The Paradox of Suspense VII – Further Criticisms of Carroll’s Account

In response to these two criticisms Carroll highlights a difference between our everyday moral assessment and fictional morality. Carroll starts by explaining that we often alter our notions of right and wrong in regard to the imagined or presented fictional world. Carroll illustrates this point by arguing:

For example, caper films represent persons involved in perpetrating crimes that we do not customarily consider to be upstanding ethically. However, the characters in such fictions are standardly possessed of certain striking virtues such that… we are encouraged to ally ourselves morally with the caper.[1]

To Carroll, we alter our notions of moral and immoral to match the central protagonists’ world-view. We do this because the central protagonists are shown to be virtuous. The virtues Carroll has in mind are ‘strength, fortitude, ingenuity, bravery, competence, beauty, generosity, and so on’.[2] In certain cases then, in which the central protagonist’s commit immoral acts, it is their overriding virtues in contrast to the fiction’s antagonists that make us ‘cast our moral allegiance with them’.[3] To illustrate this point Carroll highlights Zulu (Dir., Cy Endfield, 1964) as a prime example of a film in which ‘we are drawn into the film’s system of moral evaluation by its portrayal – or lack thereof – of characters with respect to virtues’.[4] According to Carroll, we align ourselves towards the British soldiers because, even if we are staunchly anti-imperialist, they are shown to be courageous, brave and ingenious[5]. In regard to Goodfellas, Carroll would argue that though Henry Hill is a criminal he displays more virtues, or less vice, than the other characters which motivates us to support his actions. Carroll would also argue, in relation to the particular scene I brought attention to, that within the fictional world and in regard to Henry’s character hitting the neighbour is the moral action (with hitting the wife and neighbour being the logically opposed outcome). Carroll would also use a similar explanation for The Godfather. That is, within the context of the film, and the context of the film’s moral context, Michael assassinating the two rival gangsters is the moral option. However, though Carroll’s replies appear to answer the first two criticisms there are significant problems with his response. The first is that Henry does not display any virtuous characteristics. Henry steals, lies, murders in cold blood and for little reason, he abuses his wife emotionally, cheats on her, is jealous, self-centred, deals and takes drugs, back stabs his friends and betrays those who help him and the Mafia honour code he swears to live by and is, for the want of a better phrase, a viscous scum-bag. We do not side morally with Henry because he shows some virtues that other character’s do not, we feel suspense and care about Henry because we witness and become seduced by his glamorous lifestyle and uninhibited attitude[6]. In regard to The Godfather, even if we accept that within the film’s moral context killing the two gangsters is a permissible course of action; this does not mean that not killing the two gangsters is also seen as immoral. That is, if killing is morally acceptable in the context of the film and calling for a truce is also morally acceptable (though may be disappointing) then there is still a problem for Carroll in that there isn’t two logically opposed possible outcomes[7].  The problem with Carroll’s characterisation is that suspense derives from two logically opposed possible outcomes (one moral the other immoral) is that it seems more than possible to experience suspense without there being just two possible logically opposed moral outcomes. There is also a further issue with Carroll’s position in that it also seems possible to experience suspense in response to fictions that do not feature any moral dimension. A striking example of this can be found in L’Avventura. In the scene where Sandro thinks he has seen Anna again we experience some suspense. However, nothing about this scene has a moral dimension. That is, this scene is not suspenseful because it is morally correct that Sandro find Anna. We do not even know if Anna wants to be found. Our suspense in this scene is also nothing to do with Sandro’s virtuous nature as he is not shown to be likeable and after a few days he starts a sexual relationship with Anna’s best friend Claudia (and up until this scene Claudia and Sandro have all but forgotten about Anna and their “search” for her). Another example of a film that creates suspense without a moral dimension could be one that depicts a divorce in a realistic and objective manner. The film follows both sides in the preceding court case showing that the mother and father both have legitimate grievances and claims for the sole custody of the children. As the final verdict draws close we experience suspense regarding which outcome will materialise. In the case of this hypothetical film it would not be immoral for the mother to win; neither would it be immoral if the father won. Our feelings of suspense in response to this film would not be based on there being two possible logically opposed moral possibilities but rather on subjective personal opinion and past experience.[8] That is, our desire that the mother or father win would be based on if we could identity with them, understand their position or like them. Therefore, Carroll’s argument that suspense is created by a conflict between two logically opposed moral outcomes is flawed because it is possible to experience suspense in response to non-moral situations and instances where there is no conflict between two moral outcomes.

Central to Carroll’s solution to the paradox of suspense is the ability of “mere thoughts” to motivate emotional responses. However, there seems to be many instances where merely entertaining in thought a proposition does not cause us to respond emotionally. A common instance of this, at least to philosophy students and tutors, is the philosophical thought experiment. Many philosophical thought experiments often include horrific, bizarre and disturbing premises that, if we believed them, we would react in distinct ways. Thankfully however, we do not respond to thought experiments as if we believe them because we are able, in Carroll’s terms, entertain them nonassertedly (that is, without having to hold that x is true). Shaun Nichols highlights one particular thought experiment as a paradigm example of a thought experiment that would be disturbing if we responded emotionally to: ‘Imagine that you’re red-green colour blind and that all sentient life in the universe except for you is destroyed. In that case, does the colour red still exist?’.[9] This thought experiment asks us to entertain the possibility that all sentient life in the universe is destroyed bar us. However, when imagining this possibility within the framework of the thought experiment we don’t respond to it how we would if we believed all sentient life in the universe was destroyed nor do we respond to it with any emotional response. There appears then to be mere thoughts have the power to motivate us to respond emotionally and those that do not. This is an issue for Carroll insofar as it appears that there is more to explain behind the ability of thoughts to motivate emotional responses – especially if Carroll wants to avoid falling back on beliefs to explain the difference. I do however, believe that there is a possible explanation and solution and that is to introduce desire as the difference between instances where thoughts do provoke an emotional response and instances where thoughts do not provoke an emotional response. That is, in the case of entertaining the thought that my footing is loose on a high building I have an active desire (because I’m on an observation deck on a tall building) not to see that outcome realised. If I was in an office building behind a desk and imagined that my footing or the floor wasn’t secure it is unlikely that I would experience any pang of vertigo. This is because I do not have an active desire to avoid falling as I am in a secure building. Likewise, in the case of the thought experiment I do not have an active desire to avoid see the whole universe being destroyed. In regard to fiction then, we are drawn (through several techniques) into desiring that McClain survive and thrive in Die Hard with the consequence that when we are confronted with a scene in which we entertain the thought that he may be in mortal danger we respond emotionally. Therefore, whether a fiction is successful in engendering an emotional response is contingent on us experiencing a corresponding desire and, as Nichols explains, whether we have the right desire to respond emotionally depends on ‘the context, the intent of the author, the tone of the work, the point of the thought experiment, and so on’.[10] To conclude then it is not enough just to entertain the thought that McClain is in danger, we must also have the relevant desire to see him come to no harm.

