The Paradox of Suspense X – Early Steps of a Solution

In the previous sections I provided my characterisation of suspense. I held that uncertainty is integral to suspense. Whether in regard to a particular scene or a complete narrative uncertainty concerning how it will be resolved is essential to experiencing suspense. However, because I hold that suspense requires uncertainly I am threatened by the paradox of suspense. As I noted here, the paradox of suspense can be stated like this:

1. Suspense requires uncertainty.

2. Knowledge of the outcome of a narrative, scene or situation precludes any   uncertainty

3. We feel suspense in response to fictions we know the outcome of

All of the individual elements are acceptable in isolation however; in conjunction they pose a problem for my account of suspense (because it holds that suspense requires uncertainty).  To escape the paradox of suspense I will illustrate that knowledge of the outcome of a narrative, scene or situation does not necessarily preclude uncertainty. I will argue that the function and processes of our attention is responsible for this ability to become, momentarily, uncertain about a particular scene even if we have certain knowledge concerning how that scene turns out.

            We are able to experience uncertainty in response to scenes, situations and narratives we know the outcome to because we do not (automatically) use prior knowledge (stored in our long term memory) when processing the information provided by a particular narrative. That is, when we are reading a suspense thriller we are not obliged to recall our knowledge of how a scene turns out. To establish whether we are obliged or not to recall specific information Richard J Gerrig conducted several experiments. These experiments attempted to gauge whether we do use prior information about former president George Washington when reading a short narrative about his life. In order to judge whether we are or are not obliged to access specific information about George Washington Gerrig introduced an obstacle to our comprehension of the well-known story of his acceptance of the role of first president of the USA. Gerrig explains:

In our experiments, we created small emendations to nonfictional aspects of American history and culture. We began with assertions that were selected to be unproblematic, such as George Washington was elected first president of the United States. We then wrote stories that presented obstacles to these well-known outcomes.[1]

The obstacle in the first experiment was changing the narrative to conclude that George Washington had rejected the presidency because he was too frail and that John Adams has become the first president. If we are obliged to utilize prior knowledge we have about George Washington then there should be no difference between the time needed to respond to questions by readers given the truthful story and those with the altered ending. The results of Gerrig’s experiments were staggering.[2] In some cases the altered stories produced an increase of nearly 50% in processing time required to answer the question correctly. Gerrig explains:

The results of this experiment indicate that uncertainty can be induced by immersing readers in story episodes. Verification latencies suggested that the subjects entertained the implied conclusions of the [narratives], even when they had information available in memory that directly contradicted these conclusions.[3]

Gerrig concluded that this evidence shows that there is ‘a limit on the way that prior knowledge is put to use in moment-by-moment understanding’.[4] That is, Gerrig’s experiment illustrates that we can be momentarily uncertain about outcomes or situations we have prior knowledge of because we do not automatically utilise prior knowledge of a scene (or situation or narrative) when processing the information provided by that scene. Gerrig’s experiments affirm then that it is quite possible to be uncertain about a scene, scenario or narrative even if we know how that particular scene, scenario or narrative turns out. What remains to be explained is why and how this natural ability comes about and how exactly it can explain features of our experience of repeat suspense. I will show that it is our attention which is responsible for our ability to become, momentarily, uncertain about a particular scene even if we have certain knowledge concerning how that scene turns out. That is, it is a feature of the way our attention works that we are able to (and do so frequently) prioritize processing new, important or vivid information over recalling previous encounters from the long-term memory. So, when we re-watch Die Hard we are not obliged to recall how particular scenes turn out with the consequence that we can experience uncertainty and ultimately suspense.

McClain hanging from tower


[1] Richard J Gerrig, ‘Suspense in the absence of Uncertainty’, Journal of Memory and Language, Vol. 28, No. 6, (December 1989), p. 633-648, p. 634.

[2] For brevity I will not copy the numbers created by Gerrig’s experiment though it is important to note that the difference in latency between true stories without obstacles (2.33 seconds) to stories that were false with obstacles (3.12 seconds) is a massive difference in response to a story with very little counter-factual information to process.

[3] Gerrig, ‘Suspense in the Absence of Uncertainty’, p. 639.

[4] Ibid, p. 645.

The Paradox of Suspense VI – Criticisms of Carroll’s Account

In the previous section I explored Carroll’s account of suspense and solution to the paradox of suspense. I explained that Carroll held that we experience suspense by (a) entertaining uncertainty (b) regarding an unfolding event  (c) which has two logically opposed possible outcomes (one moral the other immoral) of which (d) the moral outcome appears improbable and the immoral outcome appears probable. In this section I will start by evaluating and analysing his account of suspense. I will then consider whether his solution to the paradox of suspense is successful. I will conclude that neither his account of suspense or solution to the paradox of suspense are acceptable and should therefore be rejected.

The first criticism of Carroll’s account concerns whether we are able to experience suspense in response to immoral characters and situations. Carroll argued that fictions engender suspense by creating a situation where only two logically opposed outcomes, one moral and the immoral, appear possible. However, many fictions include immoral, or at least morally dubious, characters and situations of which we support, sympathise and root for and whose actions do not appear to offer a simple dialectic between moral and immoral action. One vivid example of this is Goodfellas (Dir., Martin Scorsese, 1990). Goodfellas is primarily about the protagonist Henry Hill’s career as a gangster in the Italian Mafia. Throughout the film we witness Henry’s rise from street-kid to violent gangster. Rather than see his acts (beatings, robberies and hold-ups) as horrific we identify with him, his glamorous lifestyle and his desire to become a “made man”. In one scene Henry comes home to find his wife distressed. This is because her neighbour has made a pass at her and when Henry’s wife refused the neighbour’s advances he hit her. When Henry comes home we are unsure how he is going to react (will he hit/kill his neighbour or his wife or both!) and we experience some suspense in response to this scene. When, in front of his wife, Henry pistol whips the neighbour we are relieved and enjoy the rough treatment the neighbour receives. In regard to this scene it appears that there is no choice between two logically opposed outcomes. That is, the suspense we experience in response to this scene springs from two possible options both which appear to range from the immoral (hitting the neighbour) to the extremely immoral (dispatching his wife and the neighbour).

Another similar issue for Carroll regarding his notion of two logically opposed moral outcomes is that he holds that we pull for the moral outcome over the immoral outcome. However, this doesn’t appear to be correct. An instance of this can be found in The Godfather (Dir., Francis Ford Coppola, 1972). In one scene the central protagonist Michael attends a meeting with two rival gangsters who have previously attempted to kill his father. On the surface Michael’s reason for attending the meeting is to discuss a truce but he actually intends to kill both gangsters. The two rival gangsters set up the meeting in a neutral restaurant and frisk Michael as he enters to ensure he hasn’t brought a weapon. Because of this Michael has an accomplice hide a pistol in the bathroom before he arrives. Later in the scene when Michael leaves the bathroom with the pistol he stands in front of the two gangsters and hesitates. This moment is immensely suspenseful and we are led to wonder whether Michael will kill the two gangsters. Once Michael kills both of the gangsters we stop feeling any suspense and are relieved that they both get their just deserves. In regard to this scene then, we pull for the immoral outcome (murder) over the moral outcome (the truce or reporting them to the police). That is, we experience suspense because we are unsure whether Michael will go through with the immoral act (the murder of which we want him to do).

In the next section I will include some possible replies to these criticisms and add some further issues with Carroll’s account.

