as a verbal acknowledgement that the romance between the two leads is an explicit souring of the screwball comedy narrative. The visual style of Double Indemnity also refers directly to The Lady Eve (Dir. Preston Sturges, 1941). In The Lady Eve Barbara Stanwyck plays the money grabbing Eugenia ‘Jean’ Harrington who seduces the shy snake-expert Charles ‘Charlie’ Poncefort-Pike for money and revenge (though she ultimately falls in love with him and they get married). In one scene, Jean seduces Charlie by asking him to hold her ankle for her. This scene is replicated stylistically in Double Indemnity when Phyllis (Stanwyck) flirts with Walter and shows him her ankle bracelet tactilely. Walter holds Phyllis’s leg in a pose identical to Charlie’s in The Lady Eve. This overt visual reference further illustrates that Double Indemnity, and film noir, is a continuance of Hollywood’s preoccupation with, and representation of, the strong woman.

1 Wes D Gehring, Screwball Comedy: A Genre of Madcap Romance, (London: Greenwood Press, 1986), p. 60.

2 David R Shumway ‘Screwball Comedies: Constructing Romance, Mystifying Marriage’, in, Barry Kieth Grant, (ed), Film Genre Reader II, (Austin: University of Texas Press, 1999), pp. 381-401, p. 386.

3 Ibid p. 391.

4 Frank Krutnik, In A Lonely Street, (London: Routledge, 1991), p. 58.

5 Ibid, p. 12.

6 Gehring, Screwball Comedy: A Genre of Madcap Romance, p. 73.

7 Jeaine Bassinger quoted from Robert C Allen, ‘Film History: Theory and Practice – The Role of the Star in Film History [Joan Crawford]’ in Leo Braudy and Marshall Cohen (eds), Film Theory and Criticism, (Oxford: Oxford University Press, 1999.), pp. 547-561, p 557.

8 Stanwyck and MacMurray were Screwball Comedy regulars who had previously starred together in Remember the Night (Dir. Mitchell Leisen, 1940).

Exploring Noir: Where The Sidewalk Ends

In the coming weeks and months I will be exploring some “film noirs”, sometimes focusing on just the film and others on how it fits within the noir catalogue. Some will be classics, others relatively unknown and even some thought not to be noirs.

Where The Sidewalk Ends (1950)

Otto Preminger is often cited as an important director in film noir’s high period. This reputation was established in the “masterpiece” Laura (1944). This film is often regarded as Preminger’s best early period film and one of the greatest film noirs. Although I will explore Laura at another time this article is concerned with a lesser known – or praised – film which Preminger made using many of the same actors that starred in Laura. Where The Sidewalk Ends (1950) is often seen critically as less impressive – although it was praised at it release for its entertainment value – however, even if it isn’t as important as Laura in the film noir catalogue it isn’tdeserving of being overlooked critically. In this article I will explore the interesting formal features of the film and the striking psychological exploration of guilt, redemption, determination and being “hard-boiled” through the anti-hero protagonist Det. Sgt. Mark Dixon.

The film revolves around the cynical Dixon’s attempt to solve an out-of-towners’ death at the hands of an illegal gambling den’s owners. Dixon is warned, due to regular complaints concerning his violent temper, that if he utilizes “rough tactics” once more then he will be “back in uniform” walking a beat. However, while questioning an uncooperative witness Dixon’s character flaw re-emerges and the consequence is that Dixon kills the war-hero Paine. The subsequent narrative is Dixon’s attempt to deflect guilt away from him onto the gambling den’s owners.

An interesting formal element of Where The Sidewalk Ends is the establishment of a shady, unsavoury mood by the initial inhibition and refusal of an establishing shot which would locate and identifying the gambling den characters. A large collection of men surround a table yet the direction ensures they remain initially an incomprehensible crowd, adding to a mood of suspicion and unease.

sidewalk2sidewalk1

The direction then slowly reveals that the game is rigged. Every gambler, other than the out-of-towner seems in on the scam. Although the out-of-towner attempts to leave with $19K winnings, he is found later dead, stabbed in the heart: the house always wins. Another technique in establishing a dark atmosphere is the use of interplay between dark and light. Shadow is used in one scene to produce a silhouette around every face, almost communicating a dark aura that exudes from the pours of every individual trapped in this tense atmosphere of hate and despair.  

sidewalk11sidewalk101

Where The Sidewalk Ends is also shot primarily at night, adding to the atmosphere and feeling of claustrophobia – because everything is enveloped, choked by darkness. The city scenes are also left without much lighting, only a few sparse streetlights and windows are lit. The darkness is claustrophobic and the desperate isolation soul destroying. Where The Sidewalk Ends drips with a dark atmosphere. Janey Place and Lowell Peterson explain that film noir’s:

moods of claustrophobia, paranoia, despair, and nihilism constitute a world view that is expressed not through the films terse, elliptical dialogue, nor through their confusing, often insoluble plots, but ultimately through their remarkable style. (1.)

This film’s shady, dark atmosphere is represented in its cinematography.

The anti-hero protagonist Dixon is a compelling character. His father was an infamous criminal, something the mobsters refer to, and this fact, Dixon’s questionable heritage, haunts him. Dixon seems to overcompensate his disappointment and shame by engaging in rough tactics, hoping at every turn to be able to punish any criminal. He also desires to be punished; if the mobsters despise him and fight him it names him as a cop, an enemy – the polar opposite of his father. This fracture in Dixon’s character leads him, in the pressure of the filthy dark world of New York City’s underbelly, to develop distinctly sadomasochistic tendencies. Every punch dealt-out is the assault and destruction of his father’s legacy. Paradoxically, every blow received is like an emotional connection to, a surrogate replacement of, the loving attention due to Dixon from his father.

sidewalk3sidewalk4

In a fight with Paine – an interesting name – Dixon smiles a sadomasochistic smile after receiving a hard punch or two: the smile is seemingly a response to the pain and the anticipation in dishing out some punishment.  The consequence of his action, and his character flaw, soon pulls Dixon towards a his potential destruction. As Paine lays on the floor Dixon notices Paine doesn’t get up. Dixon kneels down, simultaneously the camera draws towards his panic-stricken face. This close-up allows us to examine and identify with Dixon’s horror and fear as he realises he had just killed Paine.