A second and more significant criticism of Carroll’s solution to the paradox of suspense concerns his accounts inability to convincingly explain “diminishing returns”. As I noted in section 1.2 diminishing returns refers to the progressive decrease in the vividness or strength of our experience of suspense (or any emotional reaction) to fiction.  According to Carroll when we watch Die Hard for the third or fourth time and entertain the possibility that John McClain will be discovered eaves-dropping on the terrorists and killed we will still experience suspense. However, if all that is required to experience suspense is to entertain that an outcome is uncertain then it seems strange that our suspense diminishes at all. Carroll cannot reply that it is due to the audience not entertaining the possibility because they still experience some suspense in response to Die Hard’s narrative. This is a serious issue for Carroll because diminishing returns is a common feature of our interaction with narrative fiction and his account’s failure to provide a possible explanation provides us with good reason to be sceptical about his account.

A further criticism of Carroll’s account also concerns his solution to the paradox of suspense. Carroll account holds that all that is required to engender suspense is entertained uncertainty. However, if we accept this then it raises the question why any viewers fail to feel suspense on repeated viewings. That is, Carroll’s account struggles to explain “absent suspense”. In many repeat viewings of action genre films we may still be gripped by a sense of thrill and excitement. On our seventh or eighth viewing of Commando (Dir., Mark L Lester, 1985) we still enjoy the scene in which the protagonist John Matrix dangles the antagonist Sully off a cliff while interrogating him about the location of his kidnapped daughter. One particular element of this scene we routinely enjoy concerns when Sully reminds John that John had promised to kill him last to which John relies “I lied” before dropping him to his death. We enjoy this scene repeatedly because we can, in Carroll’s terminology, entertain nonassertedly that Sully is an evil man embroiled in a plot to install an evil dictator in a peaceful South American country and that he deserves (in the fiction’s moral system) his gruesome death served with a pun. However, we do not experience suspense in response to any scene in Commando on repeat viewings. Though we still entertain that John’s daughter is in mortal danger and unlikely to survive any rescue attempt we do not experience suspense in response to this film. Carroll’s reply to this would obviously be that we have just failed to entertain that the outcome is uncertain and this is why we do not experience any suspense. However, this reply appears disingenuous in that it seems odd that we have successfully entertained every other element essential to re-experience the joy, thrill, excitement of viewing Commando but failed to entertain that the outcome of the narrative is uncertain (which would seemingly diminish our enjoyment?). Though this criticism is far from conclusive in defeating Carroll’s account of suspense it gives us further reason to be dissatisfied about its ability to explain even the most common features of our engagement with narrative fiction.

Another related issue for Carroll’s account concerns its inability to explain why we do not experience suspense in repeat viewings of sports matches. On an original viewing of a Manchester United-City derby match both sets of supports will experience immense suspense in response to pressured, tense situations such as the last ten minutes or a penalty kick. However, on subsequent viewings of this match supports will not experience suspense. The supporters will experience the same joy, delight or sorrow at a refused penalty, missed goal or booking but they will not, however hard they try, re-experience suspense. This inability to re-experience suspense appears to be a natural feature of sports spectatorship. However, if all that is required to experience suspense is to entertain the possibility that we are uncertain how a corner, penalty turns out then we should be able to experience suspense in response to repeated live sports events like football matches. The problem cannot be that we do not have the sufficient desire that our favourite team not concede or score a goal. There is obviously an answer to why we do not experience suspense in response to repeated live sports events however; Carroll’s account appears unqualified in offering us a clear and comprehensive answer.


[1] Noel Carroll, ‘Paradox of Suspense’, p. 79.

[2] Ibid, p. 79.

[3]Ibid, p. 79.

[4]Ibid,  p. 79.

[5]  This characterisation appears to be unfair in regard to the representation of the AnZulu warriors. Though they are not given much of a role in the film’s narrative other than as antagonists they are shown to be resourceful, brave and fierce warriors. If they were not shown to have these warrior virtues their song at the end of the film would have little meaning. That is, if they weren’t shown to have every virtue required of a great warrior nation or people (including honour and respect) then their singing tribute towards the Welsh regiment wouldn’t be such a touching and striking symbol of respect. It could also be argued that the Welsh regiment – essentially a lazy, incompetent, argumentative rabble with a few good men chucked in – are shown to have many more vices than the AnZulu warriors.

[6]Our seduction towards accepting (at least provincially) the Goodfellas’ lifestyle and attitude is mirrored simultaneously in the film through the scenes featuring Henry’s wife.

[7] On moral grounds at least. The difference between the two options appears to be that one is desired (the killings) and the other undesired (the truce).