The Paradox of Suspense IV – Noel Carroll’s Account of Suspense

In the previous sections I explained the paradox of suspense as well as several features any satisfactory account of suspense must be able to explain. In this section I will explore Carroll’s proposed account. Carroll starts by explaining that his account concentrates exclusively on suspense as ‘an emotional response to narrative fictions’.[1] Even though Carroll makes this move he asserts that “real-life” suspense is produced by uncertainty regarding future events we have a stake in.[2]  Carroll starts his account of suspense by claiming that suspense is a “prospect emotion”. By this Carroll means that suspense is an emotional reaction to unfolding action. Carroll explains ‘suspense takes as its object the moments leading up to the outcome about which we are uncertain… Once the outcome is fixed, however, the state is no longer suspense’.[3] A vivid example of this can be found in a scene in L’Avventura in which Sandro catches up with the woman he believes to be his missing (and presumed dead) girlfriend Anna and realizes it is just a similar looking stranger. When this scene or situation’s outcome is fixed we stop feeling suspense and start to experience a sense of frustration and disappointment. To Carroll then, we only experience suspense in response to an outcome we are uncertain over. Once we are certain of a scene or situation’s outcome suspense is replaced with other emotional responses (such as joy, relief or disappointment). However, suspense is not the only response we have when we are uncertain about how a narrative will unfold. Detective fiction is one such genre in which we experience uncertainty regarding how a particular narrative will unfold.

Carroll attempts to differentiate the uncertainty that engenders suspense from the uncertainty we experience in “mystery” fiction by highlighting a possible temporal difference between mystery and suspense. Carroll explains ‘in mysteries in the classical detection mode, we are characteristically uncertain about what has happened in the past, whereas with suspense fictions we are uncertain about what will happen’.[4] However, though it is true that our experience of mystery narratives is tied-up with uncertainty about important past plot details, there does seem to be instances of uncertainty over future or unfolding plot developments in mystery narratives. An example of this could be when, in Murder, She Wrote, Jessica Fletcher gathers the prime suspects together with the intention of revealing the who, why and how of the murder. We do not normally experience suspense in response to this scene even though we are uncertain about how the scene will unfold. That is, even though we are uncertain about the unfolding action, we experience something like curiosity, puzzlement and eager anticipation rather than suspense. So, it appears that Carroll is wrong that the difference between suspense and mystery narratives lies with its temporal nature. Carroll highlights another potential difference between suspense and mystery narratives. Carroll explains:

A mystery of the classical whodunit variety prompts us to ask a question about whose answer we are uncertain and about which we entertain as many possible answers as there are suspects. But suspense is different. With suspense, the question we are prompted to ask does not have an indefinite number of possible answers, but only two. Will the heroine be sawed in half or not?.[5]

To Carroll, whereas suspense has two possible outcomes (the heroine is killed or not) mystery narratives are characterised as having almost infinite possible outcomes. That is, the cause of uncertainty which engenders suspense differs from the cause of uncertainty which mystery narratives produce. To Carroll, suspense is created by having only two logically opposed outcomes (life/death capture/escape). In contrast to this limitation of possibility, the uncertainty engendered by the mystery narrative is brought about by the possibility of there being as many possible answers as there are suspects. Therefore, Carroll holds that suspense is created by a state of uncertainty over the outcome of an unfolding event which has two logically opposed outcomes.

In the next section I will continue to examine Noel Carroll’s account of suspense and solution to the paradox of suspense.


[1] Noel Carroll, ‘The Paradox of Suspense’, in Peter Vorderer, Hans J. Wulff and Mike Friedrichsen (eds), Suspense: Conceptualizations, Theoretical Analyses, and Empirical Explorations, (London: Routledge, 1996),  pp. 71-91, p. 74.

[2] Ibid, p. 76.

[3] Ibid, p. 74.

[4] Ibid, p. 75.

[5] Ibid, p. 75.

The Paradox of Suspense III – The Problem Cont.

As well as providing a convincing reply to the paradox of suspense, any account of suspense must be able to coherently explain several other common features of our common experience of suspense. The first feature is called “diminishing returns”. Diminishing returns refers to the progressive decrease in the vividness or strength of our experience of suspense (or any emotional reaction to fiction). On repeat viewings or readings of narrative fiction we often experience less vivid emotional responses. On our first viewing of the romantic comedy Sleepless in Seattle (Dir., Nora Ephron, 1993) we may experience a strong emotional reaction to the plight of  Annie Reed and her attempt to meet (and start a relationship with) the widower Sam Baldwin. However, on future viewings the emotional experience we feel may suffer from diminishing returns. That is, we experience a less vivid or powerful emotion response to the narrative of Sleepless in Seattle. Though we may still pull for Annie and Sam to finally get together, the emotional impact of the film is diminished and may diminish even further on future viewings. In regard to suspense this also appears to happen. On our first viewing of Patriot Games (Dir., Phillip Noyce, 1992) we may be gripped on the edge of our seats but on subsequent viewings we may still feel some suspense but not so intensely. Any adequate account must therefore also be able to satisfactorily explain diminishing returns of suspense.

            The final two features any satisfactory account of suspense must explain are “absent suspense” and “second-instance suspense”. Absent suspense is the simple phenomenon where we experience no suspense at all. In the haste to solve the paradox of suspense an account must not preclude the possibility that we may just fail to experience suspense even though most of the conditions of suspense are met. That is, on our second viewing of Patriot Games we may just fail to feel suspense. Second-instance suspense is the irregular cases in which we feel suspense on second viewings (or viewings after our first) but not on the first instance or encounter of suspense. On our first instance of viewing a film like L’Avventura we may feel lost, confused and perplexed. As the film differs so radically from conventional narrative fiction this reaction is normal. On our second viewing of the film we may however experience some suspense – especially in response to the scene in which Sandro believes he has just seen the missing Anna in a crowded room. Therefore, another feature any good account of suspense must explain is our ability to experience suspense on secondary viewings when we haven’t on our first.

In the next post I will explore Noel Carroll’s account of suspense.

The Paradox of Suspense II – The Problem

From out and out thrillers such as The Fugitive (Dir., Andrew Davis, 1993) and Dan Brown’s Da Vinci Code to European art-house films like L’Avventura (Dir., Michelangelo Antonioni, 1960), suspense is an integral element in our experience of fiction. Suspense is so important in certain genres (thrillers) that the financial and artistic success or failure of a film or novel depends entirely on creating constant and repeated instances of suspense as well as suspense on repeated viewings (motivating repeat sales of cinema tickets and DVDs). Not only do people re-read or re-experience suspense fiction routinely, they do so with the understanding that they will experience the same, or similar, grip of suspense. Carroll claims that he feels suspense even on the fiftieth viewing of King Kong (Dir., Merian C. Cooper and Ernest B. Schoedsack, 1933).[1] However, this regular and common repeat consumption of suspense fiction (and fiction that creates suspense) sits at odds with common-sense and psychological notions of suspense. As Peter Vorderer notes, a large majority of theorists support the hypothesis that uncertainty regarding a scene or events outcome is essential to suspense.[2]But if suspense requires uncertaint,y why is it that Carroll testifies to still feel suspense on the fiftieth viewing of King Kong?. Obviously there will be frequent forgetting and misremembering of scenes to naturally explain a decent quantity of repeat suspense. Just how exactly John McClain, in Die Hard (Dir., John McTiernan, 1988), escapes from some terrorists after accidentally alerting them by bumping his head on a table is not something we will pay much attention to remembering. Carroll agrees noting that ‘our propensity to be recaptivated by an already encountered suspense fiction may be explained by the fact that we have forgotten how it ends. This happens often’.[3]  However, though it is conceivable that many instances of repeated suspense may be due, at least in part, to fallible memory, it cannot explain a large amount of repeated suspense. That is, it would be surprising if after the seventy-fifth viewing of King Kong there is any scene that Carroll would experience uncertainty over. So, beyond Carroll’s obsession with giant gorillas, there does seem to be frequent cases of repeated suspense not being caused by forgetting. The problem for accounts of suspense then is that familiarity with a fiction seems to preclude uncertainty yet, we still seem able to experience suspense. This issue is called the paradox of suspense. The paradox of suspense can stated like this:

1. Suspense requires uncertainty.

2. Knowledge of the outcome of a narrative, scene or situation precludes any uncertainty

3. We feel suspense in response to fictions we know the outcome of

All of the individual elements are acceptable in isolation however; in conjunction they pose a problem for the traditional account of suspense requiring uncertainty.  To escape the paradox of suspense, an account of suspense must reject one of the three elements. Carroll and Smuts both deny that (1) suspense requires uncertainty. I offer an alternative solution by denying that (2) knowledge of a narrative, scene or situation precludes any uncertainty (Richard J. Gerrig also produces this type of account). Another solution is to deny that (3) we can feel suspense on repeated viewings (Robert J. Yanal).