The character of Paine is also interesting as he was formerly a war hero who fell into crime and grifting, an indication of the loss of self suffered after world war II – a motif often recurring in film noirs. Down-and-out former heroes are just as often encountered where the sidewalk ends as professional criminals and hoodlums.

Understanding that he is staring into his own destruction Dixon attempts to steer the investigation, and suspicion, away from himself and onto the Scalise gang. His attempts in fact place pressure on the innocent cabdriver, and father of Paines’ wife Morgan, Jiggs Taylor.

sidewalk6sidewalk82

In a scene where Dixon and his partner question Morgan the direction is interesting. Dixon turns his back away from Morgan and towards the camera. Lighting a cigarette his mood intensifies as he struggles to deal with the guilt. The direction is important as it continues to allow us to identify and examine Dixon’s guilt. A guilt intensified by placing an innocent face in the whole case and the pain is noticeable – though only to the audience.

In another scene the direction illustrates how Dixon attempts, at a distance, to inhibit, “get in the way”, of the investigation. Physically he is in the middle of it all as well: not only because he is the murderer, but also because of his attempts to steer the investigation away from himself, Jiggs and onto Scalise’s hated gang. Interestingly the central antagonist, and head of the mob, Scalise was set up in business by Dixon’s father, and is therefore the heir and adopted son of Dixon’s father. This fact aggravates Dixon and explains his desire to destroy Scalise: the rival and symbol of Dixon’s dislocation and alienation from his father.

The role of Morgan is very important symbolically in Where The Sidewalk Ends. The character of Morgan offers potential salvation and redemption to Dixon; an escape from the edge of the sidewalk and the gutter than runs by it. Morgan is an escape from the cynical world of gambling dens and isolated alienation – even though that is where he encounters her.

sidewalk72sidewalk9

The restaurant scenes and Morgan’s company offers a safe port away from the dark storm brewing outside in the city and inside Dixon’s mind – although the city still intrudes through phone calls. Morgan also offers an introduction, an invitation, into the domestic sphere. Dazed and confused after a fight, Dixon heads for Morgan’s house – a safe port of domesticity to set his head straight. The love, care and warmth of Morgan offers Dixon something better than chasing two-bit criminals. Morgan is an offer of salvation but it is also an offer Dixon knows he cannot accept with the guilt of Paines’ murder hanging over his head like the sword of Damocles.

Just before Dixon has his final confrontation with Scalise Dixon writes out a confession – to be opened in the event of his death. In this scene he draws a blind down to block out the malevolent glow of the city. Dixon’s act protects Morgan from the place that he feels is corrupting. This paternalistic, loving heterosexual relationship offers a way out and a reawakening of Dixon’s humanity. Dixon has something more to protect other than his reputation. Something more to drive him to truth and justice other than a complex relationship with his father’s legacy and the sadomasochistic pleasure he derives punishing symbols of his father.

sidewalk12

The conclusion of the film allows Dixon his escape into domesticity. Although it is slightly disappointing that Morgan forgives Dixon, the murderer of her husband, it establishes that it is truth which sets Dixon free to engage in a loving relationship with Morgan. The truth sets Dixon spiritually and emotionally free. In the closing scenes we can see the film form illustrating the important symbolic nature of Morgan. As Dixon stares into Morgan’s eyes the camera cuts to a close-up of her face. As she replies that she will give him “every chance” in the world she is shot with high-key lighting and soft focus. The high-key lighting sets her apart from the rest of the film, which is shot in low-key lighting. The soft focus is more interesting: it gives Morgan a bright white aura: the direct opposite of the dark aura which exuded from every individual in the beginning of the film. Where The Sidewalk Ends is an interesting film through its adept cinematography and its striking exploration of issues such as the psychological pressure of guilt, determination, redemption and being hard-boiled.

 

1. Janey Place & Lowell Peterson ‘Some Visual Motifs of Film Noir’ in Alain Silver & James Ursini, Film Noir Reader, New York: First Limelight Edition, 1996, pp. 65-76 p.

A Couple of Squared Circles, Sarris and Kael – Excerpt

This excerpt is quoted in the introduction of Pauline Kael’s article, and after some thought, I have decided it explains Kael’s first few criticisms better if it is accessible. The excerpt comes at the very end – it is in fact the final paragraph – of Andrew Sarris’s ‘Notes On The Auteur Theory In 1962’.

Sometimes, a great deal of corn must be husked to yield a few kernels of internal meaning. I recently saw Every Night at Eight [1935] one of the many maddeningly routine films Raoul Walsh has directed in his long career. This 1935 effort featured George Raft, Alice Faye, Frances Langford, and Patsy Kelly in one of those familiar plots about radio shows of the period. The film keeps moving along in the pleasantly unpretentious manner one would expect of Walsh until one incongruously intense scene with George Raft trashing about in his sleep, revealing his inner fears in mumbling dream-talk. The girl he loves comes into the room in the midst of unconscious avowals of feeling and listens sympathetically. This unusual scene was later amplified in High Sierra [1941] with Humphrey Bogart and Ida Lupino. The point is that one of the screen’s most virile directors employed an essentially feminine narrative device to dramatize the emotional vulnerability of his heroes. If I had not been aware of Walsh in Every Night at Eight, the crucial link to High Sierra would have passed unnoticed. Such are the joys of the auteur theory. (1.)