[8] Another example may be a film a young aspiring West Indian cricketer. In this film we are given a glimpse of a likeable character who dreams of playing one day for the West Indies. The film features young lad, from a rough background, shows significant determination and as reward is given a chance of impressing in a T20 game for his home side the Leeward Islands. In a dramatic scene, with the national selectors watching, he is given the task of bowling the last over with only seven runs to spare. Though there is no moral dimension to this scene – he is a likeable lad but he doesn’t deserve to succeed any more than the other players in contention for a spot in the team – we would still feel suspense in response to every ball, every moment, not because it is morally right that he succeed, but because we want him to succeed and there is a significant possibility that he won’t. That is, there is no conflict between a moral or immoral outcome, but rather a conflict between desired and undesired outcomes.

[9] Shaun Nichols, ‘Just the Imagination’, Mind & Language, Vol. 21, No. 4, September 2006, pp. 459–474,  p. 465.

[10] Ibid, p. 472.

The Paradox of Suspense VI – Criticisms of Carroll’s Account

In the previous section I explored Carroll’s account of suspense and solution to the paradox of suspense. I explained that Carroll held that we experience suspense by (a) entertaining uncertainty (b) regarding an unfolding event  (c) which has two logically opposed possible outcomes (one moral the other immoral) of which (d) the moral outcome appears improbable and the immoral outcome appears probable. In this section I will start by evaluating and analysing his account of suspense. I will then consider whether his solution to the paradox of suspense is successful. I will conclude that neither his account of suspense or solution to the paradox of suspense are acceptable and should therefore be rejected.

The first criticism of Carroll’s account concerns whether we are able to experience suspense in response to immoral characters and situations. Carroll argued that fictions engender suspense by creating a situation where only two logically opposed outcomes, one moral and the immoral, appear possible. However, many fictions include immoral, or at least morally dubious, characters and situations of which we support, sympathise and root for and whose actions do not appear to offer a simple dialectic between moral and immoral action. One vivid example of this is Goodfellas (Dir., Martin Scorsese, 1990). Goodfellas is primarily about the protagonist Henry Hill’s career as a gangster in the Italian Mafia. Throughout the film we witness Henry’s rise from street-kid to violent gangster. Rather than see his acts (beatings, robberies and hold-ups) as horrific we identify with him, his glamorous lifestyle and his desire to become a “made man”. In one scene Henry comes home to find his wife distressed. This is because her neighbour has made a pass at her and when Henry’s wife refused the neighbour’s advances he hit her. When Henry comes home we are unsure how he is going to react (will he hit/kill his neighbour or his wife or both!) and we experience some suspense in response to this scene. When, in front of his wife, Henry pistol whips the neighbour we are relieved and enjoy the rough treatment the neighbour receives. In regard to this scene it appears that there is no choice between two logically opposed outcomes. That is, the suspense we experience in response to this scene springs from two possible options both which appear to range from the immoral (hitting the neighbour) to the extremely immoral (dispatching his wife and the neighbour).

Another similar issue for Carroll regarding his notion of two logically opposed moral outcomes is that he holds that we pull for the moral outcome over the immoral outcome. However, this doesn’t appear to be correct. An instance of this can be found in The Godfather (Dir., Francis Ford Coppola, 1972). In one scene the central protagonist Michael attends a meeting with two rival gangsters who have previously attempted to kill his father. On the surface Michael’s reason for attending the meeting is to discuss a truce but he actually intends to kill both gangsters. The two rival gangsters set up the meeting in a neutral restaurant and frisk Michael as he enters to ensure he hasn’t brought a weapon. Because of this Michael has an accomplice hide a pistol in the bathroom before he arrives. Later in the scene when Michael leaves the bathroom with the pistol he stands in front of the two gangsters and hesitates. This moment is immensely suspenseful and we are led to wonder whether Michael will kill the two gangsters. Once Michael kills both of the gangsters we stop feeling any suspense and are relieved that they both get their just deserves. In regard to this scene then, we pull for the immoral outcome (murder) over the moral outcome (the truce or reporting them to the police). That is, we experience suspense because we are unsure whether Michael will go through with the immoral act (the murder of which we want him to do).

In the next section I will include some possible replies to these criticisms and add some further issues with Carroll’s account.

The Paradox of Suspense IV – Noel Carroll’s Account of Suspense

In the previous sections I explained the paradox of suspense as well as several features any satisfactory account of suspense must be able to explain. In this section I will explore Carroll’s proposed account. Carroll starts by explaining that his account concentrates exclusively on suspense as ‘an emotional response to narrative fictions’.[1] Even though Carroll makes this move he asserts that “real-life” suspense is produced by uncertainty regarding future events we have a stake in.[2]  Carroll starts his account of suspense by claiming that suspense is a “prospect emotion”. By this Carroll means that suspense is an emotional reaction to unfolding action. Carroll explains ‘suspense takes as its object the moments leading up to the outcome about which we are uncertain… Once the outcome is fixed, however, the state is no longer suspense’.[3] A vivid example of this can be found in a scene in L’Avventura in which Sandro catches up with the woman he believes to be his missing (and presumed dead) girlfriend Anna and realizes it is just a similar looking stranger. When this scene or situation’s outcome is fixed we stop feeling suspense and start to experience a sense of frustration and disappointment. To Carroll then, we only experience suspense in response to an outcome we are uncertain over. Once we are certain of a scene or situation’s outcome suspense is replaced with other emotional responses (such as joy, relief or disappointment). However, suspense is not the only response we have when we are uncertain about how a narrative will unfold. Detective fiction is one such genre in which we experience uncertainty regarding how a particular narrative will unfold.