[1]Noel Carroll, ‘The Paradox of Suspense’, in Peter Vorderer, Hans J. Wulff and Mike Friedrichsen (eds), Suspense: Conceptualizations, Theoretical Analyses, and Empirical Explorations, (London: Routledge, 1996),  pp. 71-91, p. 71.

[2] Peter Vorderer, ‘Toward a Psychological Theory of Suspense’, in Peter Vorderer, Hans J. Wulff and Mike Friedrichsen (eds), Suspense: Conceptualizations, Theoretical Analyses, and Empirical Explorations, (London: Routledge, 1996), pp. 233-254, p. 234.

[3]Carroll, ‘The Paradox of Suspense’, p. 73.

Dislocation and (Mis)communication in Jean-Luc Godard’s Detective (1985)

In the attempt to solve funding problems during the filming of ‘Je vous salue, Marie’ (1985) – a modern account of the Virgin Mary and the Immaculate Conception – Jean-Luc Godard agreed to produce something popular or mainstream. The subsequent film produced was Detective (Dir., Jean-Luc Godard, 1985), a dense, difficult but beautifully shot contemplation on language, dislocation and (mis)communication. The film can hardly be argued to be “mainstream” – Godard interpreted the instruction “a popular film” as one which included famous people (or as he calls them in the credits “stars”) rather than a film which is immediately accessible. Detective’s plot centres around the actions of two hotel detectives who attempt to solve an apparently unmotivated murder of a man called “The Prince”. The film also contains other narratives concerning an ageing Mafioso, a boxing promoter and a couple whose marriage is falling apart.i

One of the central explorations in Godard’s film is the issue of space in a modern, fast-paced world. One of the characters, Emile Chenal, owns a failing air-taxi business flying customers to disparate places in Europe. His wife, who is coming to the realization that their relationship is over, notes that “yesterday Frankfurt, today London”. The hotel that the film is exclusively set in could be of any place anywhere, the rooms are especially without character, and their lives are being spent travelling to different countries has eroded any sense of geographical or spatial grounding or boundary. This lack of discernible geographical location, an eroding or dislocated sense of place, is further evidenced in the film’s shot selection and mise-en-scene. In one of the first shots of the film we are given an obstructed view of the city of Paris. This obstructed view is where we would traditionally be given an exposition shot, a type of shot locating the action within the city or specific area. Instead of this we are shown a stationary camera recording people enter a hotel and a young woman’s legs in front of an iron grill with a teasing hint of location in the far right of the screen. This refusal to disclose the location at the beginning of the narrative immediately places the viewer into a state of unease and confusion paralleling the uncertainty the hotel detectives’ experience over the death of “The Prince”.

This sense of confusion concerning the location is further added to by the failure of the film is provide any clear feeling of the hotel layout and structure. We see that the hotel has corridors, stairs, a bar, a restaurant, a cellar and several bedrooms but we get no sense how they all connect or even if they are indeed all located in the same hotel. Though we assume that it is all one hotel, and the film’s ending appears to confirm this, Detective refuses to give us any hint of its location and general layout further adding to the viewer’s state of unease and confusion.

A second significant theme of Detective is (mis)communication. The film’s narrative is centred around several couples, groups and family members talking to each other and attempting to solve their problems by talking them through however, no one appears to hear what each other is saying. This feeling of communication being broken is seen in the film’s mise-en-scene. In one particular scene Françoise Chenal talks to Jim Fox Warner about her husbands failing business with the implication that she would be willing to have (or possibly re-start) an affair with Warner. Françoise and Warner’s inability to understand each other is communicated in the routine blocking of either of their faces by props and their moving just out of shot.

This inability to communicate clearly between Françoise and Warner is replicated throughout the film and a striking instance of this is when the film cuts to show Françoise and Warner talking at the table Françoise’s face is totally obscured by a post. That is, through the film’s mise-en-scene and camera positioning we are given a visual representation of Warner and Françoise being physically (and emotionally) blocked from understanding (and falling in love with)ii each other.

 

These two central motifs – of a dislocated connection to space and (mis)communication – are continued in the film techniques that Godard’s Detective refuses to use and the traditional conventions of cinema (or film-making) and story-telling that the film violates. Throughout the whole film Godard rejects traditional camera movement techniques meaning that the camera-work in Detective is completely static. Though Detective features no pans, no zooms or tilts we do not get a feeling of a stable, fixed sense of place is being represented. Rather the lack of camera movement makes the film’s action appear stilted, dislocated and awkward. The refusal to pan and follow actors when they move out of shot means that not only is communication between the characters difficult but it also means that it is difficult for the audience to track, to comprehend, what’s going on clearly. It also, naturally, makes our perception of space limited and ensures that we are unable to really grasp where exactly the action it taking place other than in the hotel.

Another convention of cinema and story-telling which Detective violates is having the actors’ faces visible to the audience. Throughout the film the actors face away from the camera. In one particular scene all three actors face away from the camera whilst continuing their conversation. As this particular technique ensures that any possible subtleties of facial movement (etc) are lost it engenders further miscommunications and misunderstandings of those characters’ motivations and intentions. Therefore, through several techniques – such as no camera movement, ensuring the actors face away from the camera routinely, awkard screen composition and no exposition shots – Godard successfully explores language, (mis)communication and feelings of dislocation from the spatial and geographical environment.

iThe plot and subplots are in truth intertwined and contain several others. Also, the film does not really follow a traditional narrative however I felt that it was best to include a general plot summary.

ii Nathalie Baye who played Françoise Chenal was well-known in France for her roles in romantic leads and in support roles. She was also something of a pin-up having featured on the front page of French Playboy several times. Similar to Nathalie Baye was Johnny Hallyday who played Jim Fox Warner. Johnny Hallyday is known as the French Elvis and was something of a heart-throb. Godard’s casting of these two well-known “sexy stars” was obviously intended to create this reading.

Women in Film Noir VII – Is Film Noir’s Visual Style Subversive?