1.  Andrew Sarris, ‘Notes On The Auteur Theory In 1962′, in Gerald Mast & Marshall Cohen (ed), Film Theory and Criticism: Introductory Readings, 2nd Edition, Oxford: Oxford University Press, (1979), pp. 650-665, p. 665

A Couple of Squared Circles, Sarris and Kael – Part II

Part Two: ‘Circles and Squares’ – Pauline Kael

II

Pauline Kael’s acerbic reply to Andrew Sarris’s ‘Notes on The Auteur Theory in 1962’ starts by examining the basic method or concept of the proposed auteur theory. Kael explains:

Sarris has noticed that in High Sierra (not a very good movie) Raoul Walsh repeated an uninteresting and obvious device that he had earlier used in a worse movie. And for some inexplicable reason, Sarris concludes that he would not have had this joy of discovery without the auteur theory.(1.)

Kael is asserting that the auteur theory venerates directors who repeat uninteresting and obvious devices. The supposed “joy” of the auteur theory, to Kael, is the celebration of a director’s usage in a bad film of a technique used in another earlier worse film. Kael also takes exception at the tone that Sarris uses in relation to the importance of the auteur theory in examining a director’s work as an organic whole. Kael asserts:

In every art form, critics traditionally notice and point out the way the artists borrow from themselves (as well as from others) and how the same device, techniques, and themes reappear in their work. This is obvious in listening to music, seeing plays, reading novels, watching actors; we take it for granted that this is how we perceive the development or the decline of an artist.(2.)

As Kael notes artists have always re-used older material. Leonardo di Vinci reused several sketches in many of his paintings and reputedly used a sketch of a young man as a template for the face of the ‘Mona Lisa’ – even though the Mona Lisa was based on a woman. What Kael seems to be asking is whether this is really a good criterion for the critique of film. Although noting the continued development of increasing technical ability, or competence in Sarris’s words, over an artist’s lifetime is important it is not often the only criterion of judgement. To Kael, a better area of critique, and the ultimate function of a critic, is ‘perceiving what is original and important in new work and helping others to see’.(3.) To Kael, Sarris concentrates on what is established, unoriginal in a work and ignores new ideas, one-offs and innovations. Kael asserts that the auteur critic only identifies how a film relates to a director’s past canon or filmography and ignores the new elements: what is “important” and makes something a new or original film.

Kael proceeds by exploring the three premises or criterion of judgement that Sarris sets out. Sarris’s three premises are:  

  1. The technical competence of a director as a criterion of value.(4.)
  2. The distinguishable personality of the director as a criterion of value.(5.)
  3. Interior meaning… the tension between a director’s personality and his material.(6.)

To Kael the “outer circle”, or first premise , of a director’s basic technical competence, is either a weak premise, a commonplace attitude of artistic judgement – and therefore the auteur theory is not as radical or as “fresh” as it seemed to be as a critique of film in 1962 – or a complete misunderstanding of the necessarily talents required for the production of art. Kael notes ‘sometimes the greatest artists in a medium bypass or violate the simple technical competence that is so necessary for hacks’.(7.) Kael explains further that ‘the greatness of a director like [Jean] Cocteau has nothing to do with mere technical competence: his greatness is in being able to achieve his own personal expression and style’.(8.) Kael seems to arguing that although technical competence is important to a director its use as a criterion of judgement “misses the point” in the evaluation of director’s ability to make art. Cocteau once remarked that the only technique, in any art, one needs is the technique you invent for yourself and in relation to this Kael argues that ‘if [a director] can make great films without knowing the standard methods, without the usual craftsmanship of the “good director”, then that is the way [the director] works’.(9.)

The second criterion, and according to Kael the actual premise of the auteur theory, relates to the director’s distinguishable personality. Kael, in characteristically sardonic and bitchy style, explains that:

Traditionally, in any art, the personalities of all those involved in a production have been a factor in judgement, but that the distinguishability of personality should in itself be a criterion of value completely confuses normal judgement. The smell of a skunk is more distinguishable than the perfume of a rose; does that make it better?. (10.)

In essence Kael is arguing that the distinguishable personality of a director is a poor choice for criterion of judgement. One may be able to more distinctly distinguish the gaudy, accidental, clumsy hand of a second-rate director than the light, delicate hand of a first-rate director but it does not, or should not, indicate the better director between the two. Kael goes on to add:

When a famous director makes a good movie, we look at the movie, we don’t think about the director’s personality; when he makes a stinker we notice his familiar touches because there’s not mush else to watch. (11.)

Kael is asserting that the touch of a director – the evident touch – is an indicator of a poor film or at least a symptom of boredom and apathy towards the film’s narrative. If we can distinguish the director’s personality then it is not really a ‘part of the texture of the film’ and therefore it overrides and dominates the film itself.(12.) Kael also criticises Sarris’s second criterion of judgement, and the auteur position in general, by arguing that ‘it is an insult to an artist to praise his bad work along with his good; it indicates you are incapable of judging either’. Kael asserts that this form of analysis and criticism is similar to attitudes to fashion labels ‘this is Dior, so it’s good’.(13.) Kael position is that the auteur theory cannot, once a director is given the title of auteur, discriminate between the director’s good and bad work – especially if the director fulfils the criterion or premises of the auteur theory.

The third premise, or inner circle, is, according to Kael, ‘the opposite of what we have always taken for granted in the arts, that the artist expresses himself in the unity of form and content’.(14.) To Kael the auteur theory glorifies “trash”, ‘the frustrations of a man working against the given material’.(15.) The conflict of a director’s style with the content is what produces great art to the auteur, or at least to Sarris, but to Kael is it a weakness of a film. According to Kael if a director does not unify his style, the form, with the content of the script, then the director does not produce good art. Kael explains:

Their ideal auteur is the man who signs a long-term contract, directs any script that’s handed to him, and expresses himself by shoving bits of style up the crevasses of the plots. If his “style” is in conflict with the story line or subject matter, so much the better.(16.)