Carroll attempts to differentiate the uncertainty that engenders suspense from the uncertainty we experience in “mystery” fiction by highlighting a possible temporal difference between mystery and suspense. Carroll explains ‘in mysteries in the classical detection mode, we are characteristically uncertain about what has happened in the past, whereas with suspense fictions we are uncertain about what will happen’.[4] However, though it is true that our experience of mystery narratives is tied-up with uncertainty about important past plot details, there does seem to be instances of uncertainty over future or unfolding plot developments in mystery narratives. An example of this could be when, in Murder, She Wrote, Jessica Fletcher gathers the prime suspects together with the intention of revealing the who, why and how of the murder. We do not normally experience suspense in response to this scene even though we are uncertain about how the scene will unfold. That is, even though we are uncertain about the unfolding action, we experience something like curiosity, puzzlement and eager anticipation rather than suspense. So, it appears that Carroll is wrong that the difference between suspense and mystery narratives lies with its temporal nature. Carroll highlights another potential difference between suspense and mystery narratives. Carroll explains:

A mystery of the classical whodunit variety prompts us to ask a question about whose answer we are uncertain and about which we entertain as many possible answers as there are suspects. But suspense is different. With suspense, the question we are prompted to ask does not have an indefinite number of possible answers, but only two. Will the heroine be sawed in half or not?.[5]

To Carroll, whereas suspense has two possible outcomes (the heroine is killed or not) mystery narratives are characterised as having almost infinite possible outcomes. That is, the cause of uncertainty which engenders suspense differs from the cause of uncertainty which mystery narratives produce. To Carroll, suspense is created by having only two logically opposed outcomes (life/death capture/escape). In contrast to this limitation of possibility, the uncertainty engendered by the mystery narrative is brought about by the possibility of there being as many possible answers as there are suspects. Therefore, Carroll holds that suspense is created by a state of uncertainty over the outcome of an unfolding event which has two logically opposed outcomes.

In the next section I will continue to examine Noel Carroll’s account of suspense and solution to the paradox of suspense.


[1] Noel Carroll, ‘The Paradox of Suspense’, in Peter Vorderer, Hans J. Wulff and Mike Friedrichsen (eds), Suspense: Conceptualizations, Theoretical Analyses, and Empirical Explorations, (London: Routledge, 1996),  pp. 71-91, p. 74.

[2] Ibid, p. 76.

[3] Ibid, p. 74.

[4] Ibid, p. 75.

[5] Ibid, p. 75.

The Paradox of Suspense III – The Problem Cont.

As well as providing a convincing reply to the paradox of suspense, any account of suspense must be able to coherently explain several other common features of our common experience of suspense. The first feature is called “diminishing returns”. Diminishing returns refers to the progressive decrease in the vividness or strength of our experience of suspense (or any emotional reaction to fiction). On repeat viewings or readings of narrative fiction we often experience less vivid emotional responses. On our first viewing of the romantic comedy Sleepless in Seattle (Dir., Nora Ephron, 1993) we may experience a strong emotional reaction to the plight of  Annie Reed and her attempt to meet (and start a relationship with) the widower Sam Baldwin. However, on future viewings the emotional experience we feel may suffer from diminishing returns. That is, we experience a less vivid or powerful emotion response to the narrative of Sleepless in Seattle. Though we may still pull for Annie and Sam to finally get together, the emotional impact of the film is diminished and may diminish even further on future viewings. In regard to suspense this also appears to happen. On our first viewing of Patriot Games (Dir., Phillip Noyce, 1992) we may be gripped on the edge of our seats but on subsequent viewings we may still feel some suspense but not so intensely. Any adequate account must therefore also be able to satisfactorily explain diminishing returns of suspense.

            The final two features any satisfactory account of suspense must explain are “absent suspense” and “second-instance suspense”. Absent suspense is the simple phenomenon where we experience no suspense at all. In the haste to solve the paradox of suspense an account must not preclude the possibility that we may just fail to experience suspense even though most of the conditions of suspense are met. That is, on our second viewing of Patriot Games we may just fail to feel suspense. Second-instance suspense is the irregular cases in which we feel suspense on second viewings (or viewings after our first) but not on the first instance or encounter of suspense. On our first instance of viewing a film like L’Avventura we may feel lost, confused and perplexed. As the film differs so radically from conventional narrative fiction this reaction is normal. On our second viewing of the film we may however experience some suspense – especially in response to the scene in which Sandro believes he has just seen the missing Anna in a crowded room. Therefore, another feature any good account of suspense must explain is our ability to experience suspense on secondary viewings when we haven’t on our first.

In the next post I will explore Noel Carroll’s account of suspense.

Dislocation and (Mis)communication in Jean-Luc Godard’s Detective (1985)

In the attempt to solve funding problems during the filming of ‘Je vous salue, Marie’ (1985) – a modern account of the Virgin Mary and the Immaculate Conception – Jean-Luc Godard agreed to produce something popular or mainstream. The subsequent film produced was Detective (Dir., Jean-Luc Godard, 1985), a dense, difficult but beautifully shot contemplation on language, dislocation and (mis)communication. The film can hardly be argued to be “mainstream” – Godard interpreted the instruction “a popular film” as one which included famous people (or as he calls them in the credits “stars”) rather than a film which is immediately accessible. Detective’s plot centres around the actions of two hotel detectives who attempt to solve an apparently unmotivated murder of a man called “The Prince”. The film also contains other narratives concerning an ageing Mafioso, a boxing promoter and a couple whose marriage is falling apart.i

One of the central explorations in Godard’s film is the issue of space in a modern, fast-paced world. One of the characters, Emile Chenal, owns a failing air-taxi business flying customers to disparate places in Europe. His wife, who is coming to the realization that their relationship is over, notes that “yesterday Frankfurt, today London”. The hotel that the film is exclusively set in could be of any place anywhere, the rooms are especially without character, and their lives are being spent travelling to different countries has eroded any sense of geographical or spatial grounding or boundary. This lack of discernible geographical location, an eroding or dislocated sense of place, is further evidenced in the film’s shot selection and mise-en-scene. In one of the first shots of the film we are given an obstructed view of the city of Paris. This obstructed view is where we would traditionally be given an exposition shot, a type of shot locating the action within the city or specific area. Instead of this we are shown a stationary camera recording people enter a hotel and a young woman’s legs in front of an iron grill with a teasing hint of location in the far right of the screen. This refusal to disclose the location at the beginning of the narrative immediately places the viewer into a state of unease and confusion paralleling the uncertainty the hotel detectives’ experience over the death of “The Prince”.