Film noir constructs two archetypes based on a dichotomy between those who display legitimate desires and those who display illegitimate or excessive desire. Janey Place asserts that the most important element in the film noir genre is the style in which they are represented. Place asserts ‘Visually, film noir is fluid, sensual, extraordinarily expressive, making the sexually expressive women, which is its dominant image of woman, extremely powerful’.[1]  A vivid example of the destroyer’s power being represented visually can be found in Out of the Past. In one scene, during the male protagonist’s (Jeff Bailey) recollection of how he met the destroyer Kathie Moffat, the use of chiaroscuro lighting communicates Kathie’s exciting but dangerous sexuality.  When Kathie walks out of the sun, into the restaurant Jeff is sitting, the contours of shadow projected on her white dress and face obscures complete recognition. This obscurity communicates that there is a sense of dangerous “otherness” about Kathie. The lighting in this scene also forces the viewer to replicate Jeff’s gaze by locating her in the centre ground. Therefore in this scene the interplay between shadow and light communicates Kathie, wearing a white dress signifying innocence (a continued motif in Out of the Past), is dangerous. In Double Indemnity the final confrontation between Walter Neff and Phyllis Dietrichson is another example of the visually expressive way film noir communicates evil. In this climatic scene Phyllis sits in a darkened room smoking. The light filters through Venetian blinds cutting horizontally across Walter. The lighting in this scene communicates that Walter is fractured (broken) by gazing at the dangerous sexuality of Phyllis. The destroyer figure, represented as exhibiting excessive sexuality or ambition, is therefore, to Place, ‘expressed in the visual style by their dominance in composition, angle, camera movement and lighting’.[2] To Place this dominance in composition brings into question the validity of the film’s repressive resolutions. Place continues:

It is not [the destroyer’s] inevitable demise we remember but rather their strong, dangerous, and above all, exciting sexuality… The style of these films thus overwhelm their conventional narrative content or interacts with it to produce a remarkably potent image of woman.[3]

Therefore Place’s assertion that film noir’s visual style exceeds the repressive conclusions is grounded in the belief that the powerful image of the destroyer cannot be contained by any return to the traditional moral status quo.


[1]     Place, p. 36.

[2]     Place, p. 45.

[3]     Place, p. 36.

Women in Film Noir V – Is Film Noir’s Representation of the Domestic Sphere Subversive?

In the previous four articles (can be accessed here: I, II, III, IV) I argued that Film Noir represents women as conforming to two central archetypes. These archetypes – the redeemer and the destroyer – are founded on a moral dichotomy between legitimate and illegitimate displays of desire. The redeemer exhibits legitimate desires and the destroyer displays excessive desires. I highlighted that this representation conforms to, and was informed by, the repressive structure of the Hays Code. I then noted that this representation can be located in two other Hollywood genres; the screwball comedy and melodrama. I cited Double Indemnity as an example of film noirs continuance of this tradition. As well as conforming to the structures and tradition of Hollywood (the Hays Code, screwball comedy and melodrama) I asserted that film noir’s representation of women is determined by its socio-historical context. I then concluded that the vast de- and re-territorialization of women during and after WWII can be seen as being reflected both directly and obliquely in Film Noir.

In this article, and following ones, I will further explore this claim. I will explore two counter-arguments which assert that film noir, although reflecting the dominant ideology in its narrative resolutions, is subversive. I will first explore the claim that the representation of the domestic sphere in film noir, rather than being repressive, suggests the beginnings of an attack on the institution of marriage. I will disagree and note that film noir represents the corrupt domestic sphere as being determined by the qualities of an individual human being rather than the contradictions inherent in the institution of marriage. I will therefore conclude that film noir’s representation of the domestic sphere does not constitute an attack on the institution of marriage. I will then explore the claim that the style of film noir subverts its own repressive structure. I will argue that the “powerful” moments of expression are not subversive but rather another standardized means of expressing and containing excessive ambition, lust and greed.

In contrast to my position that the narrative resolutions and characterization of Film Noir reaffirms the traditional conception of family and gender roles Sylvia Harvey argues that:

film noir offers us again and again examples of abnormal or monstrous behavior which defy the patterns established for human social interaction, and which hint at a series of radical and irresolvable contradictions buried deep within the total system of economic and social interactions that constitute the know world.[1]

Harvey agrees that Film Noir utilizes the destroyer figure as an example of illegitimate and immoral excess but asserts that this does not serve to reaffirm the status quo. Harvey asserts that the destroyer figure and the representation of the domestic sphere communicate irresolvable inconsistencies at the heart of the dominant ideology. Harvey states that ‘it is the representation of the institution of the family… in film noir [which] serves as the vehicle for the expression of frustration’.[2] To Harvey, film noir’s representation of the domestic sphere subverts the film’s repressive conclusions. Harvey goes on to assert ‘the kinds of tension characteristic of the portrayal of the family in these films suggest the beginnings of an attack on the dominant social values normally expressed through the representation of the family’.[3] Whereas I argued that film noir narrative structure and characterization reaffirmed the traditional conception of the family and domestic sphere, Harvey asserts that film noir subverts and attacks the institution of family. To Harvey this subversion and attack on the traditional institution of family is articulated through film noir’s visual style. This negative portrayal of the domestic sphere can be located in Double Indemnity. The Dietrichson home isn’t represented as flourishing or the site through which relationships thrive. When Walter Neff first walks into Phyllis Dietrichson’s living room he remarks on how stale the room smells. The music which accompanies Walter’s entrance into the living room is also dark and disharmonious. The feeling of discontent is further represented through the mise-en-scene. As Walter walks into the living room bars of light are projected across his body which appears to refer to prison uniform. The living room furniture is also stark and the darkness of the room, in contrast to the brightness of the exterior shots, further illustrates the sombre atmosphere in the Dietrichson household. Harvey further notes that the family unit is traditionally the arena in which romantic love is fostered but in Double Indemnity the domestic space only offers death.[4] To Harvey, Double Indemnity’s representation of the domestic sphere as a stale, disharmonious and ultimately deadly place constitutes a ‘violent assault on the conventional values of family life’.[5] Harvey goes on to assert that:

[The] terrible absence of family relations [in film noir] allows for the production of the seeds of counter-ideologies. [This] absence or disfigurement of the family… may be seen to encourage the consideration of alternative institutions for the reproduction of social life.[6]

Harvey believes that film noir both subverts the representation of the domestic sphere as well as facilitates the consideration of alternative non-repressive social institutions. Harvey concludes by asserting that ‘Despite the ritual punishment of acts of transgression, the vitality with which these acts are endowed produces an excess of meaning which cannot finally be contained’.[7] Harvey is therefore asserting that film noir’s repressive narrative resolutions cannot contain the subversive representation of the domestic sphere.[8]


[1]     Harvey, p. 22.

[2]     Harvey, p. 23.

[3]     Harvey, p. 23.

[4]     Harvey, p. 25.

[5]     Harvey, p. 31.

[6]     Harvey, p. 33.

[7]     Harvey, p. 33.

[8]     Harvey, p. 33.

Moral Evaluations of Artworks Part III – Autonomism Cont.

2.3 Further Criticisms of Autonomism: How Moral Value can affect Artistic Value

A second approach to criticising Autonomism is to show how moral value can effect an artworks value as an artwork. This approach is advocated by Carroll who argues that many fictions explicitly derive their value from producing emotional responses based on moral assessments.(1.) Carroll starts by asserting that ‘Artworks are incomplete structures – at least in the special sense that they need to be filled in by audiences’. (2.) By this Carroll means that fictions often require readers to assume that the characters have the normal biological make-up of a human and infer that they travel between two points by car or walking rather than just transporting through time and space. As well as these physiological inferences, Carroll asserts that ‘Audiences must also fill in the novel with the appropriate emotional responses, if they are to follow it correctly’.(3.) To Carroll, for a romantic comedy to be artistically successful the readers must desire the two protagonists to fall in love and “live happily ever after”. If those protagonists are uninteresting, immoral or dull then the audience will not invest emotionally and the romantic comedy will fail to be a successful artwork. Carroll calls this the intended “emotive uptake” and asserts that it is an aesthetic defect if an artwork fails to produce it in its audience. Carroll asserts that one of the central ways that the audience can fail to have the correct emotional uptake is if the artwork invites its audience to share in an immoral perspective. To understand what Carroll means here imagine a film which intends the audience to sympathize with and admire the former President of Yugoslavia and war criminal Slobodan Milošević. Through interviews with former comrades and dramatic reconstructions the film portrays Milošević as a humanitarian, brilliant tactician and worthy of a Nobel Peace Prize. By supporting Milošević this hypothetical film advocates a whole plethora of immoral positions (such as genocide). It is clear that most audiences would fail to adopt the film’s intended emotional uptake (admiration for Milošević). Therefore, as well as being morally defective, Carroll would argue that the film is artistically defective. (4.) This is because it fails in its aim to produce sympathy and admiration for Milošević.