The consequence of admiring the directors who shove style up a script’s crevasse is that ‘the director who fights to do something he cares about is a square’.(17.) This statement is related to Sarris’s criticism of Ingmar Bergman’s later work which Sarris felt had declined due to the absence of any progression of ‘technique’ which directly related to Bergman’s ‘sensibility’.(18.) Kael responds harshly – rather too angrily for a really rational debate – but does pose an interesting question wondering whether ‘writer-directors are disqualified by [the] third premise?’.(19.) Kael sums up her criticism by wondering why the auteur theory prefers certain commerical films – a saving grace of the auteur theory some will say. Kael expands on this point by asserting that ‘those travelling in auteur circles believe that making [a] purse out of a sow’s ear is an infinitely greater accomplishment than making a solid carrying case out of a good piece of leather’.(20.) Kael’s harsh criticism of the auteur theory continues into the very last vitirolic paragraph when she argues:

These [auteur] critics work embarrassingly hard trying to give some semblance of intellectual respectability to a preoccupation with mindless, repetitious commercial products… They’re not critics: they’re inside dopesters.(21.)

The auteur critic, according to Kael, prefers products made out of inferior products: mindlessly repetitious commercial films. Kael’s article is an angry, sardonic, reply to Sarris’s auteur theory – she even questions whether an auteur critic is a critic at all –  she has highlighted some problems and flaws in his conception of the primary criterion of judgement an auteur critic makes. In my next article (part III) I will conclude by examining both Sarris and Kael’s position. I will indicate where I feel both critics have got things right and got things wrong.

1. Pauline Kael, ‘Circles And Squares’, in Gerald Mast & Marshall Cohen (ed), Film Theory and Criticism: Introductory Readings, 2nd Edition, Oxford: Oxford University Press, (1979), pp. 666-679. p. 667.

2. Pauline Kael, ‘Circles And Squares’, pp. 667-668.

3. Pauline Kael, ‘Circles And Squares’, p. 669.

 4. Andrew Sarris, ‘Notes On The Auteur Theory In 1962’, in Gerald Mast & Marshall Cohen (ed), Film Theory and Criticism: Introductory Readings, 2nd Edition, Oxford: Oxford University Press, (1979), pp. 650-665, p. 662.

5. Andrew Sarris, ‘Notes On The Auteur Theory In 1962’, p. 662.

6. Andrew Sarris, ‘Notes On The Auteur Theory In 1962’, p. 663.

7. Pauline Kael, ‘Circles And Squares’, p. 669.

8. Pauline Kael, ‘Circles And Squares’, p. 669.

9. Pauline Kael, ‘Circles And Squares’, p. 670.

10. Pauline Kael, ‘Circles And Squares’, p. 671.

 11. Pauline Kael, ‘Circles And Squares’, p. 671.

12. Pauline Kael, ‘Circles And Squares’, p. 672.

13. Pauline Kael, ‘Circles And Squares’, p. 673.

14. Pauline Kael, ‘Circles And Squares’, p. 674.

15. Pauline Kael, ‘Circles And Squares’, pp. 674-675.

16. Pauline Kael, ‘Circles And Squares’, p. 674.

17. Pauline Kael, ‘Circles And Squares’, p. 674.

18. Andrew Sarris, ‘Notes On The Auteur Theory In 1962’, pp. 662-663.

19. Pauline Kael, ‘Circles And Squares’, p. 676.

20. Pauline Kael, ‘Circles And Squares’, p. 678.

21. Pauline Kael, ‘Circles And Squares’, p. 679.

Future Worlds: Sport Culture and Costume in Rollerball

Future Worlds: Rollerball (1975)

In order to create a critique of society a filmmaker will tend to focus upon a certain aspect of society or a social practice. In Rollerball sport is used as the vehicle for the film’s narrative. Rather than extending one particular sport to social dominance a new sport, a combination and synthesis, of several of the most popular sports in America, is developed. Costume in Rollerball is an important aspect in establishing the sport and the futuristic setting. The helmet is a direct replication of the NFL helmets worn in the 70s. The pads also replicate the image of American football athletes. The use of rollerskates produces a similar image, style of movement and tempo found in ice hockey – evidenced in the repeated “bodychecking”. The gloves the Rollerballers’ use, to pick up the ball after it is shot out of a cannon, are identical to contemporary baseball’s outfielder’s glove. The Rollerballer’s costume is a patchwork of several important parts of major American sports.

 rollerball

The controllers of the dangerous sport, and society, are several multi-national corporations who provide essential utilities – such as energy – and are altogether under the command of an ultimate ‘Executive Directorate’: some shady controlling corporate power something similar in essence to the Gran Consiglio del Fascismo [Grand Council of Fascists]. I have read the shady Directorate as something like a facsist group in relation to what Franklin D. Roosevelt said concerning the strengthening of the anti-trust laws:

The first truth is that the liberty of a democracy is not safe if the people tolerate the growth of private power to a point where it becomes stronger than their democratic state itself. That, in its essence, is fascism; ownership of government by an individual, by a group, or by any other controlling private power.(1.)

In the future world of Rollerball a grand council of corporate power has assumed total control over social practices, such as sport, and everyday life itself. Corporate power even extends to the ability to revoke a marriage and to take a persons’ spouse without question. In order to establish this sense of corporate cultural control the traditional national anthem is replaced with a “corporate anthem” and every member of the audience willingly stands and places their hand to their heart. The future world of Rollerball, a state dominated by fascistic corporations, is explored through the setting of sport. The sport is established by costume and the allusion to the most popular contemporary American sports. Rollerball, often seen as an anti-sport film – incorrectly as the last image is of the protagonist Jonathan E. finishing the game by scoring then walking away in disgust – creates a critique of the way corporate-media and power is welded to produce and provide the ability to dominate and control society and social practices.

(1.) Franklin D. Roosevelt, “Appendix A: Message from the President of the United States Transmitting Recommendations Relative to the Strengthening and Enforcement of Anti-trust Laws”, The American Economic Review, Vol. 32, No. 2, Part 2, Supplement, Papers Relating to the Temporary National Economic Committee (Jun., 1942), pp. 119-128, p. 119.