This sense of confusion concerning the location is further added to by the failure of the film is provide any clear feeling of the hotel layout and structure. We see that the hotel has corridors, stairs, a bar, a restaurant, a cellar and several bedrooms but we get no sense how they all connect or even if they are indeed all located in the same hotel. Though we assume that it is all one hotel, and the film’s ending appears to confirm this, Detective refuses to give us any hint of its location and general layout further adding to the viewer’s state of unease and confusion.

A second significant theme of Detective is (mis)communication. The film’s narrative is centred around several couples, groups and family members talking to each other and attempting to solve their problems by talking them through however, no one appears to hear what each other is saying. This feeling of communication being broken is seen in the film’s mise-en-scene. In one particular scene Françoise Chenal talks to Jim Fox Warner about her husbands failing business with the implication that she would be willing to have (or possibly re-start) an affair with Warner. Françoise and Warner’s inability to understand each other is communicated in the routine blocking of either of their faces by props and their moving just out of shot.

This inability to communicate clearly between Françoise and Warner is replicated throughout the film and a striking instance of this is when the film cuts to show Françoise and Warner talking at the table Françoise’s face is totally obscured by a post. That is, through the film’s mise-en-scene and camera positioning we are given a visual representation of Warner and Françoise being physically (and emotionally) blocked from understanding (and falling in love with)ii each other.

 

These two central motifs – of a dislocated connection to space and (mis)communication – are continued in the film techniques that Godard’s Detective refuses to use and the traditional conventions of cinema (or film-making) and story-telling that the film violates. Throughout the whole film Godard rejects traditional camera movement techniques meaning that the camera-work in Detective is completely static. Though Detective features no pans, no zooms or tilts we do not get a feeling of a stable, fixed sense of place is being represented. Rather the lack of camera movement makes the film’s action appear stilted, dislocated and awkward. The refusal to pan and follow actors when they move out of shot means that not only is communication between the characters difficult but it also means that it is difficult for the audience to track, to comprehend, what’s going on clearly. It also, naturally, makes our perception of space limited and ensures that we are unable to really grasp where exactly the action it taking place other than in the hotel.

Another convention of cinema and story-telling which Detective violates is having the actors’ faces visible to the audience. Throughout the film the actors face away from the camera. In one particular scene all three actors face away from the camera whilst continuing their conversation. As this particular technique ensures that any possible subtleties of facial movement (etc) are lost it engenders further miscommunications and misunderstandings of those characters’ motivations and intentions. Therefore, through several techniques – such as no camera movement, ensuring the actors face away from the camera routinely, awkard screen composition and no exposition shots – Godard successfully explores language, (mis)communication and feelings of dislocation from the spatial and geographical environment.

iThe plot and subplots are in truth intertwined and contain several others. Also, the film does not really follow a traditional narrative however I felt that it was best to include a general plot summary.

ii Nathalie Baye who played Françoise Chenal was well-known in France for her roles in romantic leads and in support roles. She was also something of a pin-up having featured on the front page of French Playboy several times. Similar to Nathalie Baye was Johnny Hallyday who played Jim Fox Warner. Johnny Hallyday is known as the French Elvis and was something of a heart-throb. Godard’s casting of these two well-known “sexy stars” was obviously intended to create this reading.

Women in Film Noir VI – Containment of the Subversive Representation of the Domestic Sphere

Harvey’s position (explored here: V) regarding the subversive representation of the domestic sphere is flawed. Though Harvey is correct to note that the domestic sphere is often represented as poisoned or tense, as in Mildred Pierce when the unemployed Albert Pierce gets constantly undermined and nagged, the representation of the domestic sphere is far from subversive. In film noir the poisoned atmosphere is always qualified by some represented or implied transgressive act. In Double Indemnity the poisoned, stale domestic sphere is attributed to the evil of the destroyer Phyllis Dietrichson. The Dietrichson household is loveless primarily because they married, not for love, but money. Phyllis admits she married Mr. Dietrichson after his first wife died because she wanted a roof over her head. She also bitterly remarked that divorce was out of the question because all of his money is tied up in the business. Phyllis’s poisoning of the domestic sphere also extends to Mr. Dietrichson’s first marriage. Phyllis was a nurse for Mr. Dietrichson’s first wife who died of pneumonia. Lola Dietrichson (the daughter of Mr. Dietrichson) witnessed Phyllis attempt to murder the first wife by opening up all the windows and stealing all of the covers (thereby increasing the chance the first Mrs. Diestrichson would die from pneumonia). Therefore the domestic sphere’s poisonous atmosphere is attributed to the excessive lust and social ambition of Phyllis. Rather than communicate that it is the institution of marriage that is corrupt, Double Indemnity and film noir articulates that it is the individual who is responsible for the poisoned domestic sphere. The individualization of social problems is a recurring motif in Hollywood. As Theodore Adorno asserts:

Even a radical film director who wished to portray crucially important special developments like the merger of two industrial concerns could only do so by showing us the dominant figure in the office, at the conference table or in their mansions. Even if they were thereby revealed as monstrous characters, their monstrousness would still be sanctioned as a quality of individual human beings in a way that would tend to obscure the monstrousness of the system whose servile functionaries they are.[1]

That is, even if a director wishes to portray a social institution as corrupt that portrayal would locate the corruption in the heart of an individual. This individualization of institutional corruption or contradictions inherently obscures the system behind the corruption. Double Indemnity, like Adorno’s hypothetical film, represents the corrupt domestic sphere as being determined by the qualities of an individual human being (Phyllis) rather than the contradictions inherent in the institution of marriage.