Carroll attempts to establish that to be successful art (1) needs its audience to have certain moral and emotional responses and (2) that it is an artistic defect if the audience does not experience the intended moral and emotional responses. In response to Carroll’s argument the Autonomist could reassert that there is no connection between the moral disgust and the film’s failure as art. The Autonomist could concede that the Milošević film is morally flawed and this moral flaw stops its audience from engaging with the film. However, the Autonomist will bring into question whether Carroll conclusively illustrates why that moral flaw is an artistic one. The Milošević film may be beautifully filmed with masterful control of editing, colour, sound and mise en scene which, when shown to the right audience (one which does admire Milošević), will have the intended emotional responses. That everyday audiences would not have the correct emotional or moral response does not indicate that the film is artistically flawed.  However, if our emotional and moral engagement is central to our ability to appreciate certain artworks (such as narrative fiction) then there does seem to be an issue for Autonomism. If the moral stance of a film influences the form of representation and that form of representation fails to convey the right experience (admiration, suspense) then the moral aspect of a film appears to be aesthetically relevant. As Berys Gaut notes, evaluating George Eliot’s Middlemarch is practically impossible if one attempts to evaluate it aesthetically without taking in to account its moral elements.(5.) Gaut continues ‘One cannot set aside Elliot’s ethical stance while keeping anything remotely resembling her novel before one’s view’.(6.)  If some forms of art explicitly derive their aesthetic qualities from their moral stance then moral value appears to be important to some forms of art. If that moral value adds to, or detracts from, that artwork’s coherence or aesthetic qualities then moral criticism can be said to be artistically relevant. A vivid example of this is Tintin au Congo. Tintin au Congo features a morally reprehensible representation of Congolese “natives” whose characterization and depiction was inspired by an immoral, racist, colonial understanding of Africans. This (naïvely) racist depiction of the Congolese informed the aesthetic nature of the Congolese characters (how they looked) and their blundering actions (how they acted). Every element of Tintin au Congo is informed by the awful depiction of the Congolese and this insensitive representation makes the plot less vivid (Tintin’s victory over a large band of nitwits is hardly awe-inspiring), less interesting (it is harder to engage with the story) and therefore aesthetically worse. In regards to some forms of art, moral flaws also appear to be aesthetic flaws. The single most important criticism of Autonomism regards whether moral criticisms can be shown to be artistic criticisms too. I have argued that the moral component of an artwork appears to enhance (or diminish) an artwork’s value (qua artwork) and therefore Autonomism is false. However, what remains to be seen is to what extent moral value effects artistic value.


(1.) Noel Carroll, ‘Moderate Moralism Versus Moderate Autonomism’, British Journal of Aesthetics, Vol 38, No. 4, October 1998, pp 419-424, p. 420.

(2.) Ibid, p. 419.

(3.) Ibid, p. 420.

(4.) Ibid, p. 421.

(5.) Berys Gaut, ‘Art and Ethics’, in Berys Gaut and Dominic McIver Lopes (ed), The Routledge Companion to Aesthetics, (London: Routledge, 2001), pp. 341-352, p. 345.

(6.) Ibid, p. 345.

Women in Film Noir III – The Hollywood Tradition of the “Strong” Woman

Film noirs use of two diametrically opposed archetypes to illustrate acceptable and unacceptable desires, ambitions and social behaviour in women conforms to a long tradition of representation in Hollywood of the “strong woman”. The strong woman is a figure whose desires, ambitions and behaviour runs contrary to acceptable social norms. The figure of the strong or active woman can be located in two other distinct Hollywood genres: the screwball comedy and the melodrama. These genres include characters and situations similar to film noir. As Wes D Gehring explains ‘In many ways – particularly female domination – screwball comedy of the 1930s and early 1940s anticipates the more sinister woman-as-predator film noir movies of the 1940s’.1 Screwball comedies feature a strong, active female who is ‘never merely an item of exchange between two men; she is also presented as a desiring subject’.2 Similar to film noir, these films articulate a tension between the active individualism of the female and the needs of the community. David R Shumway notes that screwball comedies ‘suggest that spunky, strong women are attractive but that their submission is required for the romance to be consummated, for marriage to take place’.3 Screwball comedies assert that the socially-legitimatized institution of marriage is the correct arena for romance and sexual relationships and that this perfect state of affairs can only be engendered by the submission of the female figure. Whereas screwball comedies find humour in this situation, film noir’s mood is much darker and more fatalistic. This change in attitude is most likely attributable to differences in American society after World War Two.4 Frank Krutnik notes ‘The cycle of ‘screwball’ films continued until… America’s entry into World War II promoted a new social and cultural agenda which made the ‘screwball’ emphasis upon frivolity and individual eccentricity problematic’.5 After WWII the zany, saccharin-sweet characters of screwball comedies were out of touch with the general Zeitgeist. This appears to be reaffirmed by the fact that the genre’s golden period (1934-1944) is said to finish the year that two archetypal film noirs, Double Indemnity and Murder, My Sweet (Dir. Edward Dmytryk, 1944), were released.6

Like film noir and screwball comedy, melodramas also feature ambitious, strong women who attempt to surpass their social and economic situation. The tension between the ambition and desires of strong women and patriarchy is also resolved in similar fashion to film noir in that a structure of society contains the threat by the film’s resolution. Jeaine Bassinger explains that after the strong woman gets on top in the melodrama they struggle ‘with themselves and their guilts. Finally, society [overcomes] them. They [go] down struggling, [find] “true love”, and [prepare] to resume life’s struggle in a state that [is] acceptable to society’.7 The narrative resolutions of film noir, melodrama and screwball comedy all share this repressive conclusion. In film noir the strong woman is often killed off (Jane Palmer in Too Late for Tears falls off a balcony), arrested (Veda in Mildred Pierce (Dir. Michael Curtiz, 1945)) and occasionally married or coupled off in a secure relationship (Vivien in The Big Sleep and Gilda in Gilda). In screwball comedies and melodramas the strong woman is contained within the institution of marriage – which sometimes takes the form of re-marriage as in The Awful Truth (Dir. Leo McCarey, 1937).

Film noir’s representation of women is therefore a continuance of the way Hollywood deals with the strong, desiring woman. In Double Indemnity this heritage is explicitly referenced in the film’s dialogue, its mise-en-scene and the casting of Barbara Stanwyck and Fred MacMurray in the central roles.8 When Walter Neff first meets Phyllis Dietrichson he explains how to spell his name “Two Fs, just like The Philadelphia Story”. The Philadelphia Story (Dir. George Cukor, 1940) is a classic screwball comedy and, if it weren’t for the film already showing that Walter ends up being shot, it would be hard to discern which genre one was watching because both of the leads were synonymous with the screwball comedy genre. Walter’s reference to The Philadelphia Story could also be interpreted as a verbal acknowledgement that the romance between the two leads is an explicit souring of the screwball comedy narrative. The visual style of Double Indemnity also refers directly to The Lady Eve (Dir. Preston Sturges, 1941). In The Lady Eve Barbara Stanwyck plays the money grabbing Eugenia ‘Jean’ Harrington who seduces the shy snake-expert Charles ‘Charlie’ Poncefort-Pike for money and revenge (though she ultimately falls in love with him and they get married). In one scene, Jean seduces Charlie by asking him to hold her ankle for her. This scene is replicated stylistically in Double Indemnity when Phyllis (Stanwyck) flirts with Walter and shows him her ankle bracelet tactilely. Walter holds Phyllis’s leg in a pose identical to Charlie’s in The Lady Eve. This overt visual reference further illustrates that Double Indemnity, and film noir, is a continuance of Hollywood’s preoccupation with, and representation of, the strong woman.