The Ideology of Realism: Jean-Luc Comolli & Jean Paul Narboni’s Cinema/Ideology/Criticism

In my previous article about Andre Bazin I explored his claims that the ontology of the photograph and film – ontology being the essential essence – is its ability to represent life as it appears. According to Bazin, film is inclined to, and again best when, realist in aesthetic. In a series of articles I will examine Bazin’s position on film however I came across an excerpt of Jean-Luc Comolli and Jean Paul Narboni’s Cinema/Ideology/Criticism (an online copy of which can be found here) which I felt was interesting as it came from the opposite position. In this article I will explore their claims that the aesthetic of realism is a reliance on the status quo and an aesthetic implicitly reliant on ideological cultural dominants.

In the examination of Comolli and Narboni’s paper it is important to note that they are Structuralist in outlook, in contrast to Bazin who was a staunch Humanist, and they therefore perceive the realist aesthetic differently. This is immediately evidenced when Comolli and Narboni explain that film is partly a ‘product, manufactured within a given system of economic relations, and involving labour [Money] to produce… a commodity, possessing exchange value… governed by the laws if the market’ as well as ‘an ideological product of the system, which in [the Western world] means capitalism’.(1.) Film is made to be sold. Film is an art that is also primarily a source of income and export: film is explicitly a commercial product. However film, according to Comolli and Narboni, is also implicitly the product of the ideology that dominates the field, or place, it was constructed in. A film-maker, according to Comolli and Narboni, cannot change the economic circumstance, or system they find themselves in [if they could would it be the film business anymore anyway?]. One may ‘deflect it, but not negate it or seriously upset its structure’.(2.) An example of this “deflection” may be found in the music industry where the Arctic Monkeys, and several other bands, initially gave away free CDs and allowed their music to be downloaded for free. They originally refracted the “rules” or logic of the music industry however they didn’t change the system itself as after a period of time, and a rise in popularity, they returned to the normal procedure of selling music. For Comolli and Narboni film ‘is determined by the ideology which produced it’.(3.)

As I explained in my article ‘Influential Theorists: Andre Bazin – The Ontology Of The Photographic Image’ Bazin believed that film provides a reproduction of reality and although Comolli and Narboni may permit that film does reproduce reality when they say ‘this is what a camera and film stock are’ they hold a diametrically opposed view of what “reality” really is.(4.) Comolli and Narboni explain that ‘the tool and techniques of film-making are a part of [the] “reality” themselves… [Reality] is nothing but an expression of the prevailing ideology’.(5.) The realist aesthetic does not reproduce “the way things are”; it is in fact, at most an explicit and at least an implicit, a reproduction of the dominant way of seeing. Comolli and Narboni explain their position when they state ‘what the camera in fact registers is the vague, unformulated, untheorized, unthought-out world of the dominant world’.(6.) To use a similar image that Bazin utilized, film does not blow-away the “dust” of regular perceptions and conceptions but rather relies upon and reproduces that “dust” which has settled upon our way of seeing things. The realist aesthetic reproduces the way we experience the world, and the way we experience the world is defined by cultural dominants: and one major cultural dominant, of which Comolli and Narboni are particularly concerned with, is ego-centred capitalism.(7.) In Comolli and Narboni’s words:

When we set out to make a film, from the very first shot, we are encumbered by the necessity of reproducing things not as they really are but as they appear when refracted through the [dominant] ideology. (8.)

Realism is a reproduction, on the screen, of the ideological structures/world we encounter in “everyday” life. The realist aesthetic fails to comprehensively challenge or explore the structures of the dominant forces and world-view in society and art – which cannot challenge or explore sexist, racist or fascistic ideologies – is a blank critique and an utterly redundant social activity; art without the ability to challenge or explore social attitudes is not really art at all. According to Comolli and Narboni to stop film art from just becoming the “tool” of the dominant world-view ‘the film-maker’s first task is to show up the cinema’s so-called “depiction of reality”‘ and, if they are able to achieve that; the film-maker may be able to ‘sever’ or ‘disrupt’ the ‘connection between the cinema and its ideological function’.(9.)

To Comolli and Narboni just simply reproducing reality ensures one relies on the assumptions found in “everyday” life. They argue for the utilization of techniques which upset the viewers ability to accept the supposedly unadulterated reality of the world depicted. The use of jump-cuts in Jean-Luc Godard’s A Bout de Souffle (1960) could be argued to facilitate this sort of alienating technique. There are many films that are naturalistic or realist in aesthetic that, at least appear, to transverse and critique society and this is a definite critique of Comolli and Narboni’s position. A lack of examples and instances in film of the realist aesthetic is also another critique I would level against their article – however It should be understood that the article is intended as theory rather than “practice”. Rather than quickly explore the counter-arguments a critic who favours the realist aesthetic would raise I will leave that duty to Bazin, whose position I will continue to explore in the coming weeks and months.

 (1.) Jean-Luc Comolli & Jean Paul Narboni, ‘Cinema/Ideology/Criticism’, in (Ed) J. Hollows, P. Hutchings, M. Jancovich, Film Studies Reader, London: Oxford Uni Press, (2000), pp. 197-200, p. 197.

(2.) Jean-Luc Comolli & Jean Paul Narboni, ‘Cinema/Ideology/Criticism’, p. 197.

(3.) Jean-Luc Comolli & Jean Paul Narboni, ‘Cinema/Ideology/Criticism’, p. 197.

(4.) Jean-Luc Comolli & Jean Paul Narboni, ‘Cinema/Ideology/Criticism’, p. 197.

(5.) Jean-Luc Comolli & Jean Paul Narboni, ‘Cinema/Ideology/Criticism’, p. 197.

(6.) Jean-Luc Comolli & Jean Paul Narboni, ‘Cinema/Ideology/Criticism’, p. 197.