            Harvey’s second assertion that film noir facilitates the consideration of alternative “non-repressive” social institutions is also incorrect. In Mildred Pierce an alternative to the traditional patriarchal marriage is shown but the viewers are left without doubt that it is not viable or desirable. Mildred Pierce’s marriage to Monte Beragon – motivated by a desire to climb the social ladder – is non-conventional because Mildred is the “bread winner”. This reversal of traditional gender roles is presented visually through Mildred’s structured hairstyle and masculine dress-suits. The consequence of Mildred assuming the masculine role is that Monte feels emasculated. Consequently Monte conspires to undermine Mildred and does so by bringing about the downfall of her business. Therefore the “alternative” system of marriage, in which the woman controls the relationship, is shown in Mildred Pierce as being corrupt and doomed to failure. Harvey could argue that this is not the alternative to marriage implied in her article however, even if we accept this, Mildred Pierce still presents an alternative to marriage as being worse than traditional marriage. Furthermore there seems to be no ground to assume that any further alteration or alternative to the institution of marriage is going to be argued for positively in Mildred Pierce. Mildred Pierce’s resolution reaffirms my reading that film noir supports the traditional institution of marriage over the increased independence of women in the domestic and work spheres. When Mildred leaves the police interrogation room she is met by her first husband Albert who takes her arm and leads her through a massive archway into the sunrise. The message being that, although traditional marriage has its negatives, it is by far the best system available to society for the production of well-rounded individuals. Rather than criticising the traditional institute of marriage, Mildred Pierce reaffirms its place as the most natural and beneficial framework of society. Therefore, Harvey’s assertion that film noir promotes alternative institutions for the reproduction of social life is wrong.


[1]               Theodore Adorno, ‘The Schema of Mass Culture’ in Theodore Adorno, The Culture Industry, (London: Routledge, 2001), pp. 61-97, p. 66.

Women in Film Noir V – Is Film Noir’s Representation of the Domestic Sphere Subversive?

In the previous four articles (can be accessed here: I, II, III, IV) I argued that Film Noir represents women as conforming to two central archetypes. These archetypes – the redeemer and the destroyer – are founded on a moral dichotomy between legitimate and illegitimate displays of desire. The redeemer exhibits legitimate desires and the destroyer displays excessive desires. I highlighted that this representation conforms to, and was informed by, the repressive structure of the Hays Code. I then noted that this representation can be located in two other Hollywood genres; the screwball comedy and melodrama. I cited Double Indemnity as an example of film noirs continuance of this tradition. As well as conforming to the structures and tradition of Hollywood (the Hays Code, screwball comedy and melodrama) I asserted that film noir’s representation of women is determined by its socio-historical context. I then concluded that the vast de- and re-territorialization of women during and after WWII can be seen as being reflected both directly and obliquely in Film Noir.

In this article, and following ones, I will further explore this claim. I will explore two counter-arguments which assert that film noir, although reflecting the dominant ideology in its narrative resolutions, is subversive. I will first explore the claim that the representation of the domestic sphere in film noir, rather than being repressive, suggests the beginnings of an attack on the institution of marriage. I will disagree and note that film noir represents the corrupt domestic sphere as being determined by the qualities of an individual human being rather than the contradictions inherent in the institution of marriage. I will therefore conclude that film noir’s representation of the domestic sphere does not constitute an attack on the institution of marriage. I will then explore the claim that the style of film noir subverts its own repressive structure. I will argue that the “powerful” moments of expression are not subversive but rather another standardized means of expressing and containing excessive ambition, lust and greed.

In contrast to my position that the narrative resolutions and characterization of Film Noir reaffirms the traditional conception of family and gender roles Sylvia Harvey argues that:

film noir offers us again and again examples of abnormal or monstrous behavior which defy the patterns established for human social interaction, and which hint at a series of radical and irresolvable contradictions buried deep within the total system of economic and social interactions that constitute the know world.[1]

Harvey agrees that Film Noir utilizes the destroyer figure as an example of illegitimate and immoral excess but asserts that this does not serve to reaffirm the status quo. Harvey asserts that the destroyer figure and the representation of the domestic sphere communicate irresolvable inconsistencies at the heart of the dominant ideology. Harvey states that ‘it is the representation of the institution of the family… in film noir [which] serves as the vehicle for the expression of frustration’.[2] To Harvey, film noir’s representation of the domestic sphere subverts the film’s repressive conclusions. Harvey goes on to assert ‘the kinds of tension characteristic of the portrayal of the family in these films suggest the beginnings of an attack on the dominant social values normally expressed through the representation of the family’.[3] Whereas I argued that film noir narrative structure and characterization reaffirmed the traditional conception of the family and domestic sphere, Harvey asserts that film noir subverts and attacks the institution of family. To Harvey this subversion and attack on the traditional institution of family is articulated through film noir’s visual style. This negative portrayal of the domestic sphere can be located in Double Indemnity. The Dietrichson home isn’t represented as flourishing or the site through which relationships thrive. When Walter Neff first walks into Phyllis Dietrichson’s living room he remarks on how stale the room smells. The music which accompanies Walter’s entrance into the living room is also dark and disharmonious. The feeling of discontent is further represented through the mise-en-scene. As Walter walks into the living room bars of light are projected across his body which appears to refer to prison uniform. The living room furniture is also stark and the darkness of the room, in contrast to the brightness of the exterior shots, further illustrates the sombre atmosphere in the Dietrichson household. Harvey further notes that the family unit is traditionally the arena in which romantic love is fostered but in Double Indemnity the domestic space only offers death.[4] To Harvey, Double Indemnity’s representation of the domestic sphere as a stale, disharmonious and ultimately deadly place constitutes a ‘violent assault on the conventional values of family life’.[5] Harvey goes on to assert that:

[The] terrible absence of family relations [in film noir] allows for the production of the seeds of counter-ideologies. [This] absence or disfigurement of the family… may be seen to encourage the consideration of alternative institutions for the reproduction of social life.[6]

Harvey believes that film noir both subverts the representation of the domestic sphere as well as facilitates the consideration of alternative non-repressive social institutions. Harvey concludes by asserting that ‘Despite the ritual punishment of acts of transgression, the vitality with which these acts are endowed produces an excess of meaning which cannot finally be contained’.[7] Harvey is therefore asserting that film noir’s repressive narrative resolutions cannot contain the subversive representation of the domestic sphere.[8]


[1]     Harvey, p. 22.