1 Wes D Gehring, Screwball Comedy: A Genre of Madcap Romance, (London: Greenwood Press, 1986), p. 60.

2 David R Shumway ‘Screwball Comedies: Constructing Romance, Mystifying Marriage’, in, Barry Kieth Grant, (ed), Film Genre Reader II, (Austin: University of Texas Press, 1999), pp. 381-401, p. 386.

3 Ibid p. 391.

4 Frank Krutnik, In A Lonely Street, (London: Routledge, 1991), p. 58.

5 Ibid, p. 12.

6 Gehring, Screwball Comedy: A Genre of Madcap Romance, p. 73.

7 Jeaine Bassinger quoted from Robert C Allen, ‘Film History: Theory and Practice – The Role of the Star in Film History [Joan Crawford]’ in Leo Braudy and Marshall Cohen (eds), Film Theory and Criticism, (Oxford: Oxford University Press, 1999.), pp. 547-561, p 557.

8 Stanwyck and MacMurray were Screwball Comedy regulars who had previously starred together in Remember the Night (Dir. Mitchell Leisen, 1940).

Exploring Noir: Where The Sidewalk Ends

In the coming weeks and months I will be exploring some “film noirs”, sometimes focusing on just the film and others on how it fits within the noir catalogue. Some will be classics, others relatively unknown and even some thought not to be noirs.

Where The Sidewalk Ends (1950)

Otto Preminger is often cited as an important director in film noir’s high period. This reputation was established in the “masterpiece” Laura (1944). This film is often regarded as Preminger’s best early period film and one of the greatest film noirs. Although I will explore Laura at another time this article is concerned with a lesser known – or praised – film which Preminger made using many of the same actors that starred in Laura. Where The Sidewalk Ends (1950) is often seen critically as less impressive – although it was praised at it release for its entertainment value – however, even if it isn’t as important as Laura in the film noir catalogue it isn’tdeserving of being overlooked critically. In this article I will explore the interesting formal features of the film and the striking psychological exploration of guilt, redemption, determination and being “hard-boiled” through the anti-hero protagonist Det. Sgt. Mark Dixon.

The film revolves around the cynical Dixon’s attempt to solve an out-of-towners’ death at the hands of an illegal gambling den’s owners. Dixon is warned, due to regular complaints concerning his violent temper, that if he utilizes “rough tactics” once more then he will be “back in uniform” walking a beat. However, while questioning an uncooperative witness Dixon’s character flaw re-emerges and the consequence is that Dixon kills the war-hero Paine. The subsequent narrative is Dixon’s attempt to deflect guilt away from him onto the gambling den’s owners.

An interesting formal element of Where The Sidewalk Ends is the establishment of a shady, unsavoury mood by the initial inhibition and refusal of an establishing shot which would locate and identifying the gambling den characters. A large collection of men surround a table yet the direction ensures they remain initially an incomprehensible crowd, adding to a mood of suspicion and unease.

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The direction then slowly reveals that the game is rigged. Every gambler, other than the out-of-towner seems in on the scam. Although the out-of-towner attempts to leave with $19K winnings, he is found later dead, stabbed in the heart: the house always wins. Another technique in establishing a dark atmosphere is the use of interplay between dark and light. Shadow is used in one scene to produce a silhouette around every face, almost communicating a dark aura that exudes from the pours of every individual trapped in this tense atmosphere of hate and despair.  

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Where The Sidewalk Ends is also shot primarily at night, adding to the atmosphere and feeling of claustrophobia – because everything is enveloped, choked by darkness. The city scenes are also left without much lighting, only a few sparse streetlights and windows are lit. The darkness is claustrophobic and the desperate isolation soul destroying. Where The Sidewalk Ends drips with a dark atmosphere. Janey Place and Lowell Peterson explain that film noir’s:

moods of claustrophobia, paranoia, despair, and nihilism constitute a world view that is expressed not through the films terse, elliptical dialogue, nor through their confusing, often insoluble plots, but ultimately through their remarkable style. (1.)

This film’s shady, dark atmosphere is represented in its cinematography.

The anti-hero protagonist Dixon is a compelling character. His father was an infamous criminal, something the mobsters refer to, and this fact, Dixon’s questionable heritage, haunts him. Dixon seems to overcompensate his disappointment and shame by engaging in rough tactics, hoping at every turn to be able to punish any criminal. He also desires to be punished; if the mobsters despise him and fight him it names him as a cop, an enemy – the polar opposite of his father. This fracture in Dixon’s character leads him, in the pressure of the filthy dark world of New York City’s underbelly, to develop distinctly sadomasochistic tendencies. Every punch dealt-out is the assault and destruction of his father’s legacy. Paradoxically, every blow received is like an emotional connection to, a surrogate replacement of, the loving attention due to Dixon from his father.

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In a fight with Paine – an interesting name – Dixon smiles a sadomasochistic smile after receiving a hard punch or two: the smile is seemingly a response to the pain and the anticipation in dishing out some punishment.  The consequence of his action, and his character flaw, soon pulls Dixon towards a his potential destruction. As Paine lays on the floor Dixon notices Paine doesn’t get up. Dixon kneels down, simultaneously the camera draws towards his panic-stricken face. This close-up allows us to examine and identify with Dixon’s horror and fear as he realises he had just killed Paine.

The character of Paine is also interesting as he was formerly a war hero who fell into crime and grifting, an indication of the loss of self suffered after world war II – a motif often recurring in film noirs. Down-and-out former heroes are just as often encountered where the sidewalk ends as professional criminals and hoodlums.

Understanding that he is staring into his own destruction Dixon attempts to steer the investigation, and suspicion, away from himself and onto the Scalise gang. His attempts in fact place pressure on the innocent cabdriver, and father of Paines’ wife Morgan, Jiggs Taylor.

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In a scene where Dixon and his partner question Morgan the direction is interesting. Dixon turns his back away from Morgan and towards the camera. Lighting a cigarette his mood intensifies as he struggles to deal with the guilt. The direction is important as it continues to allow us to identify and examine Dixon’s guilt. A guilt intensified by placing an innocent face in the whole case and the pain is noticeable – though only to the audience.

In another scene the direction illustrates how Dixon attempts, at a distance, to inhibit, “get in the way”, of the investigation. Physically he is in the middle of it all as well: not only because he is the murderer, but also because of his attempts to steer the investigation away from himself, Jiggs and onto Scalise’s hated gang. Interestingly the central antagonist, and head of the mob, Scalise was set up in business by Dixon’s father, and is therefore the heir and adopted son of Dixon’s father. This fact aggravates Dixon and explains his desire to destroy Scalise: the rival and symbol of Dixon’s dislocation and alienation from his father.

The role of Morgan is very important symbolically in Where The Sidewalk Ends. The character of Morgan offers potential salvation and redemption to Dixon; an escape from the edge of the sidewalk and the gutter than runs by it. Morgan is an escape from the cynical world of gambling dens and isolated alienation – even though that is where he encounters her.