(7.) Jean-Luc Comolli & Jean Paul Narboni, ‘Cinema/Ideology/Criticism’, p. 198.

(8.) Jean-Luc Comolli & Jean Paul Narboni, ‘Cinema/Ideology/Criticism’, p. 198.

(9.) Jean-Luc Comolli & Jean Paul Narboni, ‘Cinema/Ideology/Criticism’, p. 198.

Basic Film Techniques: Slow Motion

Slow motion is the technique through which time appears slowed down. The slow motion technique regularly used in cinema is the process of “overcranking” which entails a camera capturing an image at a rate faster than it will be projected. The slow motion technique used in sports replays tends not to use this method, as it requires cameras set up to film entirely in the slow motion method. Slow motion replays tend to be regularly recorded footage replayed at a slower speed. Films use the “overcranking” method because of the clarity and superior image reproduction. The aesthetic quality of the “replay” method is much lower however much more adaptable and sensible for live television. The logistical efforts required to use the “overcranking” method make it non-viable financially however cricket has occasionally used the “overcranking” method to analyse a bowlers or batters technique in depth. This slow motion analysis has revealed the extent a bat spins in the hands of the batsman when they strike a cricket ball and has come as a great surprise to many cricket coaches. The slow motion technique has been adapted and used in many films to produce contrasting readings concerning similar ground. I noted that one distinct reading is found in Cross Of Iron (1977) ‘The hyperbole of violence, normal in all war films, is brought to the foreground… by the repeated use of slow motion’. The film’s use of slow motion ensures ‘we as viewers are not permitted to ignore the ignoble truth of every bullet’. Slow motion in Cross Of Iron is used to produce an anti-war message; slow motion is used to critique violence. The technique of slow motion however is often used for converse reasons as indicated in many action films, one such film I looked at was The Defender (1994). ‘The technique of the slow motion is used not to expose the violence as shocking but rather so that the audience can wonder and understand the fast movements and skillful attacks’. The slow motion technique in The Defender ‘produces a sense of invulnerability and brilliance in the one character who continuously dishes out punishment rather than receives it’. Slow motion is used to facilitate enjoyment and wonder at the brilliance of the central protagonist – a reading contrary to that which is intended in Cross Of Iron. The slow motion technique can be used for numerous readings. The technique highlights physical movements facilitating the audience to concentrate on such things as the underlying horror of an action or the brilliant or exceptional abilities of a character.

Influential Theorists: Andre Bazin – The Ontology Of The Photographic Image

andrebazincat 

Andre Bazin is undoubtedly a famous figure in film criticism and film theory. Bazin was a co-founder of the influential film magazine Cahiers du Cinema, a mentor and friend of Francois Truffaut and firm supporter of realism. A large collection of Bazin’s writings were complied and published posthumously and entitled What Is Cinema?. In a series of articles I will explore Bazin’s essays. The first article will be:

 

The Ontology of the Photographic Image1


If the plastic arts were put under psychoanalysis, the practice of embalming the dead might turn out to be a fundamental factor in their creation. The process might reveal that at the origin of painting and sculpture there lies a mummy complex. The religion of ancient Egypt, aimed against death, saw survival as depending on the continued existence of the corporeal body. Thus, by providing a defence against the passage of time it satisfied a basic psychological need in man, for death is but the victory of time. To preserve, artificially, his bodily appearance is to snatch it from the flow of time, to stow it away neatly, so to speak, in the hold of life. It was natural, therefore, to keep up appearances in the face of the reality of death by preserving flesh and bone.2



What Bazin is arguing here is that at the heart of the plastic arts – painting and sculpture – is a need to make immortal the mortal; to turn the image of our flesh into clay, steel and paint is to transform ourselves and preserve our being beyond its physical existence. Bazin is not, as some critics have argued, asserting that all art is solely defined by an attempt at immortalising the mortal. But that one of the defining characteristics, or innate motivations, in the production of art and artefacts, be it the mummification of Pharaohs, portraits of Kings and Emperors, is the ‘preservation of life by a representation of life’.3Bazin’s position is that the plastic arts, and I would also assert Bazin’s personal opinion in what makes art attractive, attempts to ‘have the last word in the argument with death by means of the form that endures’.4


It should be noted that Bazin died at the age of forty and death stalked him continuously throughout his life. Bazin’s attraction to realism, and an idea of art as a production of the eternal, seems inherently linked to his psychological and physiological state. The attempt to cheat or outlast death through the preservation of one’s image and world seems very close to Bazin. As Bazin explains ‘the image helps us to remember the subject and to preserve him from a second spiritual death’.5Just like F. Kafka’s fiction, which is infused with fears of and struggles with consumption, Bazin’s conception of the psychology of the plastic arts seems to be his own.6 That said the foundation of much art is linked to attempts at ensuring an ever-lasting legacy. From statues, palaces, portraits to tombs influential men have commissioned and produced art to represent themselves and the world they live in.

 

Bazin explains that painting, attempting the production of realism, encountered a problem in combining both the representation of the ‘spiritual’ real or emotionally real and the representation of the physical real.7Bazin notes that painting can successfully represent the emotionally real but that the reproduction of the physical real will always lean towards ‘illusion’.8This ‘illusion’, I believe, to Bazin meant the inability, of painting, to truly represent the outward appearances of things; a painting of a cart doesn’t really refer to a cart but rather refers to the painters painting of a cart. The cart refers back to the painter and his paint. And to Bazin not only was this a flaw of painting, in its attempt at reproducing reality, but also the main reason photography and film is so successful in the reproduction of reality. Bazin explains ‘Photography and the cinema on the other hand are discoveries that satisfy, once and for all and in its very essence, our obsession with realism. No matter how skilful the painter, his work was always in fee to an inescapable subjectivity. The fact that a human hand intervened cast a shadow of doubt over the image’ is unavoidable. Film, in contrast allowed, for the first time, allowed the image of the world to be:

 

formed automatically, without the creative intervention of man. The personality of the photographer enters into the proceedings only in his selection of the object to be photographed and by way of the purpose he has in mind. Although the final result may reflect something of his personality, this does not play the same role as is played by that of his painter. All the arts are based on the presence of man, only photography derives an advantage from his absence. Photography affects us like a phenomenon in nature, like a flower or a snowflake whose vegetable or earthly origins are an inseparable part of their beauty.9


The painter is unable, due to his medium, to escape the appearance of his touch. Photography, according to Bazin, evaporates the human touch: photography removes the artist’s fingerprint evident in the medium of painting and sculpture. Bazin also believes that, because of the technical and scientific method of photography, the aesthetic experience derived is much more in-line with personal perception. Photography and cinema replicates the physically real without the barrier that one encounters when admiring a painting or sculpture. It should be noted however that Bazin invests far too much faith in the technical process of developing film as an objective and not subjective process. The production of film is open to that very same human touch Bazin felt paintings contained. With the birth of photography came the birth of photo modification and editing and films such as The Cabinet of Dr. Caligari show this trend with certain scenes being coloured differently. And with digital film it is hard to really locate an image that hasn’t been altered somewhat for aesthetic reasons. I think Bazin, even if he accepted that film is often modified, would argue that the best cinema would attempt to capture reality as it is. However this position will be further explored in Bazin’s other essays and other articles concerning them.

 

Bazin may have argued, however, that the counter-position – that photography is not objective – incorrectly translates his proper position. Bazin uses the French word objectif, which means the lens of a camera, and overtly, in the French text, plays on this meaning. Bazin may therefore be arguing that by the objective nature of photography he means that the physical appearance of brush marks, the fingerprint of the human touch, are not apparent in film and therefore photography, unlike painting or sculpture, reproduces “reality” without direct reference to an artist or photographer. Bazin therefore may not mean objective as not-subjective but rather “through an object”. Photography removes the appearance of the touch of humanity rather than the touch of humanity.

 

To Bazin the process of photography ‘confers on [an object] a quality of credibility’.10Bazin explains that we ‘accept as real the existence of the object reproduced, actually re-presented, set before us, that is to say, in time and space’.11Bazin is arguing that photography and cinema communicates an items existence to us and we believe it. A point is often made here that Bazin seems to believe in the naïve position that “the camera never lies”. However I believe that this point is too harsh. Bazin uses the word ‘confers’ which indicates Bazin’s position to be that the sense of real is attached or attributed to the image – this is not the same as saying “the camera never lies”. Bazin is arguing that the reproduction of reality, through the camera, is imbued with an advantage because, unlike a painting or sculpture, a photograph is not an ‘ersatz’.12Painting, or sculpture, is a replacement for an object, a photograph the reproduction. And Bazin believes that this reproduction is treated, commonly, as if it is the object.

 

There does seem to be some truth to Bazin’s position. People often accept cinematic worlds without question and often photos modified, or “photo-shopped”, are accepted as true and real until people are promoted to believe otherwise – Piers Morgan losing his job over now discredited Iraq photos is a distinct instance of this. This common, or regular, acceptance of photography and films’ realism is often targeted by “viral” marketing campaigns and I am reminded of a film – whose name I currently can’t remember – which circulated a simulated, but realistic looking, office fight in order to gain surprise and attract people unknowingly towards the film’s website. It is not that “the camera never lies” but rather that we often accept photographs and films’ visual representation to be unadulterated and true (even though we known it isn’t – a psychological state known as ambivalence).

 

Bazin goes on to argue that ‘the aesthetic qualities of photography are to be sought in its power to lay bare… realities.13Bazin comes to the conclusion that:

 

Only the impassive lens, stripping its object of all those ways of seeing it, those piled-up preconceptions, that spiritual dust and grime with which my eyes have covered it, is able to present it in all its virginal purity to my attention and consequently to my love.14


To Bazin photography makes us see the world anew. Realism strips bare those preconceptions which, to Bazin, we accumulate through the passage of time like dust settling on furniture. Therefore to Bazin photography and Cinema, in the realist style, is a gust of wind which blows away the dust that settles on our way of seeing. A problem with Bazin’s conclusion, that realism blows away our preconceptions, is that it moves from explanation to conclusion without exploration of the logical sequence which would indicate how realism would blow away our preconception. Bazin imbues the realist style, and photography, with magical qualities like the ones he noted in the Egyptian cultures motivation for mummification. However Bazin fails to establish the reason why and how the realist style blows away the dust of preconceptions and it seems rather, contradictory to Bazin’s intended position, that realism relies on preconceptions. Realism is not so much presenting ‘virginal purity’ but rather relying on regular conceptions and perceptions of reality – this reliance is in fact why one would argue realism is imbued with the power of truth. Realism encounters a problem as it seems to rely on “common-sense” perceptions – and those “common-sense” perceptions tend to be a naturalised ideological position.15In ‘The Ontology of the Photographic Image’ Bazin cannot support the conclusion he comes to however he does provide a groundwork for arguing that the film is a powerful medium with a technical process of production which allows it to represent an object rather than replace it – which painting and sculpture does – therefore ensuring a sense of verisimilitude to attached to the medium of film. Bazin does go on to argue for realism in further essays and I will cover these in the attempt to uncover his motivation for his assertion that realism is the optimum style of film.

 

 

1‘The ontology of the photographic image’ is an inquiry and assertion by Bazin on the differences between film, and painting/Sculpture. On a wider note Bazin’s ‘ontological’ approach is an inquiry into “what is”, “could be” – and most important to Bazin’s What is Cinema? – and “what should be” in cinema.

2Andre Bazin ‘The Ontology of the Photographic Image’ in Andre Bazin, Hugh Gray (trans), What Is Cinema?, Vol. 1, London: University of California Press Ltd, (1967), pp. 9-16, p. 9.

