Focalization, Narration and Perspective in Cinema

 

Focalization is the perspective through which a narrative is presented. The style of focalization produces different styles of narrative and different conceptions of character. Hitchcock’s use of focalization ensured a sense of suspense and drama was produced. Hitchcock explained that a ‘Superior range of knowledge creates suspense [the essence of drama] because we can anticipate effects that the character cannot.’¹ Essentially this is dramatic irony. Suspense and drama is produced when the audience knows the outcome or some alternative knowledge concerning the action on the screen. The perspective through which narrative is presented is important in the production of this superior range of knowledge. In the film Psycho (1960) when Lila is upstairs searching we are allowed the knowledge that Bates is downstairs. Lila doesn’t know this but we do. We hold our breath hoping that Lila gets out in time and every slow movement that Lila makes intensifies this panic. Hitchcock uses a objective, distant perspective to produce suspense and drama.

The range of knowledge and information we receive concerning that which affects the characters of a film is controlled by the type of narration and the style of focalization. In The Big Sleep (1946) we are given a fixed viewing position. An objective and closed-off focus on the protagonist Marlowe. We don’t get the same form of suspense as in Hitchcock’s Psycho because we never see more than Marlowe. We also rarely let into his thoughts or rationalizations. This can be explained by the attempt to make the film and Marlowe ‘more mysterious …[and interesting because] we do not know his inferences and deductions before he reveals them at the end.’² However I personally believe this is the incorrect style for the film. I would assert that the The Big Sleep‘s style is incorrect because Chandler’s book and his Marlowe is interesting because of his continuously rationalizing and editorializing narrative.

Another similar film but one with a different style to The Big Sleep is Double Indemnity (1944). In this film we are given both the objective distance of The Big Sleep and a subjective style of focalization. We are also allowed the position of knowledge that Hitchcock utilized in Psycho. The beginning of the film we see a stumbling shot Walter Neff, we are given important information concerning his fate. The film proceeds by telling us how Neff comes to be shot through the technique of analepsis (flashback). What this does is create a marked reading of the events that follow. Our understanding of the chain of events that led to Neff’s destruction are coloured by our privileged position of knowledge. Although I dislike the production of The Big Sleep and its style of focalization it is not because the technique is flawed but rather because the style of the original text, Chandler’s novel, would lead itself to be more subjective and to contain the same style of rationalizing focalizer or voice of the novel.

 

1David Bordwell and Kristin Thompson, Film Art: An Introduction, London: McGraw-Hill Publishing, (1990), p. 66.

2David Bordwell and Kristin Thompson, Film Art: An Introduction, p. 67.

Proto-Noir and Incomplete Character in the Maltese Falcon?

Maltese Falcon (1941)

Sam Spade isn’t the archetypal noir detective but he is close, he shows the cool command, the detective skills and the hard-boiled cynical nature found in the noir detective however his character lacks a certain trait. This trait is found in his partner but not himself. This trait is the doomed relationship with the femme fatal or the dark-ego female. Frank Krutnik explains ‘Spade is emphatically controlled in his relations with women: he is the master of his feeling and thereby can resist any danger of contamination and debasement through love’.¹The ‘contamination and debasement’ though connection with the femme fatal is one of the central aspects of the true noir fiction detective’s personality. As I mentioned in my post about Coogan’s Bluff the interesting aspect of any character is the contradictions apparent in their character. The noir detective is interesting because he is both cool and in-command at the same time in-lust and hypnotised by the femme fatal. Again like the protagonist in Coogan’s Bluff he is both the rule-maker and rule-breaker. Sam Spade is too cool and too in control to be entirely interesting and entirely complete as a noir detective. This isn’t to say that his character doesn’t contain a dark side, he sleeps with his partner’s wife and doesn’t bat an eyelid when given the news concerning the same partner’s death. In combination Sam Spade and his partner create the archetypal noir detective. Stephen Cooper explains that ‘it can be no coincidence that the lascivious Mile Archer [Spade’s partner] is shot to death in the [scene] following’ the attraction and lust of Archer for Brigid O’ Shaughnessy.²Essentially and in concentration Archer suffers the fate that several other detectives will suffer when they become emotionally connected with the femme fatal or dark-ego female. Archer’s story is condensed compared to Walter Neff’s narrative of destruction in Double Indemnity (1944) however it is essentially the same. In many films the attempt to win a heterosexual prize comes along with the conclusion of a narrative, however: in film noir this always leads to death, either one’s own or hers.

Another interesting aspect concerning Archer’s death is that it is so brief, it hardly appears on the screen. We are not given time to build up an emotional state in either the killer or the victim. We are also not allowed to glimpse at the sad sight of Archer’s corpse as Spade refuses to witness it as he believes the police would’ve noticed everything he could have. The refusal to expose the emotional state of the crime in both the murderer and murdered is in fact a structural affect of the Hollywood system. Sam Spade is the focus point, the focalizer, and it is his emotions, his narrative that the camera follows and because he is indifferent to Archer’s death we aren’t given access to the emotional states connected to the murder. Structurally Archer is damned to suffer death and an obscure and unemotional one.

 

1Frank Krutnik, In A Lonely Street: Film Noir, Genre, Masculinity, London: Routledge, (1994), p. 123.

2Stephen Cooper ‘Sex/Knowledge/Power in the Detective Genre’ Film Quarterly, Vol. 42, No. 3, (Spring, 1989), pp. 22-31 p. 24.