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The restaurant scenes and Morgan’s company offers a safe port away from the dark storm brewing outside in the city and inside Dixon’s mind – although the city still intrudes through phone calls. Morgan also offers an introduction, an invitation, into the domestic sphere. Dazed and confused after a fight, Dixon heads for Morgan’s house – a safe port of domesticity to set his head straight. The love, care and warmth of Morgan offers Dixon something better than chasing two-bit criminals. Morgan is an offer of salvation but it is also an offer Dixon knows he cannot accept with the guilt of Paines’ murder hanging over his head like the sword of Damocles.

Just before Dixon has his final confrontation with Scalise Dixon writes out a confession – to be opened in the event of his death. In this scene he draws a blind down to block out the malevolent glow of the city. Dixon’s act protects Morgan from the place that he feels is corrupting. This paternalistic, loving heterosexual relationship offers a way out and a reawakening of Dixon’s humanity. Dixon has something more to protect other than his reputation. Something more to drive him to truth and justice other than a complex relationship with his father’s legacy and the sadomasochistic pleasure he derives punishing symbols of his father.

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The conclusion of the film allows Dixon his escape into domesticity. Although it is slightly disappointing that Morgan forgives Dixon, the murderer of her husband, it establishes that it is truth which sets Dixon free to engage in a loving relationship with Morgan. The truth sets Dixon spiritually and emotionally free. In the closing scenes we can see the film form illustrating the important symbolic nature of Morgan. As Dixon stares into Morgan’s eyes the camera cuts to a close-up of her face. As she replies that she will give him “every chance” in the world she is shot with high-key lighting and soft focus. The high-key lighting sets her apart from the rest of the film, which is shot in low-key lighting. The soft focus is more interesting: it gives Morgan a bright white aura: the direct opposite of the dark aura which exuded from every individual in the beginning of the film. Where The Sidewalk Ends is an interesting film through its adept cinematography and its striking exploration of issues such as the psychological pressure of guilt, determination, redemption and being hard-boiled.

 

1. Janey Place & Lowell Peterson ‘Some Visual Motifs of Film Noir’ in Alain Silver & James Ursini, Film Noir Reader, New York: First Limelight Edition, 1996, pp. 65-76 p.

The Ideology of Realism: Jean-Luc Comolli & Jean Paul Narboni’s Cinema/Ideology/Criticism

In my previous article about Andre Bazin I explored his claims that the ontology of the photograph and film – ontology being the essential essence – is its ability to represent life as it appears. According to Bazin, film is inclined to, and again best when, realist in aesthetic. In a series of articles I will examine Bazin’s position on film however I came across an excerpt of Jean-Luc Comolli and Jean Paul Narboni’s Cinema/Ideology/Criticism (an online copy of which can be found here) which I felt was interesting as it came from the opposite position. In this article I will explore their claims that the aesthetic of realism is a reliance on the status quo and an aesthetic implicitly reliant on ideological cultural dominants.

In the examination of Comolli and Narboni’s paper it is important to note that they are Structuralist in outlook, in contrast to Bazin who was a staunch Humanist, and they therefore perceive the realist aesthetic differently. This is immediately evidenced when Comolli and Narboni explain that film is partly a ‘product, manufactured within a given system of economic relations, and involving labour [Money] to produce… a commodity, possessing exchange value… governed by the laws if the market’ as well as ‘an ideological product of the system, which in [the Western world] means capitalism’.(1.) Film is made to be sold. Film is an art that is also primarily a source of income and export: film is explicitly a commercial product. However film, according to Comolli and Narboni, is also implicitly the product of the ideology that dominates the field, or place, it was constructed in. A film-maker, according to Comolli and Narboni, cannot change the economic circumstance, or system they find themselves in [if they could would it be the film business anymore anyway?]. One may ‘deflect it, but not negate it or seriously upset its structure’.(2.) An example of this “deflection” may be found in the music industry where the Arctic Monkeys, and several other bands, initially gave away free CDs and allowed their music to be downloaded for free. They originally refracted the “rules” or logic of the music industry however they didn’t change the system itself as after a period of time, and a rise in popularity, they returned to the normal procedure of selling music. For Comolli and Narboni film ‘is determined by the ideology which produced it’.(3.)

As I explained in my article ‘Influential Theorists: Andre Bazin – The Ontology Of The Photographic Image’ Bazin believed that film provides a reproduction of reality and although Comolli and Narboni may permit that film does reproduce reality when they say ‘this is what a camera and film stock are’ they hold a diametrically opposed view of what “reality” really is.(4.) Comolli and Narboni explain that ‘the tool and techniques of film-making are a part of [the] “reality” themselves… [Reality] is nothing but an expression of the prevailing ideology’.(5.) The realist aesthetic does not reproduce “the way things are”; it is in fact, at most an explicit and at least an implicit, a reproduction of the dominant way of seeing. Comolli and Narboni explain their position when they state ‘what the camera in fact registers is the vague, unformulated, untheorized, unthought-out world of the dominant world’.(6.) To use a similar image that Bazin utilized, film does not blow-away the “dust” of regular perceptions and conceptions but rather relies upon and reproduces that “dust” which has settled upon our way of seeing things. The realist aesthetic reproduces the way we experience the world, and the way we experience the world is defined by cultural dominants: and one major cultural dominant, of which Comolli and Narboni are particularly concerned with, is ego-centred capitalism.(7.) In Comolli and Narboni’s words:

When we set out to make a film, from the very first shot, we are encumbered by the necessity of reproducing things not as they really are but as they appear when refracted through the [dominant] ideology. (8.)

Realism is a reproduction, on the screen, of the ideological structures/world we encounter in “everyday” life. The realist aesthetic fails to comprehensively challenge or explore the structures of the dominant forces and world-view in society and art – which cannot challenge or explore sexist, racist or fascistic ideologies – is a blank critique and an utterly redundant social activity; art without the ability to challenge or explore social attitudes is not really art at all. According to Comolli and Narboni to stop film art from just becoming the “tool” of the dominant world-view ‘the film-maker’s first task is to show up the cinema’s so-called “depiction of reality”‘ and, if they are able to achieve that; the film-maker may be able to ‘sever’ or ‘disrupt’ the ‘connection between the cinema and its ideological function’.(9.)

To Comolli and Narboni just simply reproducing reality ensures one relies on the assumptions found in “everyday” life. They argue for the utilization of techniques which upset the viewers ability to accept the supposedly unadulterated reality of the world depicted. The use of jump-cuts in Jean-Luc Godard’s A Bout de Souffle (1960) could be argued to facilitate this sort of alienating technique. There are many films that are naturalistic or realist in aesthetic that, at least appear, to transverse and critique society and this is a definite critique of Comolli and Narboni’s position. A lack of examples and instances in film of the realist aesthetic is also another critique I would level against their article – however It should be understood that the article is intended as theory rather than “practice”. Rather than quickly explore the counter-arguments a critic who favours the realist aesthetic would raise I will leave that duty to Bazin, whose position I will continue to explore in the coming weeks and months.

 (1.) Jean-Luc Comolli & Jean Paul Narboni, ‘Cinema/Ideology/Criticism’, in (Ed) J. Hollows, P. Hutchings, M. Jancovich, Film Studies Reader, London: Oxford Uni Press, (2000), pp. 197-200, p. 197.

(2.) Jean-Luc Comolli & Jean Paul Narboni, ‘Cinema/Ideology/Criticism’, p. 197.

(3.) Jean-Luc Comolli & Jean Paul Narboni, ‘Cinema/Ideology/Criticism’, p. 197.

(4.) Jean-Luc Comolli & Jean Paul Narboni, ‘Cinema/Ideology/Criticism’, p. 197.

(5.) Jean-Luc Comolli & Jean Paul Narboni, ‘Cinema/Ideology/Criticism’, p. 197.

(6.) Jean-Luc Comolli & Jean Paul Narboni, ‘Cinema/Ideology/Criticism’, p. 197.