[2]     Harvey, p. 23.

[3]     Harvey, p. 23.

[4]     Harvey, p. 25.

[5]     Harvey, p. 31.

[6]     Harvey, p. 33.

[7]     Harvey, p. 33.

[8]     Harvey, p. 33.

Basic Film Techniques: Wipe

The much maligned wipe – infamous for its inclusion in “tacky” wedding videos – has recently become a regularly implemented but rarely seen, or noticed, technique. The wipe is the technique where one shot is replaced by another by the movemnt of an edge, or line, which replaces the previous shot by “wiping” it. By revealing a new scene, environment or space the wipe offers a spatial or temporal transition to the director. The line-wipe, which just replaces shot A with shot B with a vertical line which moves across the screen, is the most basic wipe technique and is found in the earliest cinema. The line-wipe obtained a certain popularity in the 20’s and 30’s. The technique fell into disfavour due to its overt formal nature which foregrounds the construction of a film to an audience, an effect opposed to the philosophy of the continuity editing style.

One contemporary usage of the wipe technique is the reference to a by-gone era, a nostalgic replication of a previous era’s television or cinematic form. The television series The Nero Wolfe Mysteries utilizes the technique attempting to add to the verisimilitude and aura of authenticity established by the use of historical costume and dialogue. Star Wars: Episode IV – A New Hope (1977) also uses the wipe technique, reputedly a reference to older science fiction films. In the early science fiction films and television serials, such as Flash Gordon, the wipe is intended to replicate the turning of a page or movement between boxes in a comic book. George Lucas allusion to these older serials, through the technique of the wipe, is meant to convey the personal enjoyment and impact early science fiction had on the Star War’s universe.

 

As I noted before, the wipe fell out of favour due to it foregrounding a film’s construction. The wipe however is a common technique due to the rise of the “invisible”wipe which implements the continuity editing system’s general guidelines. The invisible-wipe can be seen, however contradictory that sounds, in The Usual Suspects (1994). The invisible-wipe uses an object, or some other aspect of the screen, instead of an imposed line, to perform the wipe. In The Usual Suspects a police officer walks from right to left and as he does his back is used to signal the transition from shot A to B. The police officer’s back replaces the line in the traditional line-wipe technique. Due to the use of the the object within the digesis to facilitate the transition between shot A and shot B the invisible-wipe does not foreground the construction of the film; the invisible-wipe does not highlight the film’s editing. [In the video below this technique can be seen around 3:20 into the clip].

 

Basic Film Techniques: Extreme Long Shot

The extreme long shot is a shot wherein the object, in the western genre typically the “lonerider”, occupies a small ratio of the screen space in relation to the setting or their surroundings. In the extreme long shot the screen space is filled primarily with the surroundings: in the western genre this is a panoramic view of a desolate plain, mountain or valley.

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A central reason a director may choose to use an extreme long shot is that it can foreground an environment a central character is borne from or finds themselves in. This may facilitate the reading that a certain protagonist is isolated and far from civilizations’ help. It could also illustrate the barren, harsh environment an antagonist is borne from; thereby explaining his psychological state. In The Searchers (1956) the extreme long shots are used to locate Ethan, the dark protagonist, as comfortable and at one with the harsh environment of the West. An extreme long shot may also be implemented to indicate how lost, insignificant or ignored one may be in a large city such as London or New York. In The Bourne Identity (2002), and in fact all of the “Bourne” films, the extreme long shot is used to represent the idea that Bourne is “lost” or at least indistinguishable from the “law abiding” masses; agents of the CIA and other security forces are as indistinguishable and ignored as everyone else. The Bourne Identity uses the extreme long shot at an angle to produce the feeling that we are viewing the action from CCTV cameras. The feeling we are viewing Bourne’s movement from surveillance cameras adds to the sense that the CIA and governmental forces’ are potentially watching everything and everyone. The extreme long shot is an important film technique because it foregrounds an object or characters’ surroundings.

Basic Film Techniques: The Dissolve

The dissolve is a common film technique which is often used as an indicator of a passage of time; therefore the dissolve often falls under the umbrella of the elliptical editing techniques. The dissolve technique is a transition between two shots where shot (q) gradually disappears while the succeeding shot (w) appears. The dissolve is a soft cut and is therefore an integral part of a film maker’s toolbox. The dissolve technique negates the harshness of cutting between two graphically unmatched images or the change to an awkward camera angle and is consequently often used in the continuity editing system. The dissolve is most commonly used to indicate a significant change of time. A shot of a setting sun may dissolve into the night sky to indicate several hours passing. The dissolve technique dissipates the dislocating nature of transition from one spatial or temporal environment to another. Because of this it is sparsely used in action films because these films require fast, energetic transitions to imitate and communicate the film’s dramatic and adrenaline-soaked nature.

Basic Film Techniques: The Kuleshov Effect

In order to proceed with basic film techniques I felt that a short exposition on the ‘Kuleshov effect’ was required. The ‘Kuleshov effect’ refers to the Soviet filmmaker Lev Kuleshov who saw editing and film as an art form. He established a workshop to study the effect of editing on an individuals perception of the film as a whole. Kuleshov used the same expressionless face and gave different groups alternative images that followed the expressionless face. The mans expressionless face was remarked, by different groups, to have beamed with a smile at the sight of a baby and conversely to have filled with remorse and deep sorrow at the sight of a dead women. Even though the face was the same several different group saw different emotions due to the relational shots before and after the face. Kuleshov uncovered that ‘the meaning or a shot was determined not only by the material content of the shot, but also by its association with the preceding and succeeding shot’ (1.) This understanding of editing can clearly be seen in the Soviet montage technique.