3Andre Bazin ‘The Ontology of the Photographic Image’, p. 10.

4Andre Bazin ‘The Ontology of the Photographic Image’, p. 10.

5Andre Bazin ‘The Ontology of the Photographic Image’, p. 10.

6 It should be noted that, although it is evident that Kafka’s fiction is imbued with the personal fear of death and his physical state, there is great humor and joy even in the struggle and fear.

7Andre Bazin ‘The Ontology of the Photographic Image’, p. 11.

8Andre Bazin ‘The Ontology of the Photographic Image’, p. 12.

9Andre Bazin ‘The Ontology of the Photographic Image’, pp. 12-13.

10Andre Bazin ‘The Ontology of the Photographic Image’, p. 13.

11Andre Bazin ‘The Ontology of the Photographic Image’, pp. 13-14.

12Andre Bazin ‘The Ontology of the Photographic Image’, p. 14.

13Andre Bazin ‘The Ontology of the Photographic Image’, p. 15.

14Andre Bazin ‘The Ontology of the Photographic Image’, p. 15.

15See Barthes’ Mythologies or Althussers’ Ideological-State Apparatus

Shallow Focus and the Aura of Authenticity in Gamorra

Gamorra/Gamorrah(2008)

 

Gamorra the film selects several stories from investigative journalist Roberto Saviano’s best seller of the same name. All set in or around the Camorra’s (Mafia of Napoli and its surrounding towns) territories and business interests. Gamorra includes several interesting formal features in which the film communicates the violence, despair, and seemingly unavoidable fate of the central character’s struggle to survive in Europe’s most violent neighbourhoods. The technique of shallow focus is important in Gamorra in communicating this poisoned atmosphere.

 

Shallow focus is the cinematographic technique which shows one plane of field clearly while the deeper plane of field is blurred or out of focus. The shallow focus technique would show a face close up in perfect detail but the background or location out of focus. Deep focus, shallow focus’s antithesis, is the technique which shows an entire image in focus. In exposition shots we see the use of deep focus to clearly identify depth and position. Gamorra uses the shallow focus technique to foreground certain elements important in the communication of the toxic heritage that living in the Camorra dominated south entails.

 

The shallow focus technique is used to indicate, in part, the attempt in the characters to ignore and distance themselves from the violence they are surrounded by. This is indicated in a scene where a money-carrier walks suspicious and fearful of his well-being after he has a gun pointed at his head. As he walks away hastily the background moves out of focus, he attempts to block out the violence he just saw, yet a voice shouts out his name and follows him until he reluctantly stops and engages with the voice that has been stalking him. As he does the film returns to a deep focus. This indicates the futile attempt that is ignoring the context or situation the character’s find themselves in; one cannot step out of Camorra controlled life. The aesthetic of the shallow focus communicates a sense of a constant, ungraspable, unknowable violence which envelops and blurs clear and distinctive perception. The use of shallow focus reminds the viewer that the violent acts and characters are borne out of the poisonous toxic context. The sense of the unknowable and paranoid, added to by the style of death of Maria, also alludes to the actual feelings of the author of Gomorra who lives under protective custody; the truth comes with a terrible price.

 

[[[SPOILER: At the end of the film as these boys are killed the Camorra boss commented that it was a waste of youth but it had to be done. The Camorra blunt and destroy youth and the very little of it that Italy has left are being chewed up and spat out. Gamorra seems to say that unless corruption is destroyed then every generation, in this region, will continue to have a large waste of youth.]]]

 

Gomorra has been linked to, and commented, to be in the Italian Neo-realist style [I have decided to create a full article concerning this statement however one element of the Neo-realist style is relevant enough here to merit bringing it up now; the use of non-actors in significant roles]. Andre Bazin commented concerning Italian Neo-realism ‘It is not the absence of professional actors that is, historically, the hallmark of social realism nor of the Italian film. Rather, it is specifically the rejection of the star concept and casual mixing of the professional’ and amateur. (1.) Bazin argues that this ensures the audience brings with it no pre-conceptions concerning character – the opposite to what Jean-Luc Godard did in Alphaville (1965); that is play with those pre-conceptions. Bazin explains ‘the result is… that extraordinary feeling of truth that one gets from [Italian Neo-realism]’. (2.) In Gomorra several significant, or rather nearly all, roles are played by amateurs and non-actors and this attributes to a sense of authenticity and realism. Skinny young men, fat overweight looking men litter the film; average-looking people, as opposed to the stylised look of Hollywood, imbues the aesthetic of Gamorra with an ‘atmosphere of authenticity’. (3.) This is added to outside of the film by the film’s official website which doesn’t list the actors beside pictures unlike Hollywood film where actor recognition is important.

 

Staying outside of the films’ digesis the aura of authenticity of Gomorra has been further added to by events outside of the film. One of the central messages of the film, and book, is the infectious dominating control the Camorra has in everyday life from the most basic domestic sphere to the world of industrial waste and fashion design. Recently Bernardino Terracciano, who plays a boss, has been ‘arrested on suspicion of extorting protection money and having ties to the Casalesi clan, part of the Camorra Mafia’. (4.) Two other actors, one a boss and the other a hitman in the film, have also been detained by the police. These facts add to the sense that the non-actors are just playing-out their day to day lives but in front of the camera just this once but it also rams home the central message of the film that you cannot escape the touch of the Camorra.

 

 

 

(1.) Andre Bazin ‘An Aesthetic of Reality: Neo-Realism’ in Andre Bazin, What is Cinema?, California: University of California Press, (1971), pp. 16-40 p. 23.

(2.) Andre Bazin ‘An Aesthetic of Reality: Neo-Realism’ p. 24.

(3.) Andre Bazin ‘An Aesthetic of Reality: Neo-Realism’ p. 24.

(4.) http://www.telegraph.co.uk/news/worldnews/europe/3186186/Italian-mafia-film-Gomorrah-heads-for-Oscars–as-cast-members-are-arrested.html