(7.) Jean-Luc Comolli & Jean Paul Narboni, ‘Cinema/Ideology/Criticism’, p. 198.

(8.) Jean-Luc Comolli & Jean Paul Narboni, ‘Cinema/Ideology/Criticism’, p. 198.

(9.) Jean-Luc Comolli & Jean Paul Narboni, ‘Cinema/Ideology/Criticism’, p. 198.

Shallow Focus and the Aura of Authenticity in Gamorra

Gamorra/Gamorrah(2008)

 

Gamorra the film selects several stories from investigative journalist Roberto Saviano’s best seller of the same name. All set in or around the Camorra’s (Mafia of Napoli and its surrounding towns) territories and business interests. Gamorra includes several interesting formal features in which the film communicates the violence, despair, and seemingly unavoidable fate of the central character’s struggle to survive in Europe’s most violent neighbourhoods. The technique of shallow focus is important in Gamorra in communicating this poisoned atmosphere.

 

Shallow focus is the cinematographic technique which shows one plane of field clearly while the deeper plane of field is blurred or out of focus. The shallow focus technique would show a face close up in perfect detail but the background or location out of focus. Deep focus, shallow focus’s antithesis, is the technique which shows an entire image in focus. In exposition shots we see the use of deep focus to clearly identify depth and position. Gamorra uses the shallow focus technique to foreground certain elements important in the communication of the toxic heritage that living in the Camorra dominated south entails.

 

The shallow focus technique is used to indicate, in part, the attempt in the characters to ignore and distance themselves from the violence they are surrounded by. This is indicated in a scene where a money-carrier walks suspicious and fearful of his well-being after he has a gun pointed at his head. As he walks away hastily the background moves out of focus, he attempts to block out the violence he just saw, yet a voice shouts out his name and follows him until he reluctantly stops and engages with the voice that has been stalking him. As he does the film returns to a deep focus. This indicates the futile attempt that is ignoring the context or situation the character’s find themselves in; one cannot step out of Camorra controlled life. The aesthetic of the shallow focus communicates a sense of a constant, ungraspable, unknowable violence which envelops and blurs clear and distinctive perception. The use of shallow focus reminds the viewer that the violent acts and characters are borne out of the poisonous toxic context. The sense of the unknowable and paranoid, added to by the style of death of Maria, also alludes to the actual feelings of the author of Gomorra who lives under protective custody; the truth comes with a terrible price.

 

[[[SPOILER: At the end of the film as these boys are killed the Camorra boss commented that it was a waste of youth but it had to be done. The Camorra blunt and destroy youth and the very little of it that Italy has left are being chewed up and spat out. Gamorra seems to say that unless corruption is destroyed then every generation, in this region, will continue to have a large waste of youth.]]]

 

Gomorra has been linked to, and commented, to be in the Italian Neo-realist style [I have decided to create a full article concerning this statement however one element of the Neo-realist style is relevant enough here to merit bringing it up now; the use of non-actors in significant roles]. Andre Bazin commented concerning Italian Neo-realism ‘It is not the absence of professional actors that is, historically, the hallmark of social realism nor of the Italian film. Rather, it is specifically the rejection of the star concept and casual mixing of the professional’ and amateur. (1.) Bazin argues that this ensures the audience brings with it no pre-conceptions concerning character – the opposite to what Jean-Luc Godard did in Alphaville (1965); that is play with those pre-conceptions. Bazin explains ‘the result is… that extraordinary feeling of truth that one gets from [Italian Neo-realism]’. (2.) In Gomorra several significant, or rather nearly all, roles are played by amateurs and non-actors and this attributes to a sense of authenticity and realism. Skinny young men, fat overweight looking men litter the film; average-looking people, as opposed to the stylised look of Hollywood, imbues the aesthetic of Gamorra with an ‘atmosphere of authenticity’. (3.) This is added to outside of the film by the film’s official website which doesn’t list the actors beside pictures unlike Hollywood film where actor recognition is important.

 

Staying outside of the films’ digesis the aura of authenticity of Gomorra has been further added to by events outside of the film. One of the central messages of the film, and book, is the infectious dominating control the Camorra has in everyday life from the most basic domestic sphere to the world of industrial waste and fashion design. Recently Bernardino Terracciano, who plays a boss, has been ‘arrested on suspicion of extorting protection money and having ties to the Casalesi clan, part of the Camorra Mafia’. (4.) Two other actors, one a boss and the other a hitman in the film, have also been detained by the police. These facts add to the sense that the non-actors are just playing-out their day to day lives but in front of the camera just this once but it also rams home the central message of the film that you cannot escape the touch of the Camorra.

 

 

 

(1.) Andre Bazin ‘An Aesthetic of Reality: Neo-Realism’ in Andre Bazin, What is Cinema?, California: University of California Press, (1971), pp. 16-40 p. 23.

(2.) Andre Bazin ‘An Aesthetic of Reality: Neo-Realism’ p. 24.

(3.) Andre Bazin ‘An Aesthetic of Reality: Neo-Realism’ p. 24.

(4.) http://www.telegraph.co.uk/news/worldnews/europe/3186186/Italian-mafia-film-Gomorrah-heads-for-Oscars–as-cast-members-are-arrested.html

Narrative Structure: Free And Bound Motifs

Motifs are recurring structures that develop and communicate a film’s major themes [Motifs are the discrete images or sounds, like a coin, where as themes are more general concepts such as greed]. Motifs are therefore essential in the language of cinema. Motif’s are often used to communicate character and to indicate and remind the audience of essential and important facts. The study of narrative, and in particular film narrative formation, indicates that there are two central motif types; free and bound.

 

Bound motifs are those which, according to the Russian formalists, cannot be removed from the narrative without radically changing the chronological essence of a narrative. In essence a bound motif is a motif that is essential to the explaining or telling of a story. In the film Escape From New York (1981) the motif of the wristwatch is a bound motif as the movement of time is essential to the understanding of the plot. The motif of the wristwatch is essential in understanding and remembering that Snake has only twenty-two hours to find the president. As the time slips away the motif is also used to increase the tension. The narratives sequence and chronological essence is produced by the deadline of twenty-two hours; the motif of the wristwatch is bound by its essential nature in the formation of Escape From New York‘s narrative. In the film Speed (1994) the motif of the bus is a bound motif as without it the film wouldn’t make any sense; the story could not be told without it.

 

Free motifs are those which aren’t essential to the retelling or explaining of a narrative. This is not to say that they aren’t highly important, but the chronological make-up of a narrative wouldn’t be altered by a free motifs inclusion or exclusion. A free motif is a tool often used to communicate character and create aesthetic complexity. The use of colour to indicate a sense of past or nostalgia isn’t essential to the retelling of a story however it produces an aesthetic more inclined to communicating that lost past or beautiful regretful age a film wishes to portray. Free bound motifs tend to create deeper meaning and communicate conflicts without the need to thoroughly establish character though screen-time. A film can communicate an ordered and synchronised character by establishing a motif; John continuously looks at his timepiece. A rupture in his character and life could be communicated clearly by the breaking, dropping or stopping of his watch. And although the watch stopping has no relevance to the plot per say it could communicate the loss of order in John. This fictional man loses his structure; he becomes de-constructed through the symbolic act of his timepiece breaking. The symbolic act communicates a loss because it was previously posited as a motif that indicated his orderliness. Although not essential to the plot, the free motif of the timepiece helps communicate the more general theme of the film concerning the man’s change in character and life. In the film Juno (2007) the central character, also named Juno, buys kitsch tat such as a faulty burger phone. This motif isn’t essential to the film’s narrative however it does communicate character quickly and clearly.