Film, and editing, is exactly like language; in fact it is a language as it is a system of signs that produce meaning. For an image to produce a comprehensible meaning it must be understood in relation to or as opposed to something else: two shots connected produce a meaning that is greater than the sum parts. A face and a dead woman produce deep sorrow whereas on their own the meaning would be only slight. This ‘effect’ is the central principle in editing regardless of the type of film you are producing. [Even film that is said to be avant-garde will use editing principles of relating colours, images and cuts against each other to produce meaning. Most avant-garde films take this principle to its most extreme point possible]

 

(1.) M, Pramaggiore & T, Wallis. (ed), Film A Critical Introduction, London: Laurence King Publishing, (2007), p. 192.

Basic Film Techniques: Elliptical Editing

There is a difference between the “natural” story time and narrative, plot or screen time. Essentially recording natural time would require filming every movement in real time. If a woman leaves her house after receiving a phone call. If this sequence was recorded in natural time it would require at least 30 minutes. This would include collecting her keys, her handbag, putting her shoes on, going to the toilet, walking to the door, opening it, locking it and walking to her destination. Instead of showing all this extended action in natural time the director can cut out all of the ‘unnecessary’ action and reduce 30 minutes into 1 minute.  A simple cut, fade or dissolve [All indicating different amounts of time passes] can facilitate the movement in natural time. Instead of the long sequence we could be shown the end of the phone call, a cut to her placing her shoes on then a cut to her walking down a highstreet into a block of flats. Three simple cuts reduce the screen time but, one logically accepts, retains natural times’ affects on the temporal environment of the screen world and the characters’ involved- in essence if it was twelve at her leaving then it should be half twelve at her arrival at the flat. This simple and basic technique allows narratives to span large spatial and temporal distances without the need to follow dull action. This editing technique could transform a boring home movie of forty minutes length watching a whale performing tricks into a snappy interesting scene of a few minutes; the manipulation of time, through elliptical editing, is central to the movement of a narrative. Elliptical editing at its most extreme can be used to make two vastly different spatial and temporal arenas collide. This technique is famously used in Stanley Kubrick’s 2001: A Space Odyssey(1968), in which the spatial temporal environment of the ape is linked, or matched to give its correct term, to a space station orbiting around earth. [ A match-cut is where two spatial environments and actions are linked by a cut, however I will explore that basic film technique in another post].

Communication Of Era In Cinema (2)

This is just a short continuation of my earlier post concerning the communication of era in cinema. The actual printing technique, which produces the sepia-style affect found in films such as O’Brother, Where Art Thou? (2000) and Saving Private Ryan (1998), is called Bleach Bypass.

‘Bleach Bypass printing is a process that involves leaving the silver grains in the emulsion layer rather than bleaching them out. This has the effect of desaturating the colour because it is akin to adding a layer of black-and-white to a colour negative’ In both Saving Private Ryan and O’Brother, Where Art Thou?  ‘the desaturation of the colour [by process of bleach bypass]. combined with the… brown palette of the settings… recalls the sepia tones that are used in historical photographs and thus contributes to the films’ emphasis on memory’ and the communication of a by-gone era.1

1. Maria Pramaggiore and Tom Wallis, Film A Critical Introduction, London: Laurence King Publishing Ltd, (2008), p. 173.

Subjective Realism in Sandrine Veysset’s Will it Snow for Christmas?

Will it Snow for Christmas? (1996)

The opening scene of Will it Snow for Christmas? is shot like a home movie. It begins with a handheld shot, filmed at the children’s’ eye level. The scene contains jerking movements, which replicates the rushing anarchy of children playing. Though the colours are saturated, the lighting of the scene is naturalistic. After an establishing shot, filmed from the perspective of the Father’s Truck – a fact we are not yet made aware of – we see a point of view shot from the children looking back towards the red truck. It then cuts back again to the fathers P.O.V, who again situates the viewer in the surroundings of the isolated farm – this isolation, introduced by the technique of loose framing, becomes a repeated motif. The continuity of the trucks continued voyage, between cuts to the children, is called Match on Action and is a traditional rule of continuity editing, which relates to spatial and temporal issues. These combined naturalistic techniques help to create an aesthetical sense of the real. This issue of the aesthetically real is combined with a concern to present normal diction and dialogue. The work of the farm is also represented as hard and the issue of immigration is treated as matter of fact. The use of exposition is characteristic of many films, and Will it Snow for Christmas? Is no different. It is this phase of the film that motifs are established; the irregularity of this film is that its aesthetics are more akin to documentary than other forms of French Cinema, such as the Heritage films, the Cinema du Look and French New Wave. 1.

The motif of the real is also encapsulated in the representation of time. The changing seasons bring corresponding activates and problems for the Mother and her Children. And in this way the story is represented as real through an episodic narrative, which moves along with simple cause and effect logic – a convention of most documentary films. The simplicity of seasonal change affecting the narrative ensures a sense of repetition is imbued in the films structure, along with a sense of the inevitable among the characters. We believe the films representation of life due to the seemingly logical procession of the seasons, but within this we also expect narrative closure with reference to the films title. As winter closes in we expect the narrative to change from an episodic collective into a neatly tied up ending, a closure of narrative found regularly in the nostalgia films of the 1980-90’s. 2. The last scene, where the mothers P.O.V shot shows the children enthusiastically playing in the snow, could be seen at a basic level as a tying up of narrative, the question in the title of the film is answered by its snowing on Christmas. In essence this ending is a continuation of the episodic nature of the film, all we were allowed to see before were episodes of experience, and the viewer can presume that as the seasons change again, the children, though older, will go through the same cycle every year.

1. Pramaggiore, M. & Wallis, T (Ed). Film a Critical Introduction, (London: Laurence King Publishing, 2007). PP 286-289

2. Lanzoni, R.F. French Cinema – From its Beginnings to the Present, (London: Continuum International Publishing 2004) PP 